CHAPTER V
HABERMAS'S PHILOSOPHY OF EMANCIPATION
AND
METAPHYSICS
Thus far this study has concentrated on critically developing the
various components of Habermas's philosophy
of emancipation. Accordingly, the second chapter argued for the dignity of
the human person as oriented toward the full realization of its constitutive
nature in function of an emancipatory interest with autonomy and responsibility.
The emancipatory interest emerged as setting in motion the human concern for
articulating, promoting and appropriating a mode of existence in function of
justice. The third chapter explicated Habermas's theory of universal
pragmatics as properly representing the methodological framework wherein he
specifies in function of the ideal speech situation the conditions of
communication aimed at adjudicating truth claims
pursued within the context of a logic of
theoretical discourse. In examining Habermas's ethical proposal, viz., his discourse
ethics, the crucial question, considered in the fourth chapter, centered on
determining the adequacy of the purely formal conditions for adjudication of
problematicized normative claims with a view to the dissolution of
hypostatized disequilibria. In considering this question, it became
increasingly plain that the
formalism of Habermas's principle of
universalization ultimately terminates in an intra- and intercultural
pluralism that effectively undermines its integrity as a moral rule. Moreover,
Habermas's appropriation and commendation of a materialist interpretation of
society would undoubtedly supplant the
formalism which his ethical theory fosters with a worldview that would serve to
orient practical judgment in one direction rather than another.
Chapters II-IV endeavored to examine Habermas's opus within the confines of his own horizons. The present chapter will venture to move beyond the parameters of Habermas's proposals in an effort to develop the latent metaphysical themes permeating his emancipatory/ communicative model. It will review this from an optic which can be developed today with resources from the classical existential metaphysical tradition when catalyzed by the contemporary issue discussed in the foregoing chapters. Indeed, this chapter will endeavor to consider the mutually enriching, complementary nature of the Habermasian communicative model and the metaphysical model as mediated in terms of a philosophical appropriation of the Christian vision. This objective will be pursued in three sections. The first will strive (A) to clarify the intention animating Habermas's commendation of a materialist interpretation of society by noting certain parallelisms that relate this to Kant's move toward a teleological worldview. This will provide an occasion for arguing in hermeneutical fashion in favor of the Christian horizon/vision as a worldview that both equips philosophical reflection with critical resources that serve as a response to the postmodern challenge against metaphysical principles, and that furnishes a non-materialist context for Habermas's formalistic communicative model. In this sense, this chapter essentially consists in an examination of the two philosophical models operative in the Christian worldview. The second or middle section (B) will articulate a methodology for elevating proposed notions to metaphysical status such that they may be suitable for employment within the context of metaphysical discourse. Such methodological schemata will be applied to the fundamental categories of Habermas's model, viz., his notion of the emancipatory interest and communication in function of the ideal speech situation. Finally, the third section will endeavor (C) to indicate the sense in which the categories of Habermas's emancipatory/ communicative proposal enrich the traditional transcendental properties of being in metaphysics, as well as the manner in which Habermas's proposal is itself enriched when understood from the metaphysical point of view.
THE
CHRISTIAN HERMENEUTICAL HORIZON AND THE
SENSUS
PLENIOR OF HABERMAS'S PHILOSOPHY OF
EMANCIPATION
This section will examine in hermeneutic fashion the implications of
the philosophical resources of the
Christian horizon for metaphysical reflection. The aim will be to relate
Habermas's communicative model with metaphysics. It will argue (1) that the
relevance of Habermas's move to a materialist framework finds its parallel in
Kant's move toward a teleological conception of the universe; (2) that the
hermeneutical mode of philosophizing--rather than deductive/ rationalist or
inductive/empiricist procedures--favors a philosophical appropriation of the
Christian tradition; (3) that a hermeneutical appropriation of the Christian
horizon provides philosophical reflection with the resources with which to
mitigate the postmodernist challenge against metaphysical principles; and (4)
that such resources derived from doing philosophy from a Christian perspective,
in turn, provide Habermas's formalist model with a context that is realist
(although non-materialist), metaphysical and communicative.
Habermas's acceptance of a
materialist worldview may be understood as a consequence of his conception
of reality as encompassing two distinct domains. On the one hand, there is
the realm of physical nature, whose fundamental characteristic consists
precisely in its subjection to invariant laws as studied by
nomological science. On the other, there is the realm of human nature, whose
principal feature consists precisely in its emancipatory potential as studied
by the
critical sciences. Faced with the problem of relating
necessity and
freedom, Habermas proposes a worldview in which the concrete--versus
purely notional--exercise of
freedom can take place within his communicative model of communicating
subjects.
In this respect Habermas shares certain affinities with the situation
in which
Kant found himself at the end of his second critique and which led him to his
third critique in function of which the first two were to be reread. This move
to the third critique, i.e., to an aesthetic view of the world, has often been
neglected in favor of an almost exclusivise reading of the first critique in
function of the
Cartesian rationalist influence (or bias). However, the first critique or Critique
of Pure Reason was limited by a consideration of the question concerning
the epistemic conditions of the physical sciences. This rejected intelligible
objects or metaphysical notions which implied no potentiality or materiality.
This ". . . rejection of
metaphysics as a science was warmly greeted in
empiricist,
positivist and, then
materialist circles as a dispensation from any search beyond the
phenomenal, i.e., what is inherently spatio and/or temporal."[i]
Yet, in contrast to the first critique's transcendental deduction of
the categories of
cognition by which the intelligibility of the phenomenal world could be
secured,
Kant's Foundations of the Metaphysics of Morals and his second
critique, the Critique of Practical Reason, explicitly concerned a
realm distinct from the purely physical, i.e., with the moral realm. In
elucidating the constitutive elements of this distinct sphere of reality, Kant's
analysis ". . . pushes forcefully beyond
utilitarian goals, inner instincts and rational scientific relationships . . .
None of these recognizes that which is distinctive of the human
person, namely, one's
freedom. To be moral an act must be based upon the will of the person; it must
be autonomous, not heteronomous."[ii]
Once
Kant had articulated the dimension of
freedom rooted in practical
reason in contradistinction to the necessity and universality of pure reason,
"his entire Critique of the Faculty of Judgment will be written to
provide a context which will enable the previous two critiques to be read in a
way that protects this notion of human freedom."[iii] This is to say that Kant
rejected any strain of reductionism that would attempt to undermine human
freedom in terms of a deterministic model. Indeed, Kant's repudiation of any
reductionist tendencies leads him ". . . to affirm and provide the
justification for his affirmation of the teleological character of nature as the
context of scientific necessity. . . . if
science is to contribute to the exercise of human
freedom, then that realm too must be directed toward a goal and hence be
manifestive throughout of intent within which free human purpose can be
integrated."[iv]
Notwithstanding Kant's inability to ascribe metaphysical reality to the
teleological nature of reality in virtue of the critical limits which his
epistemology imposes on human cognition, "we must proceed 'as if' it is
so precisely because of the undeniable reality of human freedom in this ordered
universe."[v]
For
Kant, within the context of a
teleological
universe, aesthetic judgments register reflections concerning the degree of
harmony or disharmony, of the level of beauty or ugliness. This has consequences
for the concrete exercise of
freedom as it endeavors to realize the universal realm of
ends-in-themselves. In this respect, Habermas's proposal of a certain
worldview can be understood as an attempt to move beyond a critical impasse
between scientific necessity and human freedom which parallels Kant's turn in
the direction of a teleological worldview.[vi]
Indeed, the tendency to reason in the light of a certain context has
characterized the philosophical enterprise since antiquity, given that its
varied conceptions have typically never proceeded by means of the operation of
"pure reason" in separation from some orienting framework. Thus,
"Russell developed certain of his philosophical views from insights
disclosed by mathematics;
Quine took experimental science as his paradigm; others have taken law or art
or music or social interaction."[vii]
Habermas, in his stead, employs the model of social communication understood
within a materialist conception of society as his own orienting framework for
doing philosophy. Yet, it would appear that within the contemporary
philosophical thrust for openness,
dialogue and
conversation, proposals can be put forward as at the very least constituting
recommendations worthy of consideration. The view here is that a move to focus
on Habermas's contributions from an optic other than the one Habermas provides
is indeed congruent with his own view of
philosophy as "stand-in and interpreter" that "cannot and
should not try to play the role of usher."[viii]
Speaking of
Kant, Habermas states,
In championing the idea of a
cognition before cognition,
Kantian philosophy sets up a domain between itself and the sciences, arrogating
authority to itself. It wants to clarify the
foundations of the sciences once and for all, defining the limits of what can
and cannot be experienced. This is tantamount to an act of showing the sciences
their proper place. I think
philosophy cannot and should not try to play the role of usher.[ix]
The openness, then, implicit in Habermas's view of philosophy as
"interpreter" provides a space for considering his proposals from an
alternative perspective. The question, however, becomes one of determining in
function of what worldview Habermas's communicative model should be
considered. The suggestion of this study is that Habermas's philosophy of
emancipation be examined within the horizon of the
Christian worldview, i.e., one that "follows out lines of inquiry suggested
by Christian experience."[x]
If the claim that all philosophy departs from some definite starting point,
rooted in a prior understanding, is true of its historical contributions, then a
Christian philosophy "is shaped in important ways by Christian faith, life
and action."[xi]
However, the incorporation of the Christian worldview should be understood here
as safeguarding the distinction between philosophy and
theological investigation. This means that insight may be derived from the
resources of the Christian worldview for doing philosophy while that which is
appropriated philosophically must itself conform to the canons of reasoned
evidence and argument.[xii]
In short, a Christian philosophy as understood here is one that "seeks to
appropriate by rational and properly philosophical means certain
insights first disclosed by Christian
revelation."[xiii]
However, at this point an issue that needs to be addressed is what
"properly philosophical means" or, more specifically, what philosophical
methodology--from among a number of possibilities--is best suited for disclosing
the philosophically-significant insights of Christian revelation. Three
possible methodological candidates that may be considered include the
deductive/rationalist, the
inductive/ empiricist and the
hermeneutical approaches to philosophizing. The inappropriateness of the
deductive method stems from the fact that it invariably endeavors to apply
self-evident axioms to definitions from which more geometrico
propositions follow so as to establish a system of propositions whose
fundamental characteristic consists precisely in the necessary relations that
obtain from one proposition to the other. Such a procedure supposes a Spinozian-like
conception of reality where God and nature are interchangeable (Deus sive
Natura). Such a system acknowledges the existence of the one infinite
substance, i.e., the primary axiom, from which all other possible attributes,
i.e., the propositions, are derived by necessity. This not only denies the distinction
between God and nature, but also reduces the notion of freedom to necessity,
both of which are entirely foreign to the Christian worldview.
With respect to the inductive or, more specifically, the constructive
methodology typical of positivist forms of empiricism, the strict delimitation
of knowledge to the order of experience artificially circumscribes the
intellect to an identification, arrangement and collection of individual
sensible objects (matters of fact). As such, these can never be transcended, so
that, at best, metaphysical notions are relegated exclusively to the
extra-philosophical domain of faith. Such a reductive methodology excluding
metaphysical discourse and reducing the human intellect to one more sense
faculty is foreign also to the Christian worldview.
A third approach, i.e., the hermeneutical methodology, will be adopted in
this study, given its emphasis in delving into a tradition, in this case the
Christian tradition, for resources that may illuminate new challenges.
The reason for considering in hermeneutical fashion the Christian
horizon as the context for interpreting Habermas's communicative proposal is
better appreciated by probing the manner in which such a worldview may be
understood as emancipatory when examined as a response to the
deconstructionist critique against metaphysical
principles. A consideration of the deconstructionist position consists not
only in bringing out the emancipatory dimension of the
Christian worldview, but also in indicating one contemporary approach which may
be advanced in response to the acute challenge that
deconstruction represents. Today the "post-modern condition" or the
"mark of post-modernity" mounts a relentless criticism of the basic
modes of rationality typical of the Western tradition and leads to a "loss
of credibility in all
metanarratives."[xiv]
An important article, "From Anarchy to Principles: Deconstruction
and the Resources of Christian Philosophy,"[xv]
indicates the sense in which the Christian horizon is not subject to various
critical themes emerging from the deconstructionist denunciation of "metanarratives."
Kenneth L.
Schmitz both presents a weakness in the deconstruction program when considered
in light of the Christian worldview and brings out the emancipatory dimension
rooted in this religious tradition. For Schmitz the
postmodernist position consists specifically in a repudiation of the principles
by which reason "has sought a better understanding of what is true and
good."[xvi]
The bulk of the postmodernist critique is directed against the notion
of principle (principium in Latin; arché in Greek) as
the source of being, thought and action. Instead, deconstructionists favor
anarchy, understood in its more original meaning as signifying "to
live, think and act without principles," rather than in its more
modern sense as referring "primarily to violence and disrespect for the
law."[xvii]
Schmitz advises against taking this challenge lightly: "It may be that,
when reading Richard
Rorty's latest sigh of despair, we are merely seeing yet another of the
recurrent descents into skepticism that have come and gone at various periods in
our intellectual history. And yet there are signs that there may be deeper
movement afoot."[xviii]
Given the seriousness, comprehensiveness and uncompromising nature of
the deconstructionist critique, a reconstruction of the master lines of
Schmitz's analysis follows in two parts: (a) the nature of the
deconstructionist critique of Western culture as advanced by
Heidegger and
Horkheimer-Adorno, and (b) a response to this critique from the viewpoint of the
Christian horizon.
Schmitz employs an interpretive study on Heidegger by Reiner
Schürmann[xix]
as a focal point for the deconstructionist discussion concerning the notion
of principles. According to Schürmann's study, Heidegger envisions Western
culture as consisting in four
epochs: the pre-metaphysical epoch, consisting of the age of Greek
poets, dramatists, and early philosophers; the classical metaphysical epoch,
spanning from Greek philosophy to contemporary scientific technology; and the
post-metaphysical epoch, which emerges with
Nietzsche. Indeed, the metaphysical epoch itself is further subdivided into
four subcategories or economies, with each economy distinguished from the
other in function of a single principle or foundational notion determining
a fixed order or worldview. In this respect, the Greek economy or order revolves
around the notion of essence or
substance
(ousia); the medieval order proceeds in function of the notion of
God
(Theos,
Deus, Gubernator mundi); the modern order revolves around the notion
of man
(humanism); and the contemporary order proceeds in terms of the notion of
scientific
technology
(technik).[xx]
Of these four epochs the metaphysical one has for over two and a half milennia
clearly dominated the intellectual formation and orientation of Western culture.
It is this supremacy which has become the target of the deconstructionist
critique.
The deconstructionist understand their own program as consisting in
"comprehending and overcoming" such metaphysical reliance on
principles. Here, in function of the categorical nature of its principles,
metaphysics comes to be understood as a limiting framework that precludes rather
than advances thought. Clearly, the term
metaphysics, as used by
Schürmann, does not only refer to its more technical use in Western philosophy
as signifying the science of the real. It refers more broadly to an ordering of
worldviews in terms of principles. It is precisely the viability of such
conceptual orderings that
postmodernists endeavor to deconstruct.
Metaphysics is the long-standing thought-construction which has been produced
by means of priniciples; and it can be brought to truth only through the task of
deconstruction, the task of comprehending and overcoming (Verwindung)
the way in which principles has sealed our thought in upon itself and away from
the true disclosure of being.[xxi]
In this respect, for
Heidegger, metaphysical principles nullify further thought by fostering a
notion of origin as domination. In function of this all things within the
cosmos are reduced to a uniform unity and in terms of which all thought and
action are subject to the closure brought about by the origin.[xxii]
Heidegger understands the various senses of the term principle, as
elaborated by
Aristotle,[xxiii]
as precisely signifying such a domineering, reductionistic and limiting notion
of origin.[xxiv] As
Schürmann argues, "Aristotle defines
arché as that out of which something is or becomes or is known. The term
therefore designates a source of being, becoming and knowledge beyond which it
is useless to try to investigate: the source is ultimate in that it both begins
and commands."[xxv]
Thus, as
Schmitz elaborates, the principles constitutive of each of the four metaphysical
periods reflect three features characteristic of an epoch/economy, viz.,
closure, necessity and certitude.
For what marks each of these "epochs" or "economies"
is that their order rests upon a single primary principle; and this
foundation provides--for those who live, think and act in terms of its
order--first, a selective determination of open possibilities, in a word: closure;
secondly, stability or regularity, in a word: necessity; and thirdly,
credibility through repetitive confirmation, in a word: certitude.[xxvi]
Accordingly,
metaphysical principles generative of epochs (1) establish an order that fixes
the relations between the entities comprising that order as well as the
relations that such entities may have to the order itself; (2) furnish an
explanation for the occurrence of phenomena; (3) provide a purposeful reason
for action; and (4) ban "inappropriate action by pre-empting more radical
choice."[xxvii]
Schmitz also introduces the work of Max
Horkheimer and Theodor W.
Adorno,[xxviii]
representatives of the
Frankfurt School, who, like Heidegger, notwithstanding different orientations,
comprehend the history of Western thought in terms of a conception of origin
understood as domination with its ensuing closure. In the case of Horkheimer
and Adorno, however, they find this notion operative in the West's
"technological determination to master nature."[xxix]
This mastery proceeds in function of instrumental reason, i.e., in
terms of a means-end rationality limited in its employment via impersonal techniques
to the inception and attainment of varied objectives, while itself remaining
incapable of determining the good or ratio finalis of human existence.
The end result of instrumental reason at the service of technological
advancements is understood as involving a process of reification that leads to
the dehumanization of the subject via greater calculability, bureaucratic
efficiency, administrative and economic control. Hence, the technological
machine becomes an exploitative mechanism subjecting the human person to
dehumanizing relationships that negate authentic individuality.
Interestingly enough,
Schmitz's response to the
deconstructionist critique of metaphysical
principles does not consist in a blanket defense of such principles. Instead
he limits his response to indicating in what sense metaphysical principles in
function of the
Christian horizon are less susceptible to the postmodernist attack.[xxx]
He first questions whether the concept of principle as involving a notion of
origin must be conceived as indicating domination or whether it may not be
possible to retain a "conception of principle as that which establishes a
certain arrangement of consequences, but deny that the arrangement must be one
of domination."[xxxi]
Speaking of Christian philosophers, Schmitz adds that they were concerned
with the very being of things in a manner that raises the question
Why anything at all, why not rather nothing?
This question arose out of a freshly charged wonder, prompted no doubt
by the Christian disclosure of the generosity of a
Creator who sent his only Son to redeem a fallen humanity. So that a Christian
philosophy is prompted to look for the primary form of power (and the ultimate
meaning and worth of the term) not in domination, but in caring presence.[xxxii]
This
understanding of
God as love permeates Christian scriptures as evidenced in the following passage
where Christ states,
For this is how God loved the world:
he gave his only Son,
so that everyone who believes in him may not perish
but may have eternal life.
For God sent his Son into the world
not to judge the world,
but so that through him the world might be saved.[xxxiii]
In
another passage
Christ--though God--does not cling to his own divinity, but surrenders all for
love of humankind; he
Who, being in the form of
God,
did not count equality with God
something to be grasped.
But he emptied himself,
taking the form of a slave,
becoming as human beings are;
and being in every way like a human being,
he was humbler yet,
even to accepting death, death on a cross.[xxxiv]
Indeed
within the Christian horizon,
God as the all-encompassing first principle does not lord over his subjects as
objects of domination, but rather elevates humanity to a state of
filiation in which the human person is dignified with the title of
"son":
God sent his Son, born of a woman, born a subject of the Law, to redeem
the subjects of the law, so that we could receive adoption as sons. As you are
sons, God has sent into our hearts the
Spirit of his Son crying, 'Abba, Father'; and so you are no longer a slave, but
a son; and if a son, then an heir, by God's own act.[xxxv]
This
view of God as Father, Brother and Friend, who loves and empties himself in
order to elevate
humankind to a new state of
filiation is precisely the conception of first principle that is understood
within the Christian horizon and pursued, for instance, by Thomas
Aquinas, who understands the creation, according to
Schmitz, as a communication‑‑a giving, a sharing--of being.[xxxvi]
The Christian conception of a first principle is not understood as a principle
of domination whose aim is to subordinate its subjects for the sake of
dehumanizing control or influence.
To the charge that metaphysical principles reduce all reality to a single
unity, philosophy pursued within the Christian horizon, one may counter that, to
the contrary, the first principle in referring to the
Trinity is understood as a unity permeated with abundance.
Schmitz argues,
The charge that a
metaphysics of principles is a means of domination is strengthened by the
reductionism of the many to a sheer, univocal unity. But, if the first principle
is one, yet not hostile to inner distinction (as theologically and in respect
of the
Trinity, we speak of the distinct persons and their different processions and
missions), then the charge of closure must be reopened for discussion.[xxxvii]
Yet,
within the Christian experience, not only is the first principle open to inner
distinction, as Schmitz rightly suggests, it also incorporates humanity as
part of its inner life, as powerfully expressed in the priestly prayer of
Christ:
May they all be one,
just as, Father, you are in me and I am in you,
so that they also may be in us,
so that the world may believe it was you who sent me.
I have given them the glory you gave to me,
that they may be one as we are one.
With me in them and you in me,
that they be so perfected in unity . . .[xxxviii]
Finally, where the deconstructionists claim that the first principle
brings about closure insofar as future possibilities for thought and action is
concerned, it should be noted that the ad intra constitution of the first
principle within itself consists in a "plurification" of persons.
Even in terms of its ad extra manifestation the "infinite abundance
of the first principle will give more room for all possibilities within
creation--even, it must be remarked, for the possibilities of
evil."[xxxix]
Indeed, within the Christian worldview, far from a first principle as
limiting future possibilities, there is the promise that the believer will
perform and even surpass the works of its founder, as
Christ himself states,
In all truth I tell you,
whoever believes in me
will perform the same works as I do myself,
and will perform even greater works,
because I am going to the Father.
Whatever you ask for in my name I will do,
so that the Father may be glorified in the Son.[xl]
The
philosophically relevant implications of the Christian perspective seems then
to contrast the deconstructionist critique of first principles. How then would
such a worldview open, sensitize and shape thinking and living in relation to
Habermas's proposal. The answer to this question reflects the sense in which the
Christian worldview may be understood as providing a sensus plenior to
Habermas's own formalistic model.
One distinct contribution that may be derived hermeneutically from a
consideration of the Christian worldview is its eminently
realist outlook. It views the foundation of the
universe, the human person, its past, present and future, as inexorably related
to a
God who not only is origin and destiny of all that is, but for love of humanity
enters, with his Divinty, human history in order to effect a dramatic
redemption. Such a realist orientation provides Habermas's formalistic notion of
ethical discourse with a framework, a transcendent ground for human life,
diametrically different from a materialist one.
A second contribution that may be derived from a Christian worldview
consists in that it does not merely insist on the reality of God as
Trinity, the universe and the transcendent dimension of the human person,
including the latter's redemption in function of a historical intervention of
a divine person. It also endeavors to give its body of beliefs metaphysical
articulation. Indeed the Christian worldview embodies an eminently
metaphysical outlook that dynamically moves beyond a purely physical and even
anthropological understanding in the direction of a metaphysical penetration
of reality. Said another way, Christian reflection endeavors to move beyond the
contraries consisting in this or that form to a notion of life experienced or
possessed more fully in function of its transcendent nature. For
Aquinas, accordingly, the ratio finalis of humanity individually and as
mystical body consists not in imaging physical movement, i.e., in realizing this
or that motion or change; nor in pursuing anthropological accomplishments,
i.e., in achieving this or that theoretical or practical, artistic, or
technical perfection; but, rather, in imaging divine being itself, i.e., in
conforming one's life at the level of one's ontological constitution in
accordance to the revelation--the emancipatory communication--of the
Christian Trinity. In this respect, the Christian horizon moves beyond the
strictures of Habermas's emancipatory ethical/political discourse to
metaphysical discourse as representing the speculative completion of thought and
action.
In addition to its realist and metaphysical orientation, a third
contribution stemming from the Christian worldview is its thoroughgoing
communicative dimension. The Christian worldview is in function of a God
conceived within and outside its own divinity as communication par
excellence. Indeed the Christian understanding of
God as consisting in the undivided unity of a trinity of persons possesses ad
intra a communicative character that stems from the very relational
exigencies of the processions that each divine person has with respect to the
other. The Father communicates his paternity to the Son, the Son communicates
his filiation to the Father, the Father and the Son communicate their relation
to the Holy Spirit, and the Holy Spirit communicates his love to the Father and
the Son. This communicative makeup of the divinity is reflected in its ad
extra operations such that all reality, particularly as manifested in the
case of the human person, is in some sense to a lesser or greater degree
communicative. Indeed, the central claim of the Christian message is that the
Son, the
Logos, the Verb, of the Father became man and dwelt among men in order to
communicate and thereby share the Trinitarian life with humankind.
Accordingly, the Christian understanding of communication purports to extend
profoundly the dialogical character of Habermas's communicative model such
that such a discourse is no longer limited to individual persons but is comprehended
as a discourse open to the testament of the divine Logos.
Now, although the view of this study is that the Christian horizon does present a context for anchoring Habermas's formalistic model, yet when one turns to a more philosophical appropriation of the Christian horizon, it is clear that being as emancipative and communicative remains an entirely undeveloped notion. In view of the endeavor to provide a philosophical framework for Christian revelation, the object of the next section will be to consider the manner in which the Habermasian proposal may be incorporated within a metaphysical context, particularly as it relates to the theory of the transcendental properties of being. This will be accomplished by articulating a method for critically examining philosophical notions in terms of his existential metaphysics.
APPLICATION OF THE METHODOLOGY OF METAPHYSICS TO HABERMASIAN CATEGORIES
The aim of the foregoing section was to consider the manner in which
the Christian horizon, hermeneutically understood, provides a pointed response
to the deconstructionist critique of principle by arguing that this
notion is not comprehended in Christianity as signifying domination,
reductionism and closure toward future possibilities, but rather as involving
life-giving generosity, plurality within unity, and openness toward future
prospects. The importance of considering the notion of principle within the
Christian horizon consisted not only in providing an occasion for stating the
eminently communicative dimension of this religious tradition, but also for
suggesting that such a worldview represents a sensus plenior of
Habermas's communicative model. It was further suggested that although the
communicative dimension of reality is explicitly celebrated within the Christian
context, if one turns to the metaphysical system of Thomas
Aquinas, which endeavors to provide
Christianity with a philosophical justification, there does not appear to be an
equally developed sense of being as emancipative and communicative.
This middle section will attempt to answer the question of whether the
Habermasian contribution may represent a further development of the notion of
being as
esse (as existing) in terms of his communicative model. Said another way,
the aim here will be to determine whether one may view Habermas's emancipatory/communicative
model as not merely expressing a certain view of human nature within the purview
of a philosophical anthropology, but rather as indicating an understanding of
the human person that may signify a clarification and extension of the notion of
esse. This will involve (1) a propadeutic explication of basic metaphysical
themes, including (a) the epistemological basis for metaphysical knowledge,
(b) the metaphysical/intellectual method proper to metaphysics, (c) a
clarification of the subject of metaphysics, (d) a discussion of
"conceivable being," and (e) the role of analogical predication
within this framework. This will be followed (2) by an articulation of the
criteria of transcendentality, i.e., the metaphysical basis for ascertaining
which notions may or may not be metaphysically predicated as properties of esse,[xli]
including an illustration of the criteria using fundamental metaphysical
predicates. Once this is accomplished, the final section will end (3) by
applying the criteria of transcendentality to two central Habermasian
categories: the emancipatory interest and communication in function of the
ideal speech situation.
Basic
Metaphysical Themes
The basis, number and scope of the philosophical sciences, including
metaphysics and its method, can be understood in function of the relation of the
various cognitive capabilities of the knowing subject with their proper objects.
Accordingly, the division of the sciences is grounded in terms of two distinct
acts of the mind, the first of which‑‑simple
apprehension‑‑is responsible for two modes or degrees of knowledge
and the second‑‑negative (existential) judgment of
separation‑‑for a third degree in light of which the epistemic subject
apprehends reality.[xlii]
Classically, scientific knowledge begins in the experience of the concrete
sensible singular, a division of the sciences, their cognitive acts and proper
objects, can be ascertained in terms of their respective degree of independence
from sensible matter and change. The first degree/mode of simple
apprehension‑‑abstraction of the whole‑‑provides natural
philosophy with its subject matter, i.e., the apprehension of common sensible
matter from particular sensible matter, expressed in terms of generic concepts
and
universals, denoting the what, the
essence or nature of a material body. Natural philosophy thus expresses a
concern with attaining universal and necessary knowledge of the nature of a
particular thing. The second degree/mode of simple
apprehension‑‑abstraction of a form‑‑provides
mathematics with its subject matter, i.e., the apprehension of common
intelligible matter, expressed in terms of generic concepts and universals,
denoting purely formal objects such as number and spatial configurations,
their structure and measurement.
However, in the case of the second act of the mind, the object of
metaphysics is derived not by a process of simple apprehension but in
accordance to the
negative judgment of separation, wherein the mind determines that sensible
beings may be considered not merely in terms of their
matter and
motion but in function of their act of existence. Given that the
transcendentals ultimately represent deeper insights into the act of to be,
i.e., into the notion of being as
esse, and that the aim of the present section revolves around the
question of whether Habermas's emancipatory/communicative model might not itself
represent a further insight into the act of existence as emancipative
and communicative, it is crucial that the intellectual method from which
the notion of being as esse is derived be carefully examined.
Of the two stages of this method for ascertaining the subject of
metaphysics, the first concentrates on "the role of judgments of implicitation
as materially prior to the negative judgment of separation."[xliii]
In the first act of the mind, a conceptualization of a thing is grasped,
i.e., what a thing is, such as in the case of the concepts 'horse' and
'unicorn'. In regard to the second act, the mind is no longer intent merely on
knowing the essence/nature of a thing, but with the distinct judgment concerning
whether the thing itself exists, so as to conclude "The horse is" but
"The unicorn is not." The
insight here is that to know what something is is not the same as knowing
whether it is. It is then from this initial judgment directed toward the
determination of the question of the existence of sensible things that the mind,
as it were, experiences a multiplicity of particular concrete existential
judgments such as "John is," "Mary is," "The nightingale
is," "The rose is," "The lake is," "The sun
is," "John is not Mary," "The rose is not the
nightingale," "The sun is not the ocean," . . . From
the explicit particularity and singularity of such judgments the mind gradually
moves toward a realization of their existential implications in a more common
judgment, i.e., the judgment of implicitation: something is, wherein
'something' is not understood as referring to an abstract universal but to a
particular with an indefinite reference to singulars.[xliv]
Notwithstanding its proximity to the genuine metaphysical judgment of existence,
the common judgment remains circumscribed within the realm of sensible things
and thereby has not yet attained the Thomistic metaphysical notion of being as
esse.[xlv]
In the second stage, the negative judgment of separation signifies that
beyond the judgment of implicitation, noted above, the mind "negates that
to be is necessarily linked with
matter and
motion, the truth that to be is not necessarily to be this-or-that, that to be
is not limited of itself but by a principle of limitation ([essence as] the
potential existence)."[xlvi]
Here the mind attains a comprehension that there is an intelligible
separation from the question of what the
essence of a sensible thing is and the question of what it means for something
to be.[xlvii]
Herein lies the crucial distinction between the particular sciences and
metaphysics. The former are concerned with knowing in terms of the formal and
intelligible nature of the part of reality to which they are
directed‑‑the nature of the existence of which is merely assumed and
never itself investigated. The science of metaphysics, in contrast, is
concerned not with an analysis of this or that existent but, rather, with things
from the formal perspective of their act of to be.[xlviii]
Indeed, a clarification of the notion of being as
esse expressed in and by this judgment makes explicit the viewpoint
proper to metaphysics. This is to say that metaphysics considers being in
function of its act of to be, such that in the formula being as esse, the
term 'being' represents any and all actually existing entities and the term 'esse'
designates the formality in function of which the actually existing entities
are to be considered, viz., that of their existence.[xlix] The esse here is
strictly understood as denoting solely the act of to be derived from the
negative judgment of separation, wherein an act of intellection recognizes the
distinction between what a sensible entity is and its act of to be. The notion
of esse as comprehended here then is restricted by the particular natures
in which it is received, i.e., existents receive or participate in the act of to
be to the degree allowed by their natures. Esse as the subject of
metaphysics ultimately rests upon the concrete existential judgments from which
one approaches the metaphysical judgment properly speaking.[l]
Further, the intellectual
intuition achieved in and by this judgment presents a view of being as
signifying a notion rather than a univocal concept, universal or idea.
This involves the distinction between the act of reasoning proper of the
particular sciences that proceed from a consideration of the many to a simple
cognition of them, and the act of intellection proper to metaphysics which, in
pondering the signification of
esse understands the whole multitude in terms of their act of to be.[li]
Univocal terms as generic concepts are consequently predicated of diverse
things according to a same intention. Maintaining the widest extension it admits
the least comprehension insofar as the inferiors potentially included under
their purview are concerned. For instance, the univocal term, "animal"
is said both of horse and cow and signifies in each case the same intention,
viz., an animated sensible substance.[lii]
However, the notion of esse is not a univocal term since its intention is
not predicated of its inferiors in the same way but, rather, in an analogous
way. It expresses similarities and differences admiting internal adjustment
for both the widest possible extension‑‑since it can be said of all
things‑‑and the fullest implicit comprehension‑‑since
any real being exists not potentially but actually. The notion of esse
then is not an idea and it cannot be derived from the analysis of an idea;
rather it denotes an act. Moreover, ". . . although esse
is the most formal among all things, nevertheless it is also the most
communicable, although it is not communicated to its inferiors and superiors in
the same way."[liii]
Indeed, the act of to be, esse, possesses in and of itself all
possible perfections, since as distinct from matter and
motion, it does not in and of itself express any relation to
potency and is thereby limited only in sensible things by the specific nature in
which it is found, a nature, that participates to a greater or lesser degree in
the plenitude of existence.
It must be said that this which I call esse is the most perfect of
all things . . . this which I call esse is the actualizing
of all acts and on account of this it is the perfection of all perfections.[liv]
Hence,
unlike univocal terms whose intentional unity is perfectly one, the notion of esse
admits only of a proportional, relative, analogical unity, in which its
inferiors are included actually although implicitly. In this sense, the notion
of esse as an analogical term possess what may be described as a confused
character given that differences in degree of predication in function of the
nature in which it is received are not made explicit.
At this juncture it is crucial to point out that the notion of esse
"can be termed 'transcendental' not only because it is non-univocal but
because it leaves the way open for man to investigate the area of the
conceivable which is beyond his immediate experience."[lv]
This is to say that the subject of metaphysics is clearly the notion of
being as esse grasped in the
negative judgment of separation and predicated analogously of limited being. At
the point in which the mind understands the act of to be as separated from
matter and motion and as thus not implying any limitation, there emerges an
additional intuition concerning the possibility of a unique being in whom esse
is predicated in an unlimited way, i.e., a being whose essence connotes no potency
(matter or motion) and is synonymous with its unrestricted possession of
existence as
Ipsum Esse Subsistens, the Self-Existing Being.[lvi] The rationale here is
that although the act of to be is initially found within the context of the
concrete finite/limited singulars, not implying of itself limitation, it is
nonetheless understood as endowing as much actual existence as a given nature in
function of its principle of
potency is capable of receiving. If the
esse of an entity suggests no limitation then
. . . such a notion of being effected in a positive way by and in the
metaphysical judgment of existence does leave the way open both to the
conceivability of a being unlimited by any potential existence and to an
incresase (by way of addition to knowledge) of understanding, which increase is
effectively expressed by the
transcendentals.[lvii]
Yet, before considering how this notion of being "leaves the way
open . . . to an increase of understanding" via the transcendentals,
there remains the task of clarifying, in light of the foregoing treatment of the
conceivability of
Unlimited Being, that mode of analogous predication that would be proper of
limited beings and Unlimited Being. In other words, if, in addition to the
subject of metaphysics‑‑initially understood as referring to the esse
of limited beings‑‑ there now appears not only the feasibility but
also the relevance and appropriateness of acknowledging Unlimited Being, then
the question becomes one of determining the nature of the analogous predication
suitable for such an extension of being. Two modes of metaphysical predication
will be considered, viz.: the analogy of proper
proportionality and the analogy of
intrinsic attribution.
The analogy of proper
proportionality consists in a recognition that though beings are diverse in
kind and number, they nonetheless all participate in the perfections of
existence. That is, each
essence is related to its own act of existing in a manner proportionately
similar to that of another essence to its act of existence. The formula here is
expressed as existence : essence :: existence : essence.
For example: Michael's essence is to Michael's existence as Patricia's
essence is to Patricia's existence as the moon's essence is to the moon's
existence. Further, although two distinct beings may not exist in the same way,
they nonetheless both participate in the excellence of existence in a
manner congruent with their nature. For some critics, however, the fact that the
analogy of proper
proportionality expresses a distinction between essence and existence renders it
a form of metaphysical predication proper only of limited being in which
such a distinction is found, but inappropriate for
Unlimited Being in which no such distinction is to be found.[lviii]
This is to say that
(1) the analogy of proper
proportionality is a comparison of real intrinsic relations from the standpoint
of similarity in the sense that something (to be) in the being is shared,
which sharing admits of a greater-or-less degree (on the basis of the
essence, the potential existence, a principle of limitation, bespeaking
more-or-less) and is a comparison of relations that are really distinct; (2) but
it is conceivable that there can be a being whose essense is its act of to be,
i.e., where there is no intrinsic really distinct relation; (3) if such
is the formal nature of the analogy of proper proportionality it will
not enable the metaphysician to arrive at the most proper object of metaphysics:
God, and it will not provide the rational justification for a natural theology
because it will be unable to declare how this conceivable being is similar to
beings of a relative character. Therefore while the analogy of proper
proportionality suffices in the range of finite being, it is not the only
metaphysical analogy.[lix]
A second mode of predication that does propose to express the notion of
the unity of being in its diversity while encompassing the entire range of
being, i.e., limited beings and Unlimited Being, is the analogy of
intrinsic attribution. This analogy is founded in the inability of limited
being as composed of the act of be and a finite nature to serve as a sufficient
explanation for its own existence. Since Unlimited
Being emerges as the unique being whose essence implies no relation to
potency, then such a being would be capable of serving as a sufficient
explanation for its own existence as well as that of all limited beings. The
relation between Unlimited Being as the source of existence and limited being as
that to which existence is communicated is that of cause and effect: the
relation of cause, i.e., Unlimited Being as primary analogate, and effect, i.e.,
limited beings as secondary analogates. To say that limited beings share in
existence or have being by attribution is to say that they have been given
existence by Unlimited Being as their cause. Though limited beings intrinsically
possess esse, the degree of this attribution is not univocal but in accordance
to the existent's nature. The analogy of intrinsic attribution means that
whatever metaphysical notions are said of limited beings as effects are
said of Unlimited Being as cause and as exemplar of such a predicate. The need
for the analogy of
intrinsic attribution may also be understood as representing an overt attempt to
safeguard the science from a type of
agnosticism with respect to the claim that one cannot have knowledge of
Unlimited Being and thereby protect being from a deficient understanding of its
full range and transcendentality.[lx]
Hence,
. . . in accordance with the Summa Theologiae, I, 13, 5
and 6, it would seem that Thomas
Aquinas himself pointed to the respective role of an analogy of intrinsic
attribution which (1) is based not upon being as a relation but upon the
consequences of the relation, the consequences of the relative character of
being: the causal relation (effect to cause) and (2) which stresses the
comparison of things not in terms of forms of existence (analogy of
extrinsic attribution) but in terms of existence itself, since the
analogon (being, esse) actually exists in (instrinsic) all the
analogates though in different degrees and even without any degree whatsoever;
and which (3) helps the metaphysician to find out in what this being in which
essence and existence are not really distinct is like the beings of his
immediate experience.[lxi]
Criteria
of Transcendentality
Now that the essential themes of metaphysics have been rendered more
explicit, this study will now consider the criteria of transcendentality,[lxii]
as the test that may be employed in determining which terms may be predicated of
being as esse. "The role of the
transcendentals as predicates of this judgment"[lxiii]
is derived from the density of signification of
esse insofar as it cannot be expressed adequately by any one term.
Further scrutiny is thereby needed in order to explicate the intelligible values
and implications of the predicates of esse, "each of which 'is the
being itself apprehended under a particular aspect'."[lxiv]
Transcendentals reflect predicates of a metaphysical judgment in which
the subject of the same is esse while the predicate names
represent further penetrations into the character of the act of to be. Thus the
transcendentals, one, true, and good, follow from the act of to be as immediate
implications of the notion of esse (unum, verum, bonum sequitur esse);
they do not add to esse but serve to increase our comprehension of the
act of to be.[lxv]
This said, the criteria of transcendentality require that proposed
transcendental notions give affirmative responses to two crucial questions:
(1) Is this notion "speculable": metaphysical or analogical
being such, as Thomas
Aquinas says, that it "does not depend upon
matter for its to be, because it can exist without matter or never exist in
matter at all . . . . [In de Trinitate, V, 1 c]; in
other words: it is not essential to this notion that it be limited to the beings
of man's immediate experience' it could be predicated of other beings [In
de Trinitate, V, 4 c]. (2) Is this notion fully transcendental, i.e.,
predicable analogically of both Infinite and finite being.[lxvi]
The
first aspect of the critierion concerns the question of whether the proposed
notion is analogical; here the intellectual method can be utilized: "in
arriving at and evaluating other notions, notions that of themselves do not
imply limitation to matter and motion, notions that are higher than a generic
concept, notions that are fundamentally analogical, notions which 'simply
transcend' the generic order, notions that are simply transcendental . . . . [such
as] 'substance', 'power', 'act'. . ."[lxvii]
The
negative judgment of separation serves then to indicate those notions that can
exist apart from or that never have existed in matter. The second criterion,
however, demands not only that the proposed notion be analogical but that it may
be predicated analogously of both limited beings and
Unlimited Being.
The second criteria demands that metaphysical notions be predicated of
both limited beings and
Unlimited Being. This can be done by considering the problem of convertibility,
i.e, whether transcendental predicates have to be analogously said of each
and every being without exception. If a proposed predicate meets both aspects of
the criteria stated above, viz., that it be analogical and predicable of both
limited and Unlimited Being, then it merits recognition as a transcendental
property. This means that although all genuinely transcendental predicates
must be said of Unlimited Being as their source, there may nonetheless be
transcendental predicates that may be said of each and every limited being
insofar as it participates in the act of to be and other predicates that may be
said solely of some‑‑not all‑‑limited being.
"If a notion could be predicated analogously of Infinite-Unlimited Being
and some limited beings, the notion would be adequately
transcendental."[lxviii]
This is the basis for the distinction of absolute from relative
transcendentals. The former, which include transcendentals such as one,
true, good, are wholly convertible with the notion of being as esse.[lxix]
The latter, which include such transcendentals as intellect, will, and justice,
are not convertible with the whole range of being and may be predicated only of
beings capable of cognition, i.e., intelligent being.[lxx]
Now although the foregoing resolves the question of the extensionality
of
transcendental predicates, a parallel clarification of the nature of the
intentionality of such predicates is needed. The issue here is one of rendering
more explicit the character of the intention that is predicated according to an
analogy of
intrinsic attribution with the distinct end in view of averting the charge of
anthropomorphism. This is accomplished via the intellectual method "by
which the
res significata of some thing is seen to be distinguished from the
modus significando."[lxxi]
The res significata is another way of saying that which is
signified by a genuinely transcendental predicate, i.e., a notion that not
implying any relation to
potency, is such that it designates a perfection absolutely and simply. Given
that only such intentional significations may be affirmed of
Unlimited Being, the predicates refer to those that would especially be said
according to an analogy of intrinsic attribution, wherein the perfections are
said on the basis of a relation of likeness between limited beings as effects
and Unlimited Being as cause. Accordingly, what is called wisdom or goodness in
limited intellectual beings preexists in Unlimited Being in an eminent way.
Such names are predicated analogously of
God and creatures (by an analogy of
instrinsic attribution) because they are said on the basis of the relation of
the creature to God as effect is related to the cause, in which cause all the
perfections of things exist excellenter.[lxxii]
The
modus significando, on the other hand, refers to the mode of signifying
predicates which transpires within the context of non-metaphysical
predication, i.e., an eminently univocal mode of predicating as would occur
before the significance of metaphysical analogy, especially intrinsic
attribution, is countenanced. Non-analogical predicates univocally predicated of
limited being would be entirely unsuitable for metaphysical predication of
limited beings and
Unlimited Being.[lxxiii]
God has in Himself all the perfections of creatures and whatever is predicated
of Him is predicated per essentiam while it is predicated of the
creature per participationem. The creature is like its creator in so far
as it has some perfection; it is creatively thought by Him, but still represents
him deficiently [Summa Theologiae, I, 13, 2 c]. Whatever name is said of
God, e.g., good, wise, etc., the meaning is not: God is the cause of goodness or
wisdom, or: God is not evil or unwise, but: what is called goodness or
wisdom in creatures, pre-exists in God but according to a modum excellens,
altiorem or eminentem.[lxxiv]
The two-fold criteria of transcendentality will now be applied to
certain proposed notions in order to determine whether they are both analogous
and predicable of limited beings and
Unlimited Being. With respect to the predicate of
substance (substantia), it appears that according to the
modus significando "man's actual experience is limited to
substances as modes of finite existence" yet this "does not mean that
it may not also be a transcendent aspect of being."[lxxv]
Indeed, if one views the term from a predicamental sense, then substance
understood as one of the ten
Aristotelian categories would be comprehended as signifying a "support of
accidents," a notion that as such can only be predicated of finite modes of
existence.[lxxvi]
However, such a restriction of the term is not warranted if one instead
considers the term as signifying that to which
esse is due in itself and not in another or, similarly, as "not to
be in another and [not to be] of this particular kind," i.e, limited, such
that "on account of a diverse mode of predicating, substance is not said
of
God and creatures univocally but analogically."[lxxvii]
What
Aquinas is suggesting here is a view of substance that amounts to an alternate
way of looking at undivided being, i.e., the transcendental
unum. If substance can be understood via the
negative judgment of separation as synonymous with
esse insofar as it of itself does not imply any relation to
potency, and if the notion once grasped can be predicated by an analogy of
instrinsic attribution to both limited beings and
Unlimited Being, then the notion meets the requirements of transcendentality
with an absolute extension.[lxxviii]
It is noteworthy to indicate here that in the example of substance it
is possible to see the manner in which a notion initially understood within the
purview of an
anthropomorphism, more specifically from the standpoint of a philosophical
anthropology, may disengage itself as understood in metaphysics via the
intellectual method from all connotation of finitude so as to serve as an
analogous term which may be predicated of both limited beings and
Unlimited Being. This said, a few other proposed notions will be briefly
reviewed as further illustrations of this method.
A second notion,
understanding (intellectus) refers to the ability of mind to know
being as intelligible, i.e., esse is knowable. With respect to the
modus significando of this term, it implies a knowledge of limited forms;
however, within the context of metaphysics, the mind possesses access to
esse, the
res significata of which suggests no imperfection such that
Unlimited Being knows all things in terms of his own unlimited form.[lxxix] Hence, the intellect
does not of itself imply any limitation and with relative extension may be
predicated analogously of limited intelligent beings and Unlimited Being.[lxxx]
A third notion,
will (voluntas) follows from the cognitive integrity of intelligent
natures insofar as these are able not only to know
esse but also to decide what is fitting or non-fitting in accordance
with those purposes that are constitutive of their nature. Though in terms of
the
modus significando limited intelligent beings may not always will what is
fitting, such a defect should not be confused with the
res significata of what is understood by the notion itself, given that in
the case of
Unlimited Being his nature is perfectly in accordance and hence never at
variance with his act of to be.[lxxxi]
Thus, the will with relative extension may be predicated analogously of limited
intelligent beings and
Unlimited Being.[lxxxii]
A fourth notion,
free will (liberum arbitrium), related to the transcendental
property of will, recognizes that intelligent natures to the extent that they
are intellectual and may thus know and will their end must be free to so act.
Although in terms of the
modus significando, a rational agent may choose an end not in the order
of
esse, i.e., evil, such that finite free agents present themselves in a
state of relative attachment with respect to their natural ends, it is perfectly
conceivable with respect to the
res significata that
Unlimited Being be entirely in union with its own nature aliter.[lxxxiii]
Accordingly, free will with relative extension may also be predicated
analogously of limited intelligent beings and Unlimited Being. A fifth notion,
justice (iustitia) refers to an act of will that imparts to each
existent its due in accordance to its nature and ordered place in reality.
Whereas the
modus significando of this term as known within the context of limited
intelligent beings implies an imperfect exercise of this attribute, the
res significata of the term implies no such deficiency, given that the
act of recognizing the good of each existent as perfected in terms of its end is
indeed realized in
Unlimited Being.[lxxxiv]
Consequently, justice with relative extension may be predicated analogously of
limited intelligent beings and Unlimited Being.[lxxxv]
Indeed,
This criterion of transcendentality which has been formulated
ultimately in terms of the intellectual method proper to metaphysics is able
to provide the metaphysician with the means by which he may ascertain whether or
not notions or names other than the one, the true, the good and the beautiful
are
transcendentals.[lxxxvi]
Such
an application of these criteria will constitute the aim of the final part of
this middle section insofar as two central notions in Habermas's philosophy
of emancipation are concerned, viz., his notion of the emancipatory interest and
of communication in function of the
ideal speech situation.
Metaphysical
Appropriation of Habermasian Categories
The question of the transcendentality of the emancipatory interest is
best approached by recalling the manner in which it emerges within the context
of Habermas's theory of
cognitive interests, given that this developmental approach provides a basis for
claiming that the
emancipatory interest, like the other transcendentals, implies no materiality.
The significance of Habermas's analysis of the empirical-analytic sciences
consists in disclosing that, contrary to commonly held views, these sciences do
not represent a purely formal, value-neutral enterprise, but, rather, operate in
function of a technical interest, i.e., in terms of a value, in securing
technical mastery over nature.[lxxxvii]
Prior, then, to scientific theorizing, there exists a pretheoretical/metatheoretical
realm of discourse which constitutes the linguistic framework which orients
the course of scientific investigations in one direction rather than another.
The precondition, then, to the generation of a
theory involves the linguistic consensus expressed in practices and operations
of a community of researchers, who are responsible for deciding the specific
conceptual framework in terms of which a given query is to be
investigated and in which empirical observations are to be conducted.[lxxxviii] Once Habermas
manages to disengage the technical interest animating nomological science, he
argues that the methodology for understanding this metatheoretical dimension
of scientific practice concerned with human interaction and language cannot be
framed within the strictures of empirical-analytic science. The reason is that
"communicative action is a system that cannot be reduced to the
framework of
instrumental action,"[lxxxix]
given that whereas the latter is concerned with control of external conditions
in terms of causally determined relations, the former is directed toward
communication in terms of reaching intersubjective understanding.
Habermas, at this point, moves to the historical-hermeneutic sciences
whose object consists in elucidating the symbolically structured reality of
the social world. Yet, Habermas argues, the hermeneutical aim in understanding
texts (persons, cultures, traditions), like that of nomological science, does
not consist in a purely value-neutral endeavor, but discloses a practical
interest in creating, maintaining and promoting effective communication on which
human relations depend. This said, hermerneutics, as Habermas further points
out, cannot claim a role other than that of clarifying texts by translating/paraphrasing
unclear meaning or determining logical consistency, etc. As such,
hermeneutics is unable to distinguish between what characterizes genuine
consensus from ideological distortion. At this juncture, Habermas argues for a
"depth" or critical hermeneutics.
This capacity to uncover hypostatized disequilibria embedded in
communicative structures exhibits an impressive human tendency to live
"both actively and reactively, critically and creatively,"[xc]
i.e., in terms of an emancipatory interest that endeavors "to restore to
men and women a true awareness of their position in history?"[xci]
The role of this emancipatory tendency consists in animating critical
cognition in its capacity to unveil the "the dogmatic character of both a
world view and a form of life,"[xcii]
i.e., to determine "when theoretical statements grasp invariant
regularities of social action as such and when they express ideologically frozen
relations of dependence that can in principle be transformed."[xciii]
The aim of the emancipatory interest via critical reflection then is the
attainment of a state of inner/social transparency as expressed in the words
of the Delphic maxim imparted to
Socrates: "The truth will make you free."
The point of this summary review of Habermas's theory of
cognitive interests consists in that his analysis provides a basis for a
fundamental and real distinction between an order of material objects that as
known in function of the hypothetico-deductive methodology of the
empirical-analytic sciences are governed by invariant physical laws, and a realm
of communicating subjects whose distinguishing characteristic consists
precisely in their not being fixed to invariant symbolic schemata when
interpreted in function of the emancipatory interest. Indeed the emancipatory
interest, in function of consciousness, critical reflection and critical
autonomy, emerges as a correction of that which may be obtained by the other two
interests working independently of this third unifying interest, concerned not
so much with whether needs are being met but, rather, with the more critical
question of whether these are being met justly.
Indeed, for Habermas, the thrust of the emancipatory interest toward a
form of life in function of justice resides as a constitutive telos in
the structure of human communication. This telos is brought out more
clearly if compared with the relative transcendental properties noted above,
viz., intellect, will and free will. Whereas the intellect knows being
as
esse, the will decides what is fitting and non-fitting in
accordance to nature, and free will, in contradistinction to intellect which
knows and will that decides, refers to the ability to act in accordance
to nature, the emancipatory interest relates to these as the very teleonomic
thrust that present in intelligent, i.e., communicating beings, propels the
volitional faculty as aided by the cognitive one in the direction of the
actuation of a form of life in function of justice. Although the
modus significando of the emancipatory interest as the vital thrust of
being is understood within the purview of philosophical anthropology or social
philosophy in terms of a continuous "developmental and formative
process,"[xciv]
as manifested within the context of limited communicating beings in which it is
imperfectly realized, the notion of itself, related to cognition and volition,
implies no such limitation. What the emancipatory interest signifies in accordance
to its
res significata is the dynamic thrust of esse toward the
integration and realization of what is in accordance to nature; the plenitude of
this actuation is found in
Unlimited Being, whose nature is precisely the unmitigated consummation of the
just life. Thus, the predicate being as emancipative with relative
extension may be predicated analogously of limited intelligent beings and
Unlimited Being.
Now, in applying the criteria to a second Habermasian notion, it should
be recalled that the centrality of Habermas's theory of communication in
function of the
ideal speech situation was developed in the process of accounting for a
speaker's ability to bring about an interpersonal engagement with a hearer
such that "the hearer can rely on him."[xcv]
The sufficient condition capable of accounting for the binding force of
such communicative engagements was grounded in the notion of rational validity
claims (comprehensibility, truth, rightness, sincerity) that although typically
implicit are raised and mutually recognized in speech acts (communicatives,
constatives, regulatives, avowals, respectively). Yet, as was seen in the third
and fourth chapters, the inability to vindicate either the truth or rightness
claim within the framework of interactive exchange required moving into the
level of discourse where participants suspend all action constraints in order
to thematize and thereby question norms, values, ideologies, belief systems
naively-assumed in everyday speech engagements.[xcvi]
Moreover, for the conclusion of the discourse to represent genuine rational
consensus it must be constraint-free, i.e., based on no other motive other than
the unforced force of the better argument. Genuine discourse entails for
Habermas the satisfaction of the ideal speech situation, which consists in
meeting three criteria: open participation, symmetrical opportunity to apply
speech acts, and freedom from all internal and external constraints that would
in any way steer the conclusion from the goal of the unforced force of
the better argument. Yet, if the formal conditions of the
ideal speech situation serve as a North Star orienting the vindication of
discursive argumentation, in what may one ask are these conditions based?
The answer to this question will provide the basis for resolving the
question concerning the transcendentality of Habermas's notion of communication
in function of the
ideal speech situation.
The centrality and the difficulty of situating the notion of the ideal
speech situation within Habermas's theory of communication is indicated by
Thompson in the following passage, where he presents a fairly impressive
inventory of possible "referents" for the
ideal speech situation:
It is not an existing
concept in the
Hegelian sense, for no historical society completely fulfills the conditions
of rational discourse. Similarly, the
ideal speech situation is not a
regulative principle in the
Kantian sense, for it is necessarily anticipated in every act of linguistic
communication. 'The ideal speech situation is', Habermas submits, 'neither
an empirical
phenomena nor merely a
construct, but rather an unavoidable reciprocal presupposition of
discourse.'[xcvii]
According
to
Thompson the
ideal speech situation does not meet the requirements of a
Kantian regulative idea given that such ideas of reason serve to regulate
thought and action, whereas the ideal speech situation is "anticipated in
every act of linguistic communication," i.e., that speech oriented to
understanding serves as the basic mode of
communicative action from which others, such as strategic action, are derived.
Nor is the ideal speech situation a
Hegelian concept given that there is no existing society that embodies the
ideal form of life connected with the fulfillment of the formal conditions of
discourse. But, neither can the ideal speech situation be identified with a
mental construction inferred from experience, an empirical
phenomena nor any arbitrary scheme. And what does it mean, then, to say that the
ideal speech situation consists in an unavoidable presupposition of discourse?
McCarthy provides an answer in the following passage:
. . . the conditions for ideal discourse are connected with conditions
for an ideal form of life; the notion of "pure"
discourse (and thus the notion of rational
consensus and thus the notion of truth) cannot be conceived apart from the
conditions of "pure" communicative
interaction. In this sense, the requirements of the
ideal speech situation, in which discourse can lead to genuine consensus,
include communication-theoretic conceptualizations of the traditional ideas
of
freedom and
justice: "the truth of statements is linked in the last analysis to the
intention of the good and true life."[xcviii]
But
what does it mean to say that rational consensus and the notion of truth depend
on "pure communicative interaction," understood as unlimited
discourse conducted free from distorting influences whether in the form of
open domination, conscious strategic behavior or
self-deception? Pure communicative
exchange is a form of interaction that requires freedom for the actors to
engage in discourse and
justice so that their engagement will proceed humanely. In other words, the
requirement for participation in pure communicative interaction as stipulated
by the
ideal speech situation is a mode of being in accordance to the
good and
true life.
Now, although the "ideal" realization of this form of life as understood modus significando is usually and typically counterfactual, nonetheless it is supposed in the very act of entering into discourse with the hope of reaching rational consensus, such that a violation of any of the formal elements of discourse radically throws the rationality of the consensus into doubt.[xcix] Morevoer, if the ideal speech situation functions as a guidance model, in a somewhat Platonic sense, of undistorted communication in terms of which claims to truth and rightness are adjudicated, and if it does not appear to be either a Kantian idea, Hegelian concept, a mental construct, or an empirical phenomena, and yet it demands a certain form of ideal life in order that its application may proceed genuinely, it might be useful to consider the communicative model as consisting not in an uninstantiated formalism but as actually realized in Unlimited Being. The res significata of communication understood in terms of the ideal speech situation evokes the very paradigm of undistorted consciousness and as such implies no materiality, although it is only imperfectly realized in human discourse. Thus, the notion of ideal communication, i.e., being as communicative with relative extension may also be predicated analogously of intelligent limited existents and Unlimited Being.
RELATIONS
BETWEEN THE ABSOLUTE TRANSCENDENTALS,
EMANCIPATORY INTEREST AND IDEAL COMMUNICATION
This final section will endeavor to explicate the complementary
relations that may be developed between Habermas's emancipatory/ communicative
model and
existential metaphysics. This task will be accomplished in three parts: (1) a
statement of the three absolute
transcendental properties of being as
esse, viz.,
unity,
truth, and
goodness; (2) the integration of the property of goodness with the Habermasian
notion of being as emancipative, and the property of truth with the Habermasian
notion of being as communicative; and (3) a consideration of the problem that
arises when comparing the transcendental property of unity in terms of the
classical monological framework and Habermas's dialogical framework. This will
be followed by some comments on the Christian horizon in terms of which this
integration needs to be understood.
The
Absolute Transcendentals
According to the classical position on the transcendentals, once the
subject of metaphysics is intellectually grasped via the
negative judgment of separation, the term‑‑being as esse‑‑does
not of itself either explicate or eliminate the modes of perfection contained
therein, which may be understood as the properties that immediately flow from
the subject. The
transcendentals that reflect these modes of perfection are not the product of
either apriori/deductive or aposteriori/inductive procedures; i.e., they are
neither deduced nor induced from, but, rather, reflect further intuitions,
i.e., immediate insights, into the character of being as esse, where the
intellect recognizes that
essence, as signifying the nature of a thing, is distinct from the act of to
be through which a given nature enjoys, as it were, existential integrity. With
this realization are added other immediate intutitions, such that the
truth and goodness of being is not its essence properly speaking, since this
implies limitation, i.e., potential existence, but specifically refers to the
act of existence from which other intuitions follow "common to all
being."[c]
Such absolute predicates conserve the same metaphysical formality
characteristic of being as esse insofar as the non-generic signification
of their intention may only be predicated analogously of all limited beings and
Unlimited Being. Further, the
transcendentals are not to be comprehended as constituting really distinct
elements constitutive of the act of to be but, instead, as logically distinct notional
properties that afford an opportunity for deepening one's comprehension of esse.
Each succeeding transcendental, however, is understood as including the
meaning of the one which precedes it while making explicit something additional,
such that the property verum includes a comprehension of unum and
that of bonum includes the signification of both unum and verum.
This said, what follows will delineate the nature of these predicates in terms
of "the intimate connection between the intellectual intuition of being,
the transcendentals, and the first principles."[ci]
For
Aquinas, once the disengagement of the subject of metaphysics‑‑being
as esse‑‑is achieved from any connotation of materiality or
motion in terms of an explicit subject/predicate formulation where the intrinsic
nature of the subject "being" is made manifest by the verb
"is," the first insight that such a formulation yields is that being
"is-one," est-unum, where this first absolute transcendental
predicate is understood as consisting in a greater explicitation of
esse. The term "one" here refers to the existential
indivisibility of an existent such that every being, to the extent that it
exists, is one or undivided,[cii]
meaning that every being is distinct from every other being,[ciii]
or, similarly, "a being is an essence exercising the act of to be."[civ]
The predicate unum, then, signifies that the actualization of an
essence as representing potential existence by the act of to be confers
distinctive existential integrity to that entity such that it may be understood
as existentially whole, i.e., undivided, and existentially distinct, i.e.,
unique from any other existent. Further, to say that unum as a transcendental
predicate of being is convertible with esse‑‑what is, is one,
what is one is‑‑is not to add a really distinct element to esse,
but, rather to articulate a formulation whose ratio, as a minor
distinction of reason, adds to a comprehension of esse as indicating a
denial of division.[cv]
Indeed, for
Aquinas the employment of the predicate unum as independent of
matter and
motion should not be understood as referring to number given that such a
reference only has meaning within the framework of sensible beings.[cvi]
With reference to its opposite, multitude, the predicate should be understood
as contained in the definition of multitude as consisting in a collection of
unities, though not vice-versa. Moreover, the formulation every being, to the
extent that it exists, is one or undivided expresses an analogous
relationship predicated of limited existents in accordance to the degree of its
participation in esse, and of
Unlimited Being, as maxima unitas, in a limitless way.[cvii] From here: "it is
apparent that the to be of each and everything consists in indivision. And
whence it is that each and every thing guards its own unity as it guards its own
to be."[cviii]
The foregoing considerations concerning the transcendental property unum
provide, for
Aquinas, the basis for the principle of
identity‑‑being is‑‑understood as the principle of
metaphysical wholeness or existential integrity.[cix]
To say that the oneness of being follows its act of to be is
an expressed admission that each existent which is essentially one
reveals itself as uniquely individual, as what it is in its unique character
of metaphysical identity, and, because it has one substantial act of to be
forever distinct from all else, so that many can never be one in reality (a
multitude of singulars, of ones) but only in an analogical notion, by a
"one" that is proportional, predicated analogously of each and
every being.[cx]
This
principle maybe formulated in terms of the principle of
non-contradiction, the first law of thought: non-being is not, where
non-contradiction is understood as depending on the principle of identity in the
sense that one must first know that being is what it is before it can be
differentiated with what is not.
In the case of the second absolute transcendental predicate, the
predicate term "is-true," est-verum, as a more lucid
explicitation of esse, indicates that every being, to the extent that
it exists, is true.[cxi]
Whereas the predicate unum refers to the relation of the notion of
being itself in reference to the existential integrity of esse, the
predicate verum refers to the intellect's ability to know and represent
being intentionally, an ability understood as exhibiting the intelligible
character of being as esse.
Truth in a primary sense refers to the notion that all limited beings to the
extent that these depend on another for their existence must conform to the
representation that
Unlimited Being has of these as their source in its intellect,[cxii] as well as to "the
possibililty of conformity of being with the human intellect provided that the
latter has first conformed itself to being."[cxiii]
Truth, in a secondary sense, refers to logical truth or the human
intellect's ability to represent the truth of reality as it is in terms of a
relation of adequation between being and intellect, where a judgment is understood
as truthful because a limited thinking being becomes, intentionally, the
object known. The emphasis, however, lies in that the predicate verum
refers to a property of being: "Things are denominated as true . . . by
the truth which is in the thing itself (which is nothing other than
beingness adequated to an intellect or adequating an intellect to itself) as
from an inherent form.[cxiv]
Further, to say that verum as a transcendental predicate of being
is convertible with esse‑‑what is, is true, what is true
is‑‑is, as in the case of unum, is not to add to esse,
but to articulate a formulation whose ratio adds to a comprehension of esse
as indicating "the habitude of adequation to the human or divine
intellect."[cxv]
By contrast, whereas verum refers to a predicate convertible
with being as esse, falsity lacks metaphysical status and may only be
said as the opposite of logical truth, i.e., as a declaration of non-adequation
where the intellect incorrectly judges by saying that what is is not or that
what is not is.[cxvi]
Moreover, the formulation every being, to the extent that it exists, is true
expresses an analogous relationship predicated of limited existents in
accordance to the degree of its participation in
esse, and of
Unlimited Being, as maxima veritas, in a limitless way.[cxvii]
From the transcendental predicate verum two additional principles
follow: the principle of
intelligibility and that of efficient causality. The principle of
intelligibility expresses the view that reality as known metaphysically is not
refractory to intellect but capable of being comprehended: every being, to the
extent that is exists, is true or intelligible, conformed to unlimited intellect
or capable of being represented to the human intellect in which no being is
wholly incomprehensible.[cxviii]
The principle of efficient causality, as a corollary of the intelligibility of
being, expresses the view that participated beings must be efficiently caused.
This is to say that the intellect in comprehending the character of limited
finite beings in function of their participation in esse immediately
intuits that such participation may only be explained by an Unlimited Being,
that, as ultimate source of intelligibility, confers such existence to what is
understood as contingent.
With respect to the third absolute transcendental, the predicate term
"is-good," est-bonum, as a further explicitation of esse,
indicates that every being, to the extent that it exists, is good. In a
metaphysical sense the predicate bonum expresses a judgment concerning
the excellence of esse understood as the actuality or the perfection of
being:[cxix] "Whence just as it
is impossible that there be some being which does not have a to be, so it is
necessary that every being be good from this that it has a to be. . ."[cxx]
In another sense, whereas verum as the intelligible nature of
being as esse denotes that participated being must be caused, bonum
indicates that such a generation as an act of Unlimited Being can only be fully
intelligible if understood as directed toward the fulfillment of a preconceived
end such that limited being has a natural appetency toward the attainment of the
good which represents the realization of its nature. Unlimited Being as the
plenitude of existence does not have an end other than the limitless exercise
of its esse,[cxxi]
while constituting itself as the
Summum Bonum of limited being, i.e., as the final reason of the dynamism
of active yet finite being. Limited beings are good, then, by relation to their
participation in esse and their natural tendency toward the realization
of their natures. "When the finite changing being is studied
metaphysically, it is viewed as ultimately perfected by all its actions and
motions and in all its circumstances, all of which are directed to the to be in
some way."[cxxii]
Further, to say that bonum as a transcendental predicate of being
is convertible with esse‑‑what is, is good, what is good
is‑‑as in the case of unum and verum, does not add to esse,
but articulates a formulation whose ratio adds to a comprehension of esse
as indicating the tendential inclination present in being whereby it desires its
own perfection.[cxxiii]
"The good implies the relation to end: i.e., the perfection of the being
to the degree that it exists, and "all things by seeking their own
perfections, seeks
God himself, insofar as the perfections of all things are certain likenesses
of the divine to be."[cxxiv]
By contrast, whereas bonum refers to a predicate convertible with
being as esse,
evil lacks metaphysical status since it is neither a form nor a nature and may
only be understood in negative terms as an absense of what is good, as a
privation of what is due existence in a being; in moral terms it indicates both
the absence of a good in accordance to the existent's nature and the presence of
a good‑‑an apparent good‑‑ not in accordance to nature.[cxxv] Moreover, the
formulation every being, to the extent that it exists, is good, acts on
account of an end expresses an analogous relationship predicated of limited
existents in accordance to the degree of its participation in esse, and
Unlimited Being, as
Summum Bonum, in a limitless way.
From the transcendental predicate bonum the principle of
finality emerges as an extension of the principle of intelligibility wherein
the intellect in grasping the goodness of existent's participation in the act
of to be further penetrates that such participation in esse may only be
comprehended on account of a preconceived end, such that "Every being is a
love of its perfection."[cxxvi]
It is precisely this love that "removes the indifference on
the part of being in act, so that all actions may be intelligible."[cxxvii]
In this respect, according to
Aquinas, the authentic aim of limited beings cannot only be known in terms of
their natural tendencies and inclinations but also by reference to the will and
providence of Unlimited Being understood as a personal God. In the case of the
human subject the highest good/end, corresponding to its most profound and
deepest longings, does not merely consist in a philosophical contemplation of
reality but in the
beatific vision of God.
Now that the absolute transcendentals have been considered,
the segment that follows will endeavor to integrate these transcendentals
with Habermas's relative
transcendentals, i.e., the transcendental property of goodness with the notion
of being as emancipative and the transcendental property of truth with the
notion of being as communicative.
The
Absolute Transcendentals and the Habermasian Relative
Transcendentals
This study would like to suggest that the relationship that obtains
when considering the absolute transcendental property of
goodness and Habermas's relative transcendental property of emancipation
consists in that whereas the former, as understood particularly in reference to
limited beings, articulates the universal metaphysical property whereby all
limited beings are good as a result of both their participation in the act of esse
and their tendential inclination toward the fulfillment of that which realizes
their nature, the latter may be understood as expressing that mode of goodness
as it refers specifically to intellectual beings. This is to say that
Habermas's notion of an emancipatory interest within the context of metaphysics
encompasses the expression of the tendential notion of goodness understood as
the teleonomic thrust present in intellectual beings on behalf of the
fulfillment of the ratio essendi that is proper to their nature. Such
an emancipatory thrust, predicated analogously, would further be understood as
absolutely realized in the case of
Unlimited Being and as relatively realized in the case of limited intellectual
beings. In this respect the emancipatory dimension of intellectual being is such
that although it is synonymous with the absolute transcendental property of
goodness as tendency, nonetheless it is characterized as relative in the sense
that it refers solely to that distinctive mode of teleonomic drive proper to or
restricted to intellectual being.
This provides an additional basis for clarifying the relationship
between the emancipatory property and the other relative transcendentals
treated in the second section of this chapter. Accordingly, whereas the relative
properties of
intellect,
will and
free will were treated as referring to various modes of intellectual being, the
emancipatory predicate was considered as expressing their overall teleonomic
unification and orientation on behalf of the actualization of the entity's
nature. The signification of this perfective tendency then is synonymous
with that mode of goodness appropriate to intellectual being such that by means
of the notion of being as emancipative the notion of goodness as it specifically
refers to intellectual being is notably clarified and amplified.
Indeed, the cardinal import of Habermas's theory of the
cognitive interests, as understood in this study, consists not only in providing
a basis for distinguishing the realm of material objects from that of
communicating subjects, but also in indicating the nature of the relationship
which should obtain between the the human subject in function of its
emancipative potential and the realms of material objects and social lifeworld.
What this means is that although the human subject qua material body is
related to the order of material objects in function of a technical interest in
mastery of nature, this interest is itself understood in function of a practical
interest that communicating subjects have in coordinating their linguistically
structured lifeworld, which, in turn, is understood in function of an
emancipatory interest that communicating subjects have in uncovering
hypostatizations embedded in communicative structures. Hence, the Habermasian
emancipatory interest clarifies the teleonomic orientation of intellectual
being as consisting, on the one hand, in a conscious movement away from all
forms of individual or social pathology that inhibit the realization of
intellectual being, and, on the other, in a dynamic drive toward the
actualization of a form of life in function of justice.
The primacy of the emancipatory interest, as regards the technical and
practical interest, then emerges as a concern with living life more fully. In
the case of the technical interest, whereas this interest evokes a concern with
mastery over natural processes, the emancipatory interest surfaces as a
concern with procuring that such mastery proceeds within the parameters of a
critical comprehension of the interdependence that exists between the material
environment and the human community.
George F. McLean indicates, when considering the notion of goodness from a
somewhat different context, that the human subject, though a part of nature
"rather than being subject thereto as a mere producer or consumer, one is a
creative and transforming center, responsible for the protection and promotion
of nature."[cxxviii]
In this respect, the emancipatory interest fosters a conception of the
material world that emphasizes "more reverence or respectfulness,"[cxxix]
i.e., the development of attitudes and institutions aimed at correcting
practices responsible for various patterns of local and global conditions
adversely affecting the balance of nature in the form of environmental pollution,
species extinction, destruction of the ozone layer, including abuses such as the
improper disposal of hazardous waste materials.
In the case of the practical interest, whereas this interest evokes a
concern with elucidating and coordinating the communicative structures of the
social lifeworld, the emancipatory interest emerges as a concern with whether
such linguistic structures "express ideologically frozen relations of
dependence." Again,
McLean points out the person "is by nature social and a part of society;
but rather than being subject thereto as an object he is its creative center. . .[cxxx]
The greater "reverence and respectfulness" fostered at this level
by the emancipatory interest would manifest itself then in a profound regard
for the dignity of the human person/community expressing itself in all manner of
effort to relieve human suffering and to promote a more humane lifeworld by
dealing with issues of poverty, health, homelessness, drug addiction, abortion,
peace concerns, including eradication of armaments of mass destruction.
Conversely, however, the notion of being as emancipative is itself deeply
enriched when considered in light of
the classical metaphysical model which views the very existence of limited
being as an expression of the goodness of
Unlimited Being. The importance of this assertion cannot be sufficiently
stressed for it essentially represents a move beyond Habermas's restriction of
reality to the realms of material objects and that of communicating subjects
in the direction of a conception of reality which openly acknowledges the
foundational relevance of Transcendent Being. No longer is the emancipatory
interest limited, once considered from the optic of metaphysics, to securing
an "enlightened" sense of
justice, be it economic, political and/or cultural; but, rather, it expresses a
concern with an ontological form of justice in securing that end which is
congruent with intellectual being. Indeed, the ratio finalis of
intellectual being in function of the creative agency of Unlimited Being
consists in the apprehension of the
beatific vision. This is to say that whereas Habermas's emancipatory interest
serves to specify the tendential character of the property of goodness as it
refers to intellectual being, existential metaphysics serves to clarify notably
the very end toward which the emancipatory thrust is ultimately directed, viz.,
the direct participation on behalf of intellectual being in the divine life of
the
Summum Bonum. It should therefore be clear that once the suggestion is
made to extend Habermas's philosophical compass so as to include Transcendent
Being such an admission profoundly transforms, i.e., recasts dramatically, the
signification of Habermas's contribution.
However, one issue that directly relates to the question of goodness as
a transcendental property of being is the reality of
evil. In Aquinas's metaphysical model the presence of evil may be understood
as corresponding in Habermas's communicative model to the presence of
hypostatized disequilibria. As privations of the transcendental good, the
avoidance, identification and correction of all that interferes with the
promotion of the dignity of the human subject/community necessitates a
critical instrument which endeavors to foster the conscious promotion of all
that is in accord with the nature of intellectual being while deliberately
rectifying whatever is found to be not in accord with such a nature. Such an
instrument and other implications of this transcendental interpretation of
Habermas's notion of emancipation will be progressively clarified in the
following consideration of being as truth and as communicative.
This study would further like to suggest that the relationship that
obtains when considering the absolute transcendental property of truth and
Habermas's relative property of communication consists in that whereas the
former, as understood particularly in reference to limited beings, articulates
the universal metaphysical property whereby all limited beings are true, as a
result of both their participation in the act of
esse and their intelligible nature, the latter may be understood as
specifying the constitutive openness of intellectual being toward truth in
function of the
ideal speech situation. This is to say that while the unique relationship of
intellectual being insofar as reality is concerned consists precisely in its
ability to render what-is intelligible, the notion of being as communicative,
derived from Habermas's dialogical model and as understood in this study,
specifies that intellectual being via discursive exchanges in function of the
ideal speech situation stands as a source for the potential disclosure of
knowable reality. The root insight here moves beyond an understanding of truth
as objective fact and, rather, accentuates the notion of truth as living
intelligence, as open, expressive and creative, i.e., as the dynamic focal point
by which knowledge comes to consciousness. Further, such a constitutive aperture
of intellectual being in relation to truth would be understood as absolutely
realized in the case of Unlimited Being and only in a relative sense in the
case of limited intellectual beings.
The manner in which the notion of being as communicative enhances the
notion of truth may be better grasped by considering Habermas's notion of ideal
communication as the incisive criterion for engaging in discourse with a view
toward adjudicating problematicized truth and normative claims. In the case of
normative claims, Habermas contends that for such adjudication to represent
nothing other than the unforced force of the better argument it must have been
conducted within the context of a logic of practical discourse modelled on or in
function of the formal conditions of the ideal speech situation. The importance
of this proposal consists in signifying the posture that the participants
in the discourse must assume if the outcome of their exchange is to merit
rational assent, which is another way of indicating that the conditions of the
ideal speech situation demand that discourse proceed constraint-free. For the
dialogical participants to assume or, at least, to approximate this
"ideal" posture furnishes the context wherein human intelligence
emerges as living and creative "by conceiving new possibilities, planning
new structures, and working out new paths for mankind. . ."[cxxxi]
Such "new possibilities," "new structures," and
"new paths," congruent with the exigencies of the ideal speech
situation, would neither be understood as an uncritical, static expression of
tradition for tradition sake nor as the aggressive expression of novelty for
novelty sake, but, instead, as a responsible exercise of critical cognition
aimed at advancing those judgments that categorically safeguard the
personal/communal dignity of the human subject.
This said, it must be added, however, that just as it was found necessary
when relating Habermas's emancipatory interest with the notion of goodness to
understand the notion of emancipation in broader terms, i.e., in function of
the constitutive end of intelligent being--the
Summum Bonum--it will likewise be imperative to understand Habermas's
communicative model in terms of the proposal of existential metaphysics. The
most poignant emendation that the notion of truth‑‑in function of
the concept of natural appetency of being as good‑‑offers Habermas's
conception of practical discourse is directed toward supplanting his ethical
formalism insofar as the adjudication of questions of normative rightness is
concerned with the principles of natural
law that follow once the very being of reality, particularly that of the human
subject, is understood in terms of Transcendent Being as its source and end.
This is to say that the personal direction of one's life or the social
ordination of law and policy by legislators, regardless of organizational
affiliation, must be conducted in accordance to the dictates of general
constants of moral reasoning, whose foundational principle consists in an
overt mandate in favor of the actualization of those natural ends that are in
accordance to human nature and thereby expressive of the common good and against
whatever proposals conflict with this end. The natural ends congruent with the
nature of the human subject may be articulated in primary precepts of reason (praecepta
communissima) that, recognizing the worth and dignity of persons and
society, include a concern for (a) the preservation of human life, (b) the
propagation of the human species, (c) the promotion of harmonious social
relations, and (d) the pursuit of truth. The first precept refers to all those
activities that advance the physical and mental integrity and well-being of each
individual; the second treats the basis of family life as involving the
propagation and education of offspring; the third concerns the establishment of
an ordered society in a manner that promotes the peaceful co-existence its
members; and lastly, the fourth recognizes a human duty which aims at shunning
ignorance.[cxxxii]
From these self-evident foundational principles, other precepts that need to be
observed are rendered obvious in reflection; these precepts constitute the
second table of the
Decalogue, i.e., to honor parents, those in authority and civil law and to obey
these as long as they pose no conflict with other moral precepts; to respect the
life, integrity and reputation of others which, among other things, prohibits
the taking of innocent life as in the case of murder, abortion, euthanasia, and
the degradation of human life via, for example, substance abuse and illicit
sexual activity; and to respect the property of others.
However, the social/cultural/political implementation, specification
or determination of these normative principles of ethical practice are not
evident to reason and need to be laid down by human law.[cxxxiii]
For instance, though nature obligates all to contribute to public accord, it
is the wisdom of legislators that determines the manner, circumstances and
conditions under which such harmony is to be realized. In the case of setting
a false fire alarm, though such an act clearly endangers public safety, the
imposition of a certain fine or a certain length of imprisonment is a
determination of the law that is not articulated by nature. One ethician has
commented that "natural
law theory is a framework for understanding morality rather than a method for
making moral judgments."[cxxxiv]
In other words, as understood in this study, though natural law
provides knowledge of certain general principles, it does not furnish particular
decisions relating to individual cases. This is where Habermas's notion of
practical discourse may be understood as providing a framework for rendering
such specifications of the primary precepts as necessitated by the varying
conditions and circumstances of social life. Indeed, for Aquinas, given that
limited being, i.e., the entire community of the universe, is governed by
Divine Reason,[cxxxv]
practical discourse can be comprehended only as a dialogical framework in which
the human subject endeavors to grasp and creatively apply those norms that signify
a progressive discovery, articulation and amplification of all that accords
with‑‑and is never in violation of‑‑the dignity of the
human person/community as articulated by the precepts of moral reasoning.
Unity,
the Traditional Monological Framework and Habermas's
Dialogical Framework
At this point it will be necessary to relate the absolute transcendental
property of unity with Habermas's dialogical model. This relationship, unlike
in the case of goodness and truth, will be developed by first indicating what
may be taken as
Aquinas's contribution in light of what has been said of
truth and
goodness and then by considering the problem that arises when treating unity
in light of Habermas's dialogical paradigm.
The property of
unity may be approached as expressing the dynamic integration of the properties
of truth and goodness within the context of intelligent existents. Unity here
entails the exercise of the act of to be in a manner that ever approaches a form
of life modelled on truth and goodness; moreover, this form of life is made
available to intelligent being via discourse when one proceeds in conformity to
the elementary precepts of practical reasoning. Moreover, unity, insofar as
finite beings are concerned, needs to be comprehended in light of
Unlimited Being, who represents as the source and end of finite existents their
maximum expression of unity. Since "all limited beings are made to be by
the same unique Transcendent Being," then all finite existents are
"foundationally related to Him and to manifestations of His being."[cxxxvi]
Indeed, it is Transcendent Being that, as the plenitude of
goodness,
truth and
unity, that bestows the experience of human emancipation as a gift.
The transcendent is the key to real liberation: it frees the human spirit
from limitation to the restricted field of one's own slow, halting and even
partial creative activity; it grounds one's reality in the Absolute; it
certifies one's right to be respected; and it evokes the creative power of one's
heart.[cxxxvii]
The
Christian experience, as the horizon in terms of which
Aquinas authored his metaphysics, notably amplifies and enriches this metaphysical
understanding of the Absolute such that whatever is said of reality "must
honor and express the
sacredness of beings."[cxxxviii]
Privations of the good in the form of hatred and prejudice that do not
express the "sacredness" of reality need to become the object of emancipatory
critique in function of justice.
This said, when considering the nature of
Unlimited or Transcendent Being in terms of the traditional notion of unity as
developed in classical metaphysics in function of the Aristotelian notion of
Substantia Separata, what emerges is a Being whose nature, as understood
within the divine life itself, implies no communicative dimension, and, as
such, is comprehended in purely monological terms. In the case of the
traditional model, an understanding of transcendent
ground has been strictly derived by rejecting various forms of potentiality
found in finite
beings qua material, such that the conception or available knowledge of
transcendent
ground largely is conceived in terms of what results from negating, on the one
hand, material predicates such as
time,
place,
change,
divisibility, while, affirming, on the other, properties such as
omnipotence,
omniscience. Within such a conception of Transcendent Being, the dialogical
attributes as reflected in the human person qua communicative are
undeveloped. This is not to say that the various predicates derived
traditionally from a negation of materiality and potentiality are not important
in deriving a proper conception of Transcendent Being, but that a restriction
to such a procedure provides a wholly insufficient notion of Transcendent Being,
a notion that does not take account of its dialogical nature.
The importance of Habermas's eminently dialogical paradigm consists in
that it may be interpreted as providing the notion of Transcendent Being with
the needed communicative dimension. For sure, the significance of Habermas's
contribution for metaphysical reflection consists in that his model of ideal
discourse points toward an actually-existing transcendent
ground that realizes the critical parameters of ideal discourse. Indeed,
Habermas's model of ideal communication exacts a transcendent ground, as
interpreted in this study, that is existential, personal, dialogical,
communitary, complementary, and, at the very least,
binary, i.e., consisting of two communicating subjects in perfect
realization of the conditions of the
ideal speech situation.
The communicative dimension of intelligent being has the virtue of
bringing to the fore the dialogical and communitary dimension of Transcendent
Being in a manner that renders metaphysics more amenable with the Christian
notion of God as a Trinity of Persons. Although the
Trinity is attaining increasing relevance in contemporary philosophical reflection,
Schmitz, for one, recognizes that the significance of the
Trinity has not been sufficiently "cultivated in
philosophy to the degree that it needs to be done."
Anyone who has followed the Fathers and the Councils . . .
realizes with what great difficulty a new and richer sense of
unity had to be forged to retain the unity and simplicity of
God, while enriching that unity and simplicity with a 'plurification' that
arose from the very abundance of the divine life. Now, that disclosure into
the inherent 'sociality' of the divine life has not yet been cultivated in
philosophy to the degree that it needs to be done.[cxxxix]
For
Schmitz the human community reflects the "unity" and
"diversity" of the Trinity:
As Christians, . . ., we are led to consider the Godhead as the
diversity of infinite persons in the most perfect unity of being, thought, and
love. This theological capital--the supreme harmony of unity and diversity,
of identity and difference--is of philosophical interest insofar as we find
intimations of that unity and diversity in human fellowship.[cxl]
It
is the philosophical relevance of this "theological capital" that
Habermas's emancipatory/communicative model helps to bring to the fore. It may
well be that Habermas's proposal represents for classical metaphysics a new
optic from which to view Transcendent Being less in terms of First Mover,
Uncaused Cause, Necessary Existence, Unlimited Cause, and more in terms of
predicates such as personal, dialogical, communitary, communicative,
emancipative, and complementary. Indeed, the
Trinity as the paradigm of unconstrained discourse emerges then as the exemplar
of metaphysical emancipation, the ultimate foundation of the human quest for
perfect liberty, truth and justice.