CHAPTER I

 

LEVELS OF FREEDOM

 

 

If freedom is the responsible exercise of our life then it can be understood how the search for freedom is central to our life as persons and peoples. But the term is used so broadly and with so many meanings that it can both lead and mislead. It seems important then to sort out the various meanings of freedom.

After surveying carefully the history of ideas, Mortimer Adler and his team, in The Idea of Freedom: A Dialectic Examination of the Conceptions of Freedom (Garden City: Doubleday, 1958), outlined a number of levels of freedom: circumstantial freedom of self-realization as a choice of whatever one wants among objects; acquired freedom of self-perfection as the ability to choose as one ought; and natural freedom of self determination by which one responsibly creates oneself and one’s world.

 

I. EMPIRICAL FREEDOM OF CHOICE

 

At the beginning of the modern stirrings for democracy John Locke perceived a crucial condition for a liberal democracy. If decisions were to be made not by the king but by the people, the basis for these decisions had to be equally available to all. To achieve this Locke proposed that we suppose the mind to be a blanc paper void of characters and ideas, and then follow the way in which it comes to be furnished. To keep this public he insisted that it be done exclusively via experience, that is, either by sensation or by reflection upon the mind’s work on the materials derived from the senses.1 Proceeding on these suppositions as if they were real limitations of knowledge, David Hume concluded that all objects of knowledge which are not formal tautologies must be matters of fact. Such "matters of fact" are neither the existence or actuality of a thing nor its essence, but simply the determination of one from a pair of sensible contraries, e.g., white rather than black, sweet rather than sour.2

The restrictions implicit in this appear starkly in Rudolf Carnap’s "Vienna Manifesto" which shrinks the scope of meaningful knowledge and significant discourse to describing "some state of affairs" in terms of empirical "sets of facts." This excludes speech about wholes, God, the unconscious or entelechies; the grounds of meaning, indeed all that transcends the immediate content of sense experience are excluded.3

The socio-political structures which have emerged from this model of Locke have contributed much, but a number of indices suggest that he and others have tried too hard to work out their model on a solely empirical or forensic basis. For in such terms it is not possible to speak of appropriate or inappropriate goals or even to evaluate choices in relation to self-fulfillment. The only concern is the ability to choose among a set of contraries by brute, changeable and even arbitrary will power, and whether circumstances will allow me to carry out that choice. Such choices, of course, may not only differ from, but even contradict the immediate and long range objectives of other persons. This will require compromises in the sense of Hobbes; John Rawls will even work out a formal set of such compromises.4

Through it all, however, the basic concern remains the ability to do as one pleases: "being able to act or not act, according as we shall choose or will".5 Its orientation is external. In practice as regards oneself, over time this comes to constitute a black-hole of [self-centered] consumption of physical goods in which both nature and the person are consumed. This is the essence of consumerism; it shrinks the very notion of freedom to competitiveness in the pursuit of material wealth.

Freedom in this sense remains basically Hobbes’ principle of conflict; it is the liberal ideology built upon the conception of human nature as corrupted, of man as wolf, and of life as conflict. Hopefully this will be exercised in an "enlightened" manner, but in this total inversion of human meaning and dignity laws and rights can be only external remedies. By doing violence to man’s naturally violent tendencies, they attempt to attenuate to the minimal degree necessary one’s free and self-centered choice’s and hence the supposed basic viciousness of human life. There must be a better understandings of human freedom and indeed these emerge as soon as one looks beyond external objects to the interior nature and the existence of the human subject and of all reality.

 

II. FORMAL FREEDOM TO CHOOSE AS ONE OUGHT

 

For Kant the heteronomous, external and empiricist orientation character of the above disqualifies it from being moral at all, much less from constituting human freedom. In his first Critique of Pure Reason Kant had studied the role of the mind in the scientific constitution of the universe. He reasoned that because our sense experience was always limited and partial, the universality and necessity of the laws of science must come from the human mind. This was an essential turning point for it directed attention to the role of the human spirit and especially to the reproductive imagination in constituting the universe in which we live and move.

But this is not the realm of freedom for if the forms and categories with which we work are from our mind, how we construct with them is not left to our discretion. The imagination must bring together the multiple elements of sense intuition in a unity or order capable of being informed by the concepts or categories of the intellect with a view to constituting the necessary and universal judgments of science. The subject’s imagination here is active but not free, for it is ruled by the categories integral to the necessary and universal judgements of the sciences. In these terms the human mind remains merely an instrument of physical progress and a function of matter.

However, in his second Critique, that of Practical Reason, beyond the set of universal, necessary and ultimately material relations, Kant points to the reality of human responsibility. This is the reality of freedom or spirit which characterizes and distinguishes the person. In its terms he recasts the whole notion of physical law as moral rule. If freedom is not to be chaotic and randomly destructive, it must be ruled or under law. To be free is to be able to will as I ought, i.e., in conformity with moral law.

Yet in order to be free the moral act must be autonomous. Hence, my maxim must be something which as a moral agent I — and no other —give to myself. Finally, though I am free because I am the lawmaker, my exercise of this power cannot be arbitrary if the moral order must be universal.

On this basis, a new level of freedom emerges. It is not merely self-centered whimsy in response to circumstantial stimuli; nor is it a despotic exercise of power or the work of the clever self-serving eye of Plato’s rogue. Rather, it is the highest reality in all creation. To will as I ought is wise and caring power, open to all and bent upon the realization of "the glorious ideal of a universal realm of ends-in-themselves". In sum, it is free men living together in righteous harmony. This is what we are really about; it is our glory — and our burden.

Unfortunately, for Kant this glorious ideal remained on the formal plane; it was a matter of essence rather than of existence. It was intended as a guiding principle, a critical norm to evaluate the success or failure of the human endeavor — but it was not the human endeavor itself. For failure to appreciate this, much work for human rights remains at a level of abstraction which provides only minimal requirements. It might found processes of legal redress, but stops short of — and may even distract from and thus impede — positive engagement in the real process of constructing the world in which we live: witness the long paralysis of Europe and the world in the face of the Yugoslav dissolution of the moral and hence legal foundations for life in our times.

This second level of freedom makes an essential contribution to human life; we must not forget it nor must we ever do less. But it does not give us the way in which we as unique people in this unique time and space face our concrete problems. We need common guides, but our challenge is to act concretely. Can philosophy, without becoming politics or other processes of social action, consider and contribute to the actual process of human existence as we shape and implement our lives in freedom?

When the contemporary mind proceeds beyond objective and formal natures to become more deeply conscious of human subjectivity, and of existence precisely as emerging from and through human self-awareness, then the most profound changes must take place. The old order built on objective structures and norms would no longer be adequate; structures would crumble and a new era would dawn. This is indeed the juncture at which we now stand.

 

III. EXISTENTIAL FREEDOM AS SELF-CONSTITUTION AND SELF-DETERMINATION

 

Progress in being human corresponds to the deepening of one’s sense of being, beyond Platonic forms and structures, essences and laws, to act as uncovered by Aristotle and especially to existence as it emerges in Christian philosophy through the Patristic and Middle Ages. More recently this sensibility to existence has emerged anew through the employment of a phenomenological method for focusing upon intentionality and the self-awareness of the human person in time (dasein). This opens to the third level of freedom stated above, namely, that of deciding for oneself in virtue of the power "inherent in human nature to change one’s own character creatively and to determine what one shall be or shall become." This is the most radical freedom, namely, our natural freedom of self-determination.

This basically is self-affirmation in terms of our teleological orientation toward perfection or full realization, which we will see to be the very root of the development of values, of virtues and hence of cultural traditions. It implies seeking perfection when it is absent and enjoying or celebrating it when attained. In this sense, it is that stability in one’s orientation to the good which classically has been termed holiness and anchors such great traditions of the world as the Hindu and Taoist, Islamic and or the Judeo-Christian. One might say that this is life as practiced archetypically by the saints and holy men, but it would be more correct to say that it is because they lived in such a manner that they are called holy.

In his third Critique, Kant suggests an important insight regarding how this might form a creative force for confronting present problems and hence for passing on the tradition in a transforming manner. He sees that if the free person of the second critique were to be surrounded by the necessitarian universe of the first critique, then one’s freedom would be entrapped and entombed within one’s mind, while one’s external actions would be necessary and necessitated. If there is to be room for human freedom in a cosmos in which one can make use of necessary laws, indeed if science is to contribute to the exercise of human freedom, then nature too must be understood as directed toward a goal and must manifest throughout a teleology within which free human purpose can be integrated. In these terms, even in its necessary and universal laws, nature is no longer alien to freedom; rather it expresses divine freedom and is conciliable with human freedom.

This makes possible the exercise of freedom, but our issue is how this freedom is exercised in a way that creates diverse cultures. How can a free person relate to an order of nature and to structures of society in a way that is neither necessitated nor necessitating, but free and creative? In the "Critique of the Aesthetic Judgment," Kant points out that in working toward an integrating unity the imagination is not confined by the necessitating structures of categories and concepts as in the first Critique, or the regulating ideal of the second Critique. Returning to the order of essences would lose the uniqueness of the self and its freedom. Rather, the imagination ranges freely over the full sweep of reality in all its dimensions to see where relatedness and purposiveness can emerge. This ordering and reordering by the imagination can bring about numberless unities or patterns of actions and natures. Unrestricted by any a priori categories, it can integrate necessary dialectical patterns within its own free and creative productions and include scientific universals within its unique concrete harmonies. This is the proper and creative work of the human person in this world.

In order for human freedom to be sensitive to the entirety of this all-encompassing harmony, in the final analysis our conscious attention must be directed not merely to universal and necessary physical or social structures, nor even to beauty and ugliness either in their concrete empirical realizations or in their Platonic ideals. Rather, our focus must be upon the integrating images of pleasure or displeasure, enjoyment or revulsion, generated deep within our person by these images as we attempt to shape our world according to the relation of our will to the good and hence to realize the good for our times.

In fact, however, this is still a matter of forms and categories, rather than of existence. Further it is a matter of the human person in him or herself. It is possible, however, to read this in terms of existence rather than of essence as well as a matter of relation to the creator and the living of His grace in time. In this light the aesthetic enables one to follow the free exercise of existence in a human life and the third level of freedom becomes truly the work of God with us.

In this manner human freedom becomes at once the goal, the creative source, the manifestation, the evaluation and the arbiter of all that imaginatively we can propose. It is goal, namely to realize life as rational and free in this world; it is creative source for through the imagination freedom unfolds the endless possibilities for human expression; it is manifestation because it presents these to our consciousness in ways appropriate to our capabilities for knowledge of limited realities and relates these to the circumstances of our life; it is criterion because its response manifests a possible mode of action to be variously desirable or not in terms of a total personal response of pleasure or displeasure, enjoyment or revulsion; and it is arbiter because it provides the basis upon which our freedom chooses to affirm or reject, realize or avoid this mode of self-realization.

Thus, freedom in this third, existential sense emerges as the dynamic center of our life. It is the spectroscope and kaleidoscope through which is processed the basic thrust toward perfection upon which, as we shall see, culture as the pattern of public life is based and by which its orders of preference are set. The philosophical and religious traditions it creates become the keys to the dynamics of human life. Hence the possibilities of peace within a nation and cooperation between peoples must depend fundamentally on the potentialities of creative freedom for overcoming the proclivities of the first level of freedom for confrontation and violent competition, for surmounting the general criteria of the second level of freedom, and for setting in motion positive processes of concrete peaceful and harmonious collaboration.

 

NOTES

 

1. John Locke, An Essay Concerning Human Understanding (New York: Dover, 1959), Book II, chap. I, vol. I, 121-124.

2. David Hume, An Enquiry Concerning Human Understanding (Chicago: Regnery, 1960).

3. R. Carnap, Vienna Manifesto, trans. A. Blumberg in G. Kreyche and J. Mann, Perspectives on Reality (New York: Harcourt, Brace and World, 1966), p. 485.

4. The Theory of Justice (Cambridge: Harvard University Press, 1971).

5. M. Adler, The Idea of Freedom: A Dialectical Examination of the Conceptions of Freedom (Garden City, NJ: Doubleday, 1958), I, 62.