CHAPTER
IV
THE
LIMITS OF DISCOURSE ETHICS:
A MODEL OF COMMUNICATING SUBJECTS
Before indicating the aims of the present chapter, the gist of the
last two merit reassertion. In this respect, the second chapter presented
the
theory of cognitive interests as a view of
knowledge as value-leaden in function of vital dimensions of the human person/
community. The
emancipatory interest emerged as manifesting a tendency of communicating
subjects toward an ideal form of existence. Though typically counterfactual
in real life nonetheless it surfaces as an orienting influence separated
from all hypostatizations. Inasmuch as this human tendency is
characteristically impeded from realization, the third chapter, while
developing the theory of universal
pragmatics as the proposed framework for the adjudication of problematicized
truth and rightness claims, restricted itself to a consideration of the question
of the adequacy of the
ideal speech situation insofar as theoretical discourse is concerned.
However, the question concerning the adequacy of the formal conditions of
the ideal speech situation for
practical discourse was postponed until the present chapter. The singular
importance of answering this question consists in that Habermas understands
his logic of practical discourse in function of the ideal speech situation as
providing the proper instrument for critically reflecting on the normative
claims upon which the legitimacy and conduct of lifeworlds is founded.
Accordingly, this chapter will concern itself with (A) an examination of the nature of Habermas's communicative or discourse ethics, (B) an analysis of discourse ethics as entailing a minimal model of communicating subjects; and (C) a critical discussion of the adequacy of communicative ethics in view of the cultural variability of needs interpretation and the notion of compromise in communicative ethics.
THE NATURE OF DISCOURSE ETHICS
The object of this section is to analyze the nature of Habermas's
discourse
ethics with a view toward indicating in what sense it can be understood as
providing a minimal model of communicating subjects. This will involve (1)
clarifying the notion of discourse ethics as a formal versus material ethics,
(2) comparing and contrasting Habermas's discourse ethics with
Kant's monological ethics; (3) clarifying the nature of the principle of
universalization and its role in a communicative ethics; and (4) indicating
the procedural
constraints fostered by discourse ethics in function of the principle of
universalization, speech-act theory and the
presuppositions of argumentation, i.e., the
ideal speech situation, as a defense against moral
skepticism and/or
relativism.
Stephen K.
White, in a significant publication,[i]
defines Habermas's practical "discourse," i.e., dialogical,
"discursive," or "communicative" ethics, as
. . . a formalistic
ethics "that consistently works out the independent logic [Eigensinn]
of normative questions:" that is, "that works out the idea of
justice." Such an ethics
sharply distinguishes "moral
questions which, under the aspect of universalization or justice,
can in principle be decided rationally, from
evaluative questions . . . which present themselves under their most
general aspect as questions of the
good life, and which are accessible to a rational discussion only within
the horizon of a historically concrete life form or individual life
history."[ii]
In
this respect, discourse
ethics endeavors to justify actions in terms of valid norms and to warrant such
norms in function of principles worthy of recognition.[iii] This definition presents
then the critical features of discourse
ethics, viz.: (a) that such an ethics is
deontological insofar as it conceives the
rightness of
regulative speech acts, i.e., of norms and commands, in a manner analogous
with the truth of an
assertoric statement;[iv]
(b) that it is
cognitivist in that it "must answer the question of how to justify
normative statements";[v]
(c) that it is formalist in that it employs "a principle of justification
that tests the
validity and invalidity of norms in terms of their
universalizability";[vi]
and (d) that it is universalist in that such an ethics "alleges that this
principle (or a similar) moral principle, far from reflecting the intuitions
of a particular culture or epoch, is valid universally."[vii]
To understand such an ethics it is imperative that one be clear in what
is involved in "working out the idea of
justice."[viii]
Insofar as Habermas proposes a formalistic conception of ethics, it
merits comparison with the classic expression of formalistic ethics, viz.,
Kantian
deontological ethics. First, Habermas opposes Kant's unbridgeable
dichotomy between the
noumenal and
phenomenal realm, for Habermas's rational reconstructions involve a certain
interplay between
cognition and
experience. Second, though both Kant's and Habermas's ethics are dedicated to
the proposition that valid normative claims proceed from the application of a
formal principle of
fairness or impartiality, they differ with respect to its formulation and the
manner of its applicability. Hence, where
Kant's ethical principle,
the "categorical imperative," involves a formal test pursued within
a
monological framework; for Habermas the principle of
universalization involves a formal test pursued within a
dialogical framework.
Kant's normative
maxims of action are derived from an autonomous will in abstraction from the
moral relationships of communicating individuals, wherein a singular moral
agent considers a possible act by inquiring as to whether it could be proposed
as a universal law. Habermas's principle of
universalization, however, argues that regulative norms cannot be settled
monologically, but must be understood as the product of
practical discourse. In this all subjects potentially affected by the proposed
norm determine its fairness and impartiality for the satisfaction of needs and
interests.[ix]
Another difference is that whereas Kantian ethics excludes all motives except
rational will when considering the universal validity of a proposed norm,
discourse
ethics considers precisely the universality of particular desires, needs and
inclinations which nonetheless can make a claim to normative legitimacy only
insofar as they are capable of meeting the test of
generalizability of interests as demanded by the principle of
universalization.[x]
Habermas articulates the principle of universalization in the following
terms:
All affected can accept the
consequences and the side effects its general observance can be
anticipated to have for the satisfaction of everyone's interests (and
these consequences are preferred to those of known alternative possibilities
for regulation).[xi]
Habermas
often refers to this formal rule as a
"bridging principle" insofar as it can be understood to serve the
analogous function of a canon of
induction that spans the gap in
theoretical discourse between particular observations and general hypotheses.[xii]
In practical discourse the principle of
universalization proposes to regulate argumentation "among the
plurality of participants" while suggesting "the perspective of
real-life argumentation"[xiii]
in a manner that categorically excludes as invalid those norms that fail to
attain "the unqualified assent of all who are or might be affected by
it."[xiv]
Accordingly, the principle of
universalization provides a certain guarantee that the norms that emerge as
valid within the context of
practical discourse will be only those that express a general will.[xv] As a
bridging principle it endeavors to make
consensus possible amid a pluralism of views. On the other hand, the
principle needs to be understood as radically distinguishing evaluative from
normative questions.
If we define practical issues as issues of the
good life, which invariably deal with the totality of a particular
form of life or the totality of an individual life history, then ethical
formalism is incisive in the literal sense. The
universalization principle acts like a knife that makes razor-sharp cuts
between
evaluative statements and strictly normative ones, between the good and the
just.[xvi]
In
this sense,
"Practical discourse is a procedure for testing the validity of
hypothetical norms, not for producing justified norms"[xvii]
such that rational will-formation can be realized independently of dogmatic
creeds and ultimate
foundations.
Hans
Albert, however, issues a serious objection against all attempts to provide
justification for moral principles that claim universal validity. He argues
that such moves involve the cognitivist in a
Münchhausen trilemma, consisting of three equally unacceptable alternatives,
viz.: (a) putting up with an infinite
regress, (b) arbitrarily breaking off the
chain of deduction, and (c) making a
circular argument.[xviii]
Habermas's defense consists in arguing for a distinction between a deductive
concept of justification wherein the relationship between deductive statements
proceeds in function of logical
inference and principles of universalization that serve to link the logical
space in
nondeductive relations. Habermas states,
The status of this trilemma, however, is problematic. It arises only if
one presupposes a semantic concept of justification that is oriented to a
deductive relationship between statements and based solely on the concept of
logical
inference. This deductive concept of justification is obviously too narrow for
the exposition of the pragmatic relations between argumentative speech
acts. Principles of
induction and universalization are introduced as rules of argumentation for
the sole purpose of bridging the logical gap in
nondeductive relations. Accordingly, these bridging principles are not
susceptible to deductive justification, which is the only form of
justification allowed by the
Münchhausen trilemma.[xix]
Habermas credits Karl-Otto
Apel with developing a
metacritique to
fallibilism and a refutation to the challenge of the
Münchhausen trilemma by reviving a
transcendental mode of justification that supports a nondeductive basis of
practical discourse. The performative
contradiction is a crucial component of
Apel's mode of argumentation, which "occurs when a
constative speech act R(p) rests on noncontingent presuppositions whose
pressuppositional content contradicts the asserted proposition p."[xx]
The effectiveness of this
contradiction consists in its response to a consistent
fallibilist who in his opposition to any attempt to ground moral principles
makes use of any one or all three of the equally unacceptable alternatives of
the
Münchhausen trilemma. The performative contradiction counters that the
opponent, indeed, assumes, at the very least, the validity of that minimal set
of logical rules that are essential for establishing his argument as a refutation
against the proponent's attempt to justify ethical principles. The contradiction
then consists in that in the very act of engaging in argumentative, rational
exchange the
fallibilist commits himself to a minimal number of necessary rules of
criticism that turn out to be incompatible with the principle of
fallibilism. Habermas indicates:
The proponent asserts the universal validity of the principle of
universalization. He is contradicted by an opponent relying on the
Münchhausen trilemma. On the basis of this trilemma the opponent concludes
that attempts to ground the universal validity of principles are meaningless.
This the opponent calls the principle of
fallibilism. But the opponent will have involved himself in a performative
contradiction if the proponent can show that in making his argument, he has to
make assumptions that are inevitable in any argument game aiming at
critical examination and that the
propositional content of those assumptions contradicts the principle of fallibilism.[xxi]
The question, however, which may be raised for discourse ethics, indeed
for any formalistic ethics, pertains to the sufficiency of its formal principle
for the adjudication of norms whose application nonetheless aims at addressing
particular circumstances. As a species of postconventional ethics, Habermas's
discourse ethics purports to provide, notwithstanding its formalistic
orientation, "a form of constrained indeterminateness"[xxii]
which endeavors to counter the charge that such an ethics is without substantial
principles for the determination of
just/right/proper versus
unjust/wrong/improper human action in concrete situations. In support of the
principle of
universalization, Habermas develops the notion of constrained indeterminateness
in terms of a twofold argument: the
first stage concerns itself with drawing out the implications of the
obligations of
reciprocity found in speech
acts; and the second stage concentrates on the formal conditions of discursive
argumentation, i.e., the
ideal speech situation. What follows consists in a consideration of each of
these stages with the object of better assessing the nature of the
constraints offered by Habermas in defense of the principle of
universalization and in opposition to the charge of normative vacuity.
Habermas derives two ethical constraints or basic principles of
morality from the structure of communicative action, i.e., from the immanent
speech-act obligation of
reciprocity. The first refers to the reciprocal obligation upon speakers to
justify rationally, if challenged, the claims implicitly or explicitly raised
in their speech-act interactions. The coordination of social behavior and
convention may be understood as occurring within the background of mutually
recognized
norms and
values,
institutions,
rules and
conventions that are naively accepted and assumed in the sense that their
appropriation does not usually result from empirical testing. Typically, the
pragmatic relationship that the speaker intends to establish with another
depends on whether the
performative component meets or fails to meet the hearer's expectations. In
the event that the speaker fails to meet such expectations, he can satisfy the
challenge only by indicating relevant norms or by clarifying misunderstanding.
Indeed, a fundamental feature of discourse action is that dialogical agents in
interaction proceed on the basis of a mutual supposition of accountability.
This means that what is proposed by a speaker to a
hearer is what he authentically intends to communicate and that the
speaker is prepared, if need be, to provide grounds for the problematicized
claim. A speaker can therefore rationally motivate a hearer to accept an offer
because it is expected that a speaker is prepared to redeem his claim if need
be.
This obligation to provide justifications operates as an ethical
constraint in the sense that it may be directed against all
noncognitivist positions. These argue that one may opt to engage in strategic
versus communicative forms of action in a manner that does not oblige those so
inclined to provide rational grounds for their speech proposals. Habermas
counters that the noncognitivist position as conceived by a
skeptic, such as a
first-person dictator and a
systematic rider, incurs in a performative
contradiction. White articulates the nature of this contradiction in the passage
that follows:
A
contradiction occurs because the speech act in which he announces his refusal
"rests on non-contingent (thus in given contexts unavoidable) presuppositions
whose
propositional content contradicts the propositional content of the speech act
itself". . . . [The obligation to provide justification in discourse
action] is one which every actor has "implicitly recognized," simply
by virtue of having engaged in discourse action.[xxiii]
In
this respect it is not possible for a noncognitivist to relinquish in
communicative action with its concomitant obligation to provide grounds without
"throwing his rationality radically into doubt."[xxiv]
A second constraint implied in speech
acts consists in the
reciprocity entailed between dialogical partners such that an
agent who makes a normative proposal to another must not only be in a position
to provide grounds for his offer but must also be ready and willing to extend
its applicability so as to include himself. If the relationship between the
speaker and hearer involves unequal roles, such as that of an employer and an
employee, whatever norms the employer issues to his subordinate must be the same
norms that the employer would be willing to apply to himself consistently if the
roles between the two reversed. In this respect, the speech-act immanent
obligation involves an implicit constraint for proponents of norms to act in
accordance with the norms they advance or at least to be willing to act
accordingly in the event that circumstances warrant such applicability. Thus,
one who engages in discourse action must be prepared to provide justification
for speech
acts and, in the case of normative proposals, also be ready to apply
reciprocally the norms proposed.
After considering the
reciprocity
constraints involved in speech
acts, the question becomes how can one distinguish between the relative
defensibility of a norm as more or less meriting discursive consent. In this
respect the obligation to offer reasons for normative proposals leads to a
consideration of the formal instrument in function of which norms are to undergo
discursive scrutiny. Thus, the
ideal speech situation, signifying the unavoidable, pragmatic conditions of
argumentation, serves to indicate still another constraint operative in
practical discourse. Indeed, Habermas understands the ideal speech situation
as the normative core of the modern idea of argumentation which makes
"moral insight possible."[xxv]
Given the importance of this notion, although it has already been
considered in the last chapter,[xxvi]
what follows is a restatement of the same with reference to the framework of
practical discourse.
The
participation thesis, the first condition, requires that any subject capable of
speech and action be permitted to take part in discourses. The aim of this
condition is that all potential voices be heard so as to establish an openness
in which all viewpoints have an equal chance for being represented. Indeed, the
thesis of open participation endeavors to view participants as equal dialogical
partners. Ideally this would set aside, for instance, an individual's name and
background when such considerations would deter discourse from anything other
than the force of the better argument, i.e., the root notion of argumentative
vindication.
The
symmetry thesis, the second condition, requires that all dialogical participants
have the same opportunity to initiate and sustain dialogue by proposing claims
and counterclaims, asking questions and providing answers. Whereas the thesis of
open participation incorporates all potential voices, the thesis of symmetry
provides the participants with an equality of chances to engage in discourse
such that no one participant comes to overwhelm the discussion in favor of his
proposal at the expense of other views.
Finally, the third condition, the freedom of discussion
thesis, demands that discussion advance free from all external and internal
influences such that the conclusion may be viewed as proceeding from no motive
other than a cooperative search for truth. Hence, not only may all potential
dialogue partners engage in discourse and have an equal right to apply
speech-act motions, but they are additionally expected to participate in the
process free from all known internal and external forces that may somehow
vitiate the outcome of the discourse. The ideal here is that each participant
in dialogue attempt to place himself in the other person's "shoes,"
and vice versa, for the moral insight and empathy that may thus be achieved in a
collective pursuit of
norms acceptable from all viewpoints.[xxvii]
Thus as the participants enter
discourse with the aim of determining the validity of a proposed or
problematicized normative claim, they are according to the formal conditions of
the
ideal speech situation expected to "render inoperative all motives other
than that of a cooperative readiness to come to an understanding."[xxviii]
This, in turn, involves the radicalization of the levels of argumentation
which signifies separating oneself from the action context so as to shift into
the context of reflection.
With respect to a logic of practical discourse the various steps or
levels of discourse/argumentation are as follows:
Step 1: Involves moving
from problematicized
prescriptions and prohibitions representing an action to an affirmation in which
a normative validity claim is made about an object of discourse.
Step 2: Consists in the
practical justifications of the problematicized assertion through the
assemblage of an argument.
Step 3: Involves a
meta-ethical transformation or replacement of the linguistic system.
Step 4: Involves a critical
evaluation of the theoretical justifications upon which these claims to
normative
rightness may be based, an evaluation that may warrant modifying a given
normative framework.[xxix]
The structure of pragmatic arguments within a logic of
practical discourse reflects the necessary elements that must be covered if
one is to view the conclusion as genuinely expressing the better argument. The
elements of this logic follow: (a) the conclu-sion‑‑[C]--referring
to a prescription/evaluation; (b) the controversial validity claim, in this
case, the claim to normative
rightness; (c) justifications for a norm, i.e., what is required from an
opponent; (d) data--[D]--referring to the grounds, etc., in defense of the
conclusion; (e) the warrant‑‑[W]--referring to the norms,
principles, etc.; and (f) the backing--[B]--referring to interpretations of
needs, etc.[xxx]
With respect to
practical discourse the steps are the same as those of
theoretical discourse except that one moves from a problematicized
prescription or prohibition to a critical consensus. The recommendations
which result from
practical discourse are put forth "in light of existing needs and available
resources."[xxxi]
A crucial difference between the conclusion derived in practical
versus theoretical discourse is that the proposed recommendations obtained
through collective will-formation may reflect a divergence from the existing status
quo, thus implying a change or transformation of practices and institutions.
This is to say that ". . . the results of a
practical discourse in which it is established that the validity
claims of factually acknowledged
norms cannot be redeemed, or that norms with argumentatively redeemable
validity claims do not exist in fact, bear a critical relation to reality
(namely to the
symbolic reality of society)."[xxxii]
The logic of
practical discourse then when articulated in greater detail specifies and
distinguishes the nature of the formal principle of
universalization from other formalist positions.[xxxiii]
Habermas's ethical principle can be understood as incorporating the conditions
of the
ideal speech situation and the requirement for the
generalizability of interests:
A. Whoever engages in argumentation must presup-pose the validity of the
discourse rules; and
B. that when that argumentation concerns normative
claims‑‑this is, ones about alternative orderings for the
satisfaction of interests‑‑the participants must, "on pain of
performative
contradiction," admit that universalization is the only rule under which
norms will be taken by each to be legitimate.[xxxiv]
The
importance of the first rule consists in that without such an agreement
discourse would be open to a violation of one of the conditions/constraints of
the
ideal speech situation, which would, in turn, render unacceptable the alleged
rationality of the
consensus. The second rule expresses the
generalizability of the common
good wherein common interests are universalized. In this respect for Habermas
justifiable norms are those that express "generalizable interests" in
the sense that they satisfy the concerns of each participant in the argument.
For Habermas "the function of just norms is to provide some legitimate
ordering of the satisfaction of interests."[xxxv]
His response then to the question of how this norm which validates all
other norms may itself be justified without circularity, i.e., in a nondecisionistic
manner, is contained in the very structure of
language: "the expectation of discursive redemption of normative
validity claims is already contained in the structure of
intersubjectivity and makes specially introduced maxims of universalization
superfluous."[xxxvi]
Now, before concluding this section, there are two objections that
Habermas's formalistic ethics needs to address: (a) the issue that such an
ethics is devoid of content, and (b) the hermeneutic objection that the
discourse-ethical procedure is biased. To the first objection Habermas responds
that the content to be considered in
practical discourse is proposed from the outside insofar as practical
discourse does not consist in an instrument for generating justified norms.
Rather, it consists in a procedure for testing the validity of norms that
discourse participants are considering for adoption. Habermas elaborates,
Practical discourses are always related to the concrete point of
departure of a disturbed normative agreement. These antecedent descriptions
determine the topics that are up for discussion. This procedure then is not
formal in the sense that it abstracts from the content. Quite the contrary, in
its openness,
practical discourse is dependent upon contingent content being fed into it from
outside. In discourse this content is subjected to a process in which particular
values are ultimately discarded as being not susceptible to consensus.[xxxvii]
The second objection argues that though the application of rules such as
the
universalization principle requires
practical wisdom, the required prudence, insofar as it is prior to the rules of
discourse and hence not subject to them, may represent nothing more than the
local
conventions of a given hermeneutical‑‑i.e. a historically-situa-ted‑‑horizon.
Habermas's responds that
The hermeneuticist's reflective insight, however, does not undercut the
claim of the principle of discourse ethics to transcend all local conventions.
No participant in argumentation can escape this claim as long as he takes a performative
attitude, confronts normative claims to validity seriously, and does not
objectify norms as social facts, i.e., avoids reducing them to something that is
simply found in the world . . . . The history of human
rights in modern constitutional states offers a wealth of examples showing that
once principles have been recognized, their application does not fluctuate
wildly from one situation to the next but tends to have a stable direction.[xxxviii]
After presenting the master lines of Habermas's discourse ethics, it will be possible to address the question of the minimal model of communicating subjects that his analysis yields.
A MODEL OF COMMUNICATING SUBJECTS
Before considering the question of the adequacy of Habermas's principle
of universalization in function of the ideal speech situation, this section will
consider the minimal model of the communicating subjects that can be developed
from Habermas's philosophy
of emancipation. Hence, it will (1) consider the relationship between the theory
of
cognitive interests and the theory of universal
pragmatics, (2) clarify the concept of
freedom as tending toward an ideal form of life, and (3) analyze the qualities
of communicating subjects as may be derived from Habermas's
ideal speech situation.
To begin, the theory of
cognitive interests, as interpreted in this study, argues in favor of the
emancipatory interest as commanding a position of primacy with respect to the
technical and the practical interests, given that these are susceptible to its
penetrating analysis and subsequent substantiation, modification or rejection.
In this respect the emancipatory interest was understood as promoting a just
versus unjust application of the vital functions which the other two interests
serve. This is to say that in the case of the human subject the issue is not
simply whether his material needs are being satisfied or whether his cultural
relations are being coordinated, but whether these interests are being fulfilled
justly. The struggle of peoples throughout history‑‑today
manifesting itself in dramatic ways in Eastern Europe and South
Africa‑‑impels one to judge Habermas's emancipatory interest as
consisting in something more than a mere epistemological viewpoint. Whereas
the theory of
cognitive interests identified the
emancipatory interest as ordained toward a state of
freedom in function of
justice, the transition to the third chapter proceeded in light of the need to
develop Habermas's methodology in terms of which the notion of freedom may be
realized.
Accordingly, the theory of universal
pragmatics concentrated on the notion of
communicative action, i.e., the human competence to coordinate action by means
of
ordinary language. From this standpoint
language facilitates understanding by simultaneously relating the human
subject to three "worlds" that constitute the three modes in which persons
may come to an understanding with each other, viz.: the objective world of
material objects, the social world of intersubjective relations, and the
subjective world of inner nature. The importance of Habermas's proposal consists
in that not language not only serves to relate and coordinate modes of relations
with the three realms indicated, but it views valid agreement among
subjects as proceeding in function of cognitively testable
validity claims raised with every speech act. This means that social actors are
empowered with the capacity to assess critically the
rationality or
irrationality of proposed speech acts so as to consider the question of their
validity. Problematicized claims that fail to be vindicated in normal exchange
may be subjected to the formal conditions of discourse. At this level truth
claims may emerge as warranted and normative claims may surface as justified.
Indeed the
ideal speech situation is intended to fulfill the function of a methodological
instrument capable of challenging theoretical and normative propositions
in an endeavor to determine whether or not they are based on anything other
than ideological bias of one form or another. As Habermas states, "Just as
theoretical criticism of misleading everyday
experiences serves to correct
beliefs and expectations, so moral criticism serves to alter modes of action
or to correct the judgments we make of them."[xxxix]
The locus of
freedom for Habermas consists then in the correction of "everyday
experiences" and "modes of action" in function of the principle
of unconstrained dialogue rooted in the very nature of human
intersubjectivity. The principle of unconstrained dialogue‑‑as
reflected in the
ideal speech situation‑‑aims at the determination of
warranted assertability in the case of truth claims and at the determination of
justified assertability in the case of normative claims. The principle of
unconstrained dialogue surfaces as a model of undistorted communication with
which to identify and eradicate distorted modes of communication. Herein lies
the connection between the theory of
cognitive interests and the theory of universal
pragmatics: the
emancipatory interest of the critical sciences proceeds to effect the
dissolution of
hypostatized structures by means of the formal methodology grounded in human
communication, i.e., by means of the principle of unconstrained dialogue.
In his more recent work Habermas tends to part with the notion that the
principle of unconstrained dialogue portrays the "image" or the
"anticipation" of an
utopian society. Nonetheless, he holds on to the notion as an interpretive guide
useful for pinpointing and redressing the social pathologies of modernity.[xl]
In this respect, though the full realization of the ideal speech situation is
yet to materialize, it appears that Habermas's concern is with the possibility
that a greater approximation in the direction of unconstrained dialogue may
emerge given certain practical arrangements. Indeed, Habermas acknowledges
that in the course of social evolution "institutionalizations of partial
discourses specific to certain domains signify innovative achievements."
In the following passage Habermas provides some illustrative examples:
. . . first, the institutionalization of
discourse in which the claims to validity of
mythical and
religious interpretations of the
world could be systematically questioned and tested; as such we understand
the beginnings of
philosophy in Athens during the Classical period. Second, the
institutionalization of discourse in which the claims to validity of technically
exploitable profane knowledge transmitted in the domains of professional
ethics could be systematically questioned and tested; as such we understand this
as the beginnings of the modern experimental sciences, which certainly had their
precursors in antiquity and at the end of the Middle Ages. And finally, the
institutionalization of discourse in which the claims to validity involving
practical questions and political decisions were intended to be
continually questioned and tested; first in England during the seventeenth
century, later on the Continent and in the United States, with precursors in the
Italian cities of the Renaissance, a political public sphere came into being
and in connection with this, representative forms of
government‑‑bourgeois democracy.[xli]
The
institutionalization of a logic of
practical discourse in function of the ideal speech situation, particularly, as
it refers to civil governments commands the central thrust of Habermas's
theoretical edifice, whose realization he views as consisting not so much in a
speculative but, rather, in a practical hypothesis. The institutionalization
of such discourse represents a real potential of the human subject given its
inherent communicative and moral nature.
An analysis of the concrete demands required of human subjects for the
actualization of this potential lends insight into the model of communicating
subjects that Habermas's philosophy
of emancipation yields. In this respect the tendency toward the realization of
freedom in function of the
emancipatory interest is conceived as a community versus an individual affair.
It is precisely the requirements involved in being a member of community that
unfold Habermas's concept of the
subject.
Freedom for Habermas can thus be understood as the act by which the
person passes into
personhood, i.e., becomes a functioning and contributing member of an
integrated social unit. To be free for Habermas does not signify a mere
sophomorish absence of external obstacles or constraints to the satisfaction,
fulfillment or enjoyment of just any desire.[xlii]
Rather, it signifies a material, moral and social state of internal independence
to be a certain kind of person, i.e., one capable of participating in the
realization of those projects that are congruent with the physical,
psychological, social and moral well-being of individual persons and
society as a whole. In this respect
freedom may be distinguished from
emancipatory interests. For though this interest expresses a vital orientation
toward the achievement of freedom, such an object need not necessarily be
attained given that the demands of
freedom need not be satisfied.
Moreover, what is at the core of this view of freedom is a dynamic interplay between the individual that qua moral agent is capable of affecting the social unit to which he belongs and the social unit that qua collective moral agent is capable of affecting its individual members. Society is thereby both the product of its members and the collective agent that fashions them.[xliii] The conception of freedom, understood in terms of the dynamic relation between individual agent and society, involves, for Habermas, a complementary dyad: the