CHAPTER IV

 

PERSON AS CONSCIOUSNESS:

From Objectivity to Subjectivity

 

 

THE PERSON: A SELF-CONSCIOUS AND FREE SUBJECT

 

Self-consciousness and will had been central to philosophies of the person in classical times; indeed, at one point Augustine claimed that men were nothing else than will. After Descartes’ reformulation of metaphysics in terms of the thinking self, however, the focus upon self-consciousness by John Locke and upon the will by Kant brought the awareness of these distinctive characteristics of the person to a new level of intensity and exclusivity. This constituted a qualitatively new and distinctively modern understanding of the person. It is necessary to see in what these characteristics consist and how they relate to the subsisting individual analyzed above.

 

Self-Consciousness and Freedom

 

John Locke undertook to identify the nature of the person within the context of his general effort to provide an understanding which would enable people to cooperate in building a viable political order. This concentration upon the mind is typical of modern thought and of its contribution to our appreciation of the person. Focusing upon knowledge, Locke proceeded to elaborate, not only consciousness in terms of the person, but the person in terms of consciousness. He considered personal identity to be a complex notion composed from the many simple ideas which constitute our consciousness. By reflection we perceive that we perceive; thereby we are able to be, as it were, present to ourselves and to recognize ourselves as distinct from all other thinking things. Memory, which is also an act of consciousness, enables us to recognize these acts of consciousness in different times and places. Locke saw the memory, by uniting present acts of awareness with similar past acts, not merely as discovering but as creating personal identity. This binding of myself as past consciousness to myself as present consciousness constitutes the continuing reality of the person. Essentially, it is a private matter revealed directly only to oneself, and only indirectly to other persons.

Because Locke’s concern for knowledge was part of his overriding concern to find a way to build social unity in a divided country he saw his notion of the self as the basis of an ethic for both private and public life. As conscious of pleasure and pain the self is capable of happiness or misery, "and so is concerned for itself." What is more, happiness and misery matter only inasmuch as they enter one’s self-consciousness as a matter of self-concern and direct one’s activities. He sees the pattern of public morality – with its elements of justice as rewarding a prior good act by happiness and as punishing an evil act by misery – to be founded upon this identity of the self as a continuing consciousness from the time of the act to that of the reward or punishment. ’Person’ is the name of this self as open to public judgment and social response; it is "a forensic term appropriating actions and their merit."

This early attempt to delineate the person on the basis of consciousness locates a number of factors essential for personhood such as the importance of self-awareness, the ability to be concerned with, and for, oneself, and the basis this provides for the notions of responsibility and public accountability. These are the foundations of his Letters Concerning Toleration which were to be of such great importance in the development of subsequent social and political structures in many parts of the world.

There are reasons to believe, however, that, while correct in focusing upon consciousness, he did not push his analysis far enough to integrate the whole person. Leibniz, in his New Essays Concerning Human Understanding, was quick to point out some of these reasons in a detailed response. Centering personal identity in consciousness, Locke distinguished it from the notion of the person as that which could be identified by a body of a particular shape. This led him to admit that it is conceivable that the one consciousness or self could exist in different bodies a thousand years remote one from another or, conversely, that multiple selves could inhabit the same body.

This is more than an issue of "names ill-used"; it is symptomatic of the whole cluster of problems which derive from isolating human consciousness from the physical identity of the human self. These include problems not only regarding communication with other persons for which one depends upon physical signs, but regarding the life of the person in a physical world in whose unity and harmony one’s consciousness has no real share, indeed, in relation to which it is defined by contrast. Recently, existential phenomenologists have begun to respond to the perverse, desiccating effect which this has had even upon consciousness itself, while environmentalists have pointed up the destruction it has wrought upon nature.

This implies a problem for personal identity. Locke would claim that this resides in the continuity established by linking the past with the present in one’s memory. But, as there is no awareness of a substantial self from which this consciousness proceeds, what remains is but a sequence of perceptions or a flow of consciousness recorded by memory.

Finally, Leibniz would question Locke’s claim to have provided even that public or forensic notion of the self by which he sought to provide a sufficient basis for legal and political relations. Memory can deal with the past and the present, but not with the future; planning and providing for the future is, however, the main task of a rationally ordered society. Further, Locke’s conclusion, that since the self is consciousness the same self could inhabit many bodies of different appearances, would undermine the value of public testimony, and thereby the administration of justice. Though self-consciousness is certainly central and distinctive of the person, more is required for personhood than a sequence of consciousness, past and present.

Another approach was attempted by Kant whose identification of the salient characteristics of the person has become a standard component for modern awareness. Whereas Locke had developed the notion of the person in terms of consciousness predicated upon experience, Kant developed it on the requirements of an ethics based upon will alone. Both the strengths and the weaknesses of this approach to the person lie in his effort to lay for ethics a foundation that is independent of experience. He did so because he considered human knowledge to be essentially limited to the spatial and temporal orders and unable to explain its own presuppositions. Whatever be thought of this, by looking within the self for a new and absolute beginning he led the modern mind to a new awareness of the reality and nature of the person.

For Kant the person is above all free, both in him- or herself and in relation to others; in no sense is the person to be used by others as a means. From this he concluded that it is essential to avoid any dependence (heteronomy) on anything beyond oneself and, within oneself, on anything other than one’s own will. The fundamental thrust of the will is its unconditional command to act lawfully; this must be the sole basis for an ethics worthy of the human person. In turn, "the only presupposition under which . . . (the categorical imperative) is alone possible . . . is the Idea of freedom.10 

As free the person must not be legislated to by anyone or on the basis of anything else; to avoid heteronomy one must be an end-in-oneself. Kant’s self-described goal was to awaken interest in the moral law through this "glorious ideal" of a universal realm of persons as ends-in-themselves (rational beings).11  The person, then, is not merely independent, as is any subject; he is a law-making member of society. This means that the person has, not only value which is to be protected and promoted, but true dignity as well, for he is freely bound by, and obeys, laws which he gives to himself.12  As this humanity is to be respected both in oneself and in all others, one must act in such wise that if one’s actions were to constitute a universal law they would promote a cohesive life for all rational agents.

This "glorious ideal" has been perhaps the major contribution to the formation of the modern understanding of oneself as a person. At the minimum, it draws a line against what is unacceptable, namely, whatever is contrary to the person as an end-in-oneself, and sets thereby a much needed minimal standard for action. At the maximum, as with most a priori positions, it expresses an ideal for growth by pointing out the direction, and thereby providing orientation for the development of the person. In Kohlberg’s schema of moral development it constitutes the sixth or highest stage, and hence the sense and goal of his whole project – though he notes rightly that this is not an empirically available notion. 

Further, this bespeaks a certain absoluteness of the individual will which is essential if the person is not to be subject to domination by the circumstances one encounters. If one must be more than a mere function of one’s environment–whether this be one’s state, or business, or neighborhood–then Kant has made a truly life-saving observation in noting that the law of the will must extend beyond any one good or particular set of goods. 

Nevertheless, there are reasons to think that still more is needed for an understanding of the person. In Part I of his Foundations of the Metaphysics of Morals Kant correctly rules out anything other than, or heteronomous to, human freedom and will as an adequate basis for ethics, at least as far as using one’s own ability to think and to decide are concerned. Nor does he omit the fact that these individuals live their lives with others in this world. As the good is mediated by their concrete goods, however, a role for experience must be recognized if right reason is to conform to the real good in things. Further, there is need to know more of the reality of the person in order to understand: (a) not only how will and freedom provide the basis for ethical behavior, but (b) by what standards or values behavior can be judged to be ethical, and (c) how ethical behavior is integral to the project of the person’s self-realization. Something more than a postulation of freedom (along with the immortality of the soul and God) is essential to enable the development of the person to be guided throughout by his "glorious ideal."

In sum, Locke and Kant have contributed essentially to delineating the nature of the person for the modern mind. Both have pointed up that which distinguishes the person from other subjects. Focusing upon knowledge, Locke showed the person to be an identity of continuing consciousness which is self-aware and "concerned for itself." Focusing upon the will and its freedom, Kant showed the person to be an end-in-itself.

By attending directly to consciousness and freedom, however, both left problems which are similar and are of great importance to the present project. The first issue regards the way in which consciousness and freedom are realized in the person as a unique identity with a proper place in society, and indeed in reality as a whole. It is true, as Locke says, that the term person expresses self-awareness and continuing consciousness, as well as its status in the public forum. But, one needs more than an isolated view of that which is most distinctive of man; one needs to know what the person is in his or her entirety, how one is able to stand among other persons as a subject, and how in freedom one is to undertake one’s rightful responsibilities. One is not only consciousness or freedom, but a conscious and free subject or person. Further, it is necessary to understand the basis of the private, as well as the public life of the person, for one is more than a role, a citizen or a function of the state. The second problem regards the way in which the person can attain his or her goal of full self-awareness, freedom, and responsibility, namely, how the person can achieve his or her fulfilment through time and with others.

In sum, what Locke and Kant discovered about the person by considering self-awareness in the abstract and for the political arena needs now to be integrated with what was seen in the preceding chapter regarding the individual in order to constitute the integral person as a rational and free subject.

 

The Self-conscious and Free Subject

 

While it has been said that ancient thinkers had no concept of the person, a very important study by Catherine De Vogel13  has shown that there was indeed a significant sense of person and of personality among the ancient Greeks and Romans, as well as a search for its conditions and possibilities. It will be helpful to look at this in order to identify some of the cultural resources for understanding the way in which self-consciousness and freedom are rooted in the subject and constitute the person. Above, we saw a certain progression from the Greek philosophical notion of the individual as an instance of a general type to a more ample existential sense of the subject as an independent whole, which nonetheless shares with others in the same specific nature. It is time now to see how this relates to self-consciousness and freedom.

The Greeks had a certain sense for, and even fascination with, individuals in the process of grappling with the challenge to live their freedom. T.B.L. Webster notes that "Homer was particularly interested in them (heroes) when they took difficult decisions or exhibited characteristics which were not contained in the traditional picture of the fighting man."14  In the final analysis, however, the destiny of his heroes was determined by fate, from which even Zeus could not free them. Hence, an immense project of liberation was needed in order to appreciate adequately the full freedom of the moral agent.

This required establishing: (a) that the universe is ruled by law, (b) that a person could have access to this law through reason, and (c) that the person has command of his relations to this law. These elements were developed by Heraclitus around 500 B.C. He saw that the diverse physical forces could not achieve the equilibrium required in order to constitute a universe without something which is one. This cosmic, divine law or Logos is the ruling principle of the coherence of all things, not only in the physical, but in the moral and social orders. A person can assume the direction of his life by correcting his understanding and determining his civil laws and actions according to the Logos, which is at once divine law and nature. In this lies wisdom.15 

This project has two characteristics, namely, self-reflection and self-determination. First, as the law or Logos is not remote, but within man – "The soul has a Logos within it"16  – the search for the Logos is also a search for oneself: "I began to search for myself."17  Self-reflection is then central to wisdom. Second, the attainment of wisdom requires on the part of man a deliberate choice to follow the universal law. This implies a process of interior development by which the Logos which is within "increases itself."18 

A similar pattern of thought is found in the Stoic philosophers for whom there is a principle of rationality or "germ of logos" of which the soul is part, and which develops by natural growth.19  A personal act is required to choose voluntarily the law of nature, which is also the divine will.

These insights of Heraclitus, though among the earliest of the philosophers, were pregnant with a number of themes which correspond to Kant’s three postulates for the ethical life: the immortality of the soul, freedom and God. The first of these would be mined by subsequent thinkers in their effort to explore the nature of the person as a physical subject that is characteristically self-conscious and free. As the implications of Heraclitus’ insight, namely, that the multiple and diverse can constitute a unity only on the basis of something that is one, gradually became evident, the personal characteristics of self-consciousness and freedom were bound to the subject with its characteristics of wholeness, independence and interrelatedness. The first step was Plato’s structure for integrating the multiple instances of a species by their imitation of, or participation in, the idea or archetype of that species.20  This, in turn, images still higher and more central ideas, and ultimately the highest idea which inevitably is the Good or the One.

Aristotle took the second step by applying the same principle to the internal structure of living beings. He concluded that the unity of their disparate components could be explained only by something one, which he termed the soul or psyche–whence the term ‘psychology.’ The body is organized by this form which he described as "the first grade of actuality of a natural body having life potentially in it."21  For Aristotle, however, the unifying principle of a physical subject could not be also the principle of man’s higher mental life, his life of reason. Hence, there remained the need to understand the person as integrating self-consciousness and freedom in one subject which is nonetheless physical.

Over one-thousand years later Thomas Aquinas took this third step, drawing out of Heraclitus’ insight its implications for the unity of the person with its full range of physical and mental life. He did not trace the physical to one form or soul and the higher conscious life to another principle existing separately from the body, as had the Aristotelian commentators, nor did he affirm two separate souls as did Bonaventure. Rather, Thomas showed that there could be but one principle or soul for the entire person, both mind and body. He did this by drawing out rigorously, under the principle of non-contradiction, the implications of the existence of the subject noted above. One subject could have but one existence–lest it be not one but two. This existence, in turn, could pertain to but one essence or nature–again lest it be and not be of that nature; for the same reason the one essence could be of but one form. Hence, there could be only one formal principle or soul for both the physical and the self-conscious and free dimensions of a person. This rendered obsolete Aristotle’s duality of these principles for man and founded the essential and integral humanness of both mind and body in the unity of the one person.22 

This progression of steps leading to the one principle, which enables that which is complex nonetheless to constitute a unity, points in the person to the one form which is commonly called the soul. By this single formal principle what Locke articulated only as a disembodied consciousness and Kant as an autonomous will are able to exist as a properly human subject. This is physical truly but not exclusively, for it transcends the physical to include also self-consciousness and freedom. Similarly, it exists in its own right, yet does so in such wise that it exists essentially with others as a person in society.

The implications of such an integration of the physical with the self-conscious dimensions of the person through a single principle are pervasive. One does not become a person when one is accepted by society; on the contrary, by the form through which one is a person one is an autonomous end-in-oneself and has claim to be responded to as such by others. Hence, though for his or her human development the person has a unique need for acceptance, respect and love, the withholding of such acceptance by others–whether individuals, families or states–does not deprive one of personhood. One does not have to be accepted in order to have a claim to acceptance. (Even in circumstances of correction and punishment, when a person’s actions are being explicitly repudiated, persons cannot be treated as mere things.) Thus, the rights to respect, to an education, to possibilities for development and to meaningful engagement in society are based within the person and need to be responded to by family and society.

Similarly, it is not necessary that the person manifest in overt behavior signs of self-awareness and responsibility. From genetic origin and physical form it is known that the infant and young child is an individual human developing according to a single unifying and integrating principle of both its physical and rational life.23  The rights and their protection belong to a person by right prior to an ability consciously to conceive or to articulate them. Even in very young children, the physical manner in which they express themselves and respond to others is truly human. Indeed, though the earlier the stage in life the more physical the manner of receiving and expressing affection, the earliest months and years appear to be the most determinative of one’s lifetime ability to relate to others with love and affection.

Finally, attempts to modify the behavior of persons must proceed according to distinctively human norms if they are not to be destructive. Whether in the school, the workplace or society at large, it is crucial to recognize that every human being is a human person, and integrally so in each of their human actions and interactions. Not to attend to this is to fail to recognize those with whom we interact to the detriment and dishonor of ourselves, the person and the social process.

There is a second insight of great potential importance in the thought of Heraclitus. When he refers to the Logos24  as being very deep he suggests multiple dimensions of the soul. Indeed, it must be so if human life is complex and its diverse dimensions have their principle in the one soul. Plato thought of these as parts of the soul; in these terms the development of oneself as a person would consist in bringing these parts into proper subordination one to another, which state is called justice, the "virtue of the soul."25 Both the Republic and the Laws reflect amply his concern for education, character formation, and personal development understood as the process of attaining that state of justice. The way to this is progressive liberation from captivity by the objects of sense knowledge and sense desires through spiritual training, as is described in the Phaedo and the Republic. All this prepares the way for what is essential, namely, contemplation of the transcendent Good. This alone establishes that inner harmony of soul through which the person is constituted as free and responsible, both in principle and in act. Because this vision, not only of some goods, but of the transcendent Good, cannot be communicated by teaching but remains "an extremely personal interior vision,"26  the uncalculating and unmeasured love shared in the family and in intermediate communities has special importance.

By the human form or soul the human individual as a person is open in principle, not only to particular states of affairs or events, but to the one source, Logos and goal of all. Through this, in turn, one is able to take account of the full meaning of each thing and freely to relate oneself to others in the coordinating virtue of philanthropia, the love of all humankind.27  As it is of foundational importance for a truly moral life to have not merely access to some goods, but an ability to evaluate them in terms of the Good, the form or soul as the single organizing and vivifying principle of the person is the real foundation for the person as an end-in-oneself.

Correlatively, recent thought has made crucial strides toward reintegrating the person into his or her world. The analytic process of identifying the components of the world process initiated by the Greeks was inherently risky, for as analytic any imperfection in the understanding of personal identity would tend toward individualism and distract from the unity of persons and peoples through their grounding in the One. Cumulatively, the intensive modern concentration upon freedom in terms of self-consciousness would generate an isolating and alienating concentration upon self.28 

Some developments in recent thought have made important contributions to correcting this individualist–even potentially solipsist–bias. One is the attention paid recently to language and to the linguistic character of the person. Our consciousness is not only evoked, but shaped, by the pattern of the language in which we are nurtured. In our highly literate culture–many would say in all cultures–the work of the imagination which accompanies and facilitates that of the intellect is primarily verbal. Hence, rather than ideas being developed and then merely expressed by language, our thought is born in language. As this language is not one’s private creation, but that of our community and over a long period, conscious acts, even about ourselves, involve participation in that community. To say that our nature is linguistic is to say that it is essentially "with others."

A similar point, but on another level of insight, was developed by Martin Heidegger and laid the basis for the stress among many existential thinkers on the importance of considering the person as being in community. As conscious and intentional, one essentially is not closed within oneself, but open to the world; one’s self-realization depends upon and indeed consists in one’s being in the world. Therefore it is not possible to think of persons in themselves and then to add some commerce with their surroundings; instead, persons exist and can be conceived only as beings-in-the-world. Here the term ‘in’ expresses more than a merely spatial relation; it adds an element of being acquainted with or being familiar with, of being concerned for, and of sharing. At root this is the properly personal relation.29 

From what was said of being-in-the-world it follows that the person is also being-with-others, for one is not alone in sharing in this world. Just as I enter into and share in the world, so also do other persons. Hence, as essentially sharing-in-the-world, our being is also essentially a sharing-with-others; the world of the person is a world in which we are essentially with-others. In this light a study of the existence of the rational subject with its hopes and its efforts toward self-realization with others must center ultimately upon understanding the development of the person as a moral participant in social life. 

 

DESCARTES

 

As was seen in some detail in Chapter I the person as consciousness or self-awareness has been the great temptation of the modern mind. To achieve clarity it bargained breadth and subtlety; its ability to control was tried to its reductionist approach tailoring reality to the powers of the human mind. Thus in our day the challenge to humanize social life centers on the ability to open the mind to new dimensions of meaning, particularly to the fourth or metaphysical dimensions (treated in Chapters II and III) can be encountered. Many have taken Descartes’ project of developing a universal mathematics to entail the restriction of his project to Plato’s level III of conceptual clarification and scientific construction in which the divine could not figure.

In the present post modern period such restriction upon the modern mind is recognized as in need of being transcended. In such a liberation of person as consciousness it is important then to see if there is within the thought of Descartes himself the roots of this transcendence. If so the new openings will not constitute a destructive rupture with modernity. Rather its transcendence will have a constructive and enriching character.

In order to grasp something of the nature of the task undertaken with such impressive success by the builders of the modern mind it could be helpful to look back for a moment upon the preceding period, rightly termed the Renaissance or time of rebirth. It was a period of explosive discovery and rediscovery in every field. In space the use of the telescope opened to human reconsideration the nature of the planets; on earth Portuguese ships went to the Indies and circled the globe; suddenly the art and writings of the ancients took on new interest; and in society new forms of civil order were emerging.

Each opening brought major problems as it became necessary to integrate or deal with whole new categories of reality. Where blind forces worked their way, e.g., disease killed off over 90 percent of the population of Central America within one or two generations; greed enslaved entire populations; superstition led Europeans into alchemy and magic. Thus the need for reason to assess and direct life became urgent in order to overcome the threats of confusion and death resulting from the new discoveries and to orient creatively the newly emerging physical and social forces.

Francisco de Vittoria began the elaboration of international law; Copernicus and Galileo began to reorder the understanding of our galaxy; Newton and Harvey laid the groundwork for a new understanding of the physical and anatomical orders. But the most fundamental task and key to all the others was a new level of coordination of the workings of human reason itself. If the new threats were to be avoided and the successes of the Renaissance were to bear fruit then the capacity to observe with precision, and especially for reason to employ the results of these observation, needed to be secured. This was the task which Descartes addressed.

In his Discourse on Method, he tells in autobiographical form how he did so. Describing his studies at La Fleche, the Jesuit leading French College of the time, he described how each branch of knowledge was seen to have its attractiveness, yet each seemed strangely unfulfilled. Mathematics had great clarity, precision and unity, but was being used mainly by engineers in the pedestrian tasks of digging canals and building fortifications; philosophy treated the truly important issues, but was rife with a myriad of opinions, without clarity or cohesion; etc. Thence emerged his great hope: to develop the work of reason so that the clarity and surety of mathematics could be extended through all fields of knowledge, and thereby to enable man "to walk with confidence in this life".30  His plan for this was to reduce all to their minimal components or simple natures, each clear enough in itself to be distinguished from all else, to order these simple natures by clearly grasped simple linkages one to the other, and by reviewing this panoramic pattern to be able to grasp quasi simultaneously all things both in themselves and in their relationship one to the other.

It was a simple plan much needed for its time, and certainly useful for some operations. It is no accident that Descartes became "the Father of the Modern Mind," by the power of the model he provided the late Renaissance mind in its confusion from the welter of new information and high aspirations. The marvellous achievements of the route he opened for the human mind are immediately obvious in their transformation of our physical surroundings, in medicine and in the instrumentation of our lives. But recent environmental concerns begin to suggest that it is too simple for our complex life. There are reasons to suspect that this is true in relation not only to the physical environment, but to our social reality as people are increasingly manipulated by social systems and by their own personal self-understanding as people come to look upon themselves in merely functional and utilitarian terms.

To overcome these undesirable results one could simply add humane understanding alongside what initially was proposed by Descartes, but that does not promises to tame the vision of the man-machine. Instead it would introduce another dichotomy leaving the new humane additions in losing warfare with a tightly organized, well-entrenched adversary. This suggests that a better approach would be to return to Descartes and his original project in order to search there for paths of openness and continuity which it might suggest. When this is done a vast and fascinating panorama opens up – so rich as to suggest that Descartes fatherhood of the modern mind has but begun. The paths are so spectacular that to appreciate these additional dimensions it is more helpful, if not necessary, not to be encased solely in the direct line of the modern Western currents which have applied his method thusfar. If so then India and other non Western peoples could provide a helpful vantage point for unfolding needed further implications of Descartes’ response to modern problems and to the problem of modernity itself.

 

The Rules

 

When we return to Descartes we find something quite marvellous. His project of a unified science may have survived, but by the time he arrived in Holland in 1628, where he was to take up his major work, his effort to work out the general method he articulated in his Rules for the Direction of Our Intelligence had come to an abrupt halt, never to be taken up again.An analysis of this posthumously printed work, however, shows us his dilemma. He had begun the work of laying out in detail his method as described above and was doing this basically in the manner in which it generally has been employed since that time. It was atomic in its assumption, namely, that all consists of a limited number of irreducible simple natures which seemingly quantitative in nature. And it was analytic in procedure, namely, that these were to be distinguished clearly one from another in order to identify the basic components of all things. But it would be synthetic only to the extent that these basic components would be assembled on the basis of equally clear but external linkages; no new reality or truth beyond that of the simple component natures could be derived in, or from, this. It would be a universal mathematics in a reductionist sense.

Indeed, he had great success with his analytic method while he remained in mathematics. But his project was to extend this to all fields, and this he found to be impossible as soon as he tried it. For instance, in facing the problem of the anoclastic line, or curve through which parallel incoming light rays are refracted to focus on a single point, the mathematician would reduce the issue to the relation between the angles of incidence and refraction. But many laws of refraction are mathematically possible and the mathematician has no way of determining which is correct (AT X, 39). To make progress one would need to turn to other types of knowledge to discover what extension and "what human knowledge is" (AT X, 397-98), that is, it becomes necessary to determine the faculties of knowledge and their objects (Rule 12). But to do this requires, in turn, establishing a theory of human nature, of bodies and minds. The difficulty is that this needs to be done before work in the sciences if they are to have the apodictic certainty required for a universal mathematics. For lack of this he was able only to cobble together a mechanical hypothesis about the very reality he needed to establish by his method.31  The circle had become vicious.

The result was that he stopped work on this project all-together, and left the manuscript of the Rules in mid-state, replete with repetitions and unresolved alternatives. In no way, however, did this mean abandoning the effort to develop on adequate basis for understanding the sciences; it meant only that a new approach, a new direction, a new foundation was needed.

 

The Meditations

 

The moment is indeed decisive in Descartes’ life for he abruptly moved out of Paris and into seclusion in Holland where he spent effectively the remainder of his life, focused around his Meditations on First Philosophy. The circumstances of his move are not well-known: it was sudden and a complete surprise to his associates. The future direction of his work, however, would seem to relate the move not only to his own dismay at the limitations of his project to establish mathematical clarity in all fields of knowledge, but to the major cultural intersection of his time.

From his school days, Descartes had been known for his method. This was remarked by the great mathematician Beeckman’s to whom he promised to write down his method. It appears in Descartes’ Method IV. Shortly before his abrupt departure from Paris Descartes demonstrated the power of his method in the discussion of a paper delivered at a gathering of key intellectuals. Soon after he was summoned by Cardinal de Bérulle, the Augustinian mystic and theologian who founded the French Oratory and was to become Descartes’ spiritual guide. The problem which preoccupied the Cardinal was the great fissure which was opening in the cultural heritage of Europe. On the one hand, there was the tradition of Greek and Christian culture which bore the cumulative humanizing vision of the West. This grounded all in the ultimate Being as one, true and good, echoing the Hindu sense of Brahman, the divine source as existence (sat), consciousness (cit) and bliss (ananda). On the other hand, there were the new mathematical methods of quantitative analysis and conceptualization with its great promise for scientific discovery and control. Both were essential for humankind, but the two were turning against each other, each perceiving each other as a basic threat. The challenge of the times was to enable the two to work together.

It was in this context that Cardinal de Bérulle saw the great potential of Descartes’ method and pointed out the Descartes that his development of this method was even an obligation of conscience for the good of humankind. Indeed, Descartes states in the dedicatory letter of his meditations that "some persons . . . demanded in the strongest terms" that he take this step. The foundational issues which this pressed upon his attention, as listed in the title of his Meditations, namely, the existence of God and the immortality of the soul, were Augustinian themes. As treated by Descartes they could bridge the growing division between sciences and culture not least because they would help to resolve the precise dilemma which had derailed Descartes’ own initial attempt to work out his Rules.

Hence as soon as he arrived in Holland, he took a chalet, drew up the drawbridge and "for the first nine months I was in this country I worked on nothing other" than a "short paper". This probably is effectively Chapter IV of the Method, which in turn is a sketch of his major work, Meditations on the First Philosophy in which the Existence of God and the Immortality of the Soul are Demonstrated.

In order to catch the central importance of this for carrying forward the project of Descartes, both as regards founding the modern scientific effort and healing the breach in the culture, we need to turn briefly to Augustine in order to isolate in depth the real issues involved here.

For Augustine the religious dimension of meaning had become centrally important, but for lack of an ability to locate evil in relation to God he seemed forced to the Manichean position of two supreme principles – one good, the other evil. In that case there would be effectively no supreme being, no Goodness Itself, no absolute Bliss (ananda). As he recounted the dramatic story of his conversion in his Confessions, he recounts how he had conceived of God as spatially infinite interpenetrating all: also his soul and body stood as parts in relation to that great Whole. In transcending this purely quantitative approach he was helped by some neo-Platonic books which suggested that he direct his mind inward, into himself. In finding that he judges some of his thoughts to be true and others not, he discovers that his mind has ever been present to some eternal and immutable truth as a standard, which serves as light above his mind (Conf. VII X, 16). As it created him, his relation to it is not that of part to whole, but of measured to measure. In this way, evil can be seen as a deviation which as such does not require a corresponding ultimate principle or cause.

Truth then (or Consciousness, cit), on the one hand, is not simply a property of sentences or judgments, for it is a standard to which we look in judging; nor, on the other hand, is it simply all the things about which we judge, for it is wisdom which exemplifies ideally what our judgments should be, and illumines both things and the mind. In Confessions VII, Augustine suggests the way to search for the immutable Truth, which is God.32 He reports "seeking whence I approved the beauty of . . . bodies and judged rightly about mutable things and said, ‘this ought to be this way, that ought not to be that way’",33  i.e., the source of the knowledge of the intelligible standards. He recognized that his knowledge itself was mutable, yet that it judges according to an immutable standard which imposes the "ought". This led him to "the immutable and true eternity of truth above my mutable mind"34 .

It is most striking that in his Meditations Descartes follows a quite parallel route. In his first Meditation he proceeds by way of doubt to show that of themselves the competencies of the external and the internal senses which constitute the first and second levels of knowledge cannot assure us of true knowledge. Hence, the sciences which depend on them should be bracketed or held in abeyance until a firm foundation can be provided for the truth of their mode of knowledge. This brings us to the third or intellectual level of knowledge where he subjects even mathematical knowledge to hypothetical doubt by hypothesizing a deceiving God or evil genius. The effect is great confusion, indeed vertigo, for lack of ability to find a firm and unchanging basis.

To achieve such a firm basis, in Meditation II he establishes the direction of his search, which like Augustine (and the Gita) is precisely to enter into oneself as thinking. Note that this is no longer in order to reason from thinking to being, as was the case in Descartes’ Discourse on Method, but rather to find, not unlike Parmenides, that thinking is being. Hence one touches directly upon that which cannot be doubted, since to doubt is identically to be thinking, which identically is ‘to be’ or ‘to exist’.

Descartes’ move to Meditation III at this point can be understood in a number of ways, and it is the mark of his genius that probably they are all correct and mutually reinforcing. At the end of Meditation II, he had found his own self, but was in splendid isolation. He needed then to establish a basis for knowledge of realities other than himself. In proceeding to do this he is not simply responding to the hypothetical doubt of his first Meditation, but searching even more for the foundation of the certitude even regarding his self. Thus far he has not been able to doubt this, yet its origin and hence its quality are not yet understood. If this were indeed to have been created by a deceiving God his knowledge would exist in eternal confusion, and, hence, isolation. Thus Meditation III is an effort to assure not only the ability to know others, but to know himself more deeply and to be able to achieve that confidence which, as he had said in the Method, he sought for walking in this world.

His approach to this in Meditation III, in some contrast to Meditation V, could be considered to be a posteriori reasoning from effect to efficient cause. He finds within his mind the idea of an all perfect being: eternal, omnipotent and immutable. Asking how it is possible for his imperfect mind to have the idea of the perfect, on the basis of the principle of causality (and more fundamentally on that of non-contradiction: that being cannot be nonbeing, nor hence can it come from nonbeing) he traces this idea to an existing all perfect being, that is, to God.

A number of pointers lead us still further. First in the Augustinian and NeoPlatonic tradition the mode of thought is different from the Aristotelian pursuit of an unchanging cause of motion, where cause and effect are in clear contrast. Instead it is founded in the Platonic notion of form and of participation, where the participated is identified not by its distinction from, but by its similarity to, the cause. Thus two realizations of the same form, precisely as form, are one; this tends not to oppose, but to assimilate effect to cause.

Further, because the Aristotelians of his time were bound to object to his proceeding on the basis of the idea of the all perfect–as Thomas had objected to Anselm’s notion of "that greater than which nothing can be conceived"–Descartes restated the argument in terms of the substance of the person who has such an idea. But in his correspondence he stated that he considered the two arguments to be quite the same. For the Aristotelian, this would be taken at face value to mean the substance of the person as really distinct from its idea of the all perfect, but for Descartes, especially at this point in the careful choreography of his Meditations, this had not been worked out. What Descartes was speaking of was rather the thinking thing whose being as far as it could be established from the second Meditation is thinking: I am inasmuch as I think. "I am, I exist, that is certain. But how often? Just when I think. . . . To speak accurately I am not more than a thing which thinks."35 "I am a thing that thinks."36  Thus when he concludes to the existence of God he does so precisely inasmuch as he is thinking. This means that our mind is such that while its necessary idea is that of self, its sole characteristic idea is that of God.

This is confirmed in the very interesting addenda at the end of Meditation III when he asks how it is that this idea of God is present in his mind. He does not respond in terms of a construction from finite things–quite the contrary. His position is not that this shows the mastery of mind over finite reality or its ability to transcend it, but rather that the mind itself is the very image of its maker who

 

has placed his image and similitude upon me and that I perceive this similitude (in which the idea of God is contained) by means of the same faculty by which I perceive myself–that is to say, when I reflect on myself I not only know that I am something [imperfect], incomplete and dependent on another, which incessantly aspires after something which is better and greater than myself, but I also know that He on whom I depend possesses in Himself all the great things towards which I aspire [and the ideas of which I find within myself], and that not indefinitely or potentially only, but really, actually and infinitely; and that thus He is God.37 

 

For Ferdinand Alquié then Descartes’ intuition is three in one: first, it perceives that in doubting he is thinking; second, it perceives that "to think" is identically "to be"; and third it perceives in this thinking-being there is the reality of God by which I think the unique. Thus, the reality of God is the basic reality of/for my mind. It is by His perfection that I can have confidence in my own knowledge and other actions.

In this light Descartes is able to resolve his difficulties in establishing the truth of science. Just as Augustine could not solve his problem of moral evil in terms of the quantitative extension of God throughout the universe of which we are parts, neither could Descartes solve his problem of scientific knowledge in the Rules by looking longitudinally into the set of faculties and their objects in the context of a mechanical hypothesis. Both found their way by turning from extension to intention, by entering into themselves and discovering the divine. For Augustine this was in terms of the reality or norm which founded the truth for his speculative intellect and the right for his practical intellect. For Descartes it was the All Perfect being, of which his intellect, indeed his very self, is the living image. Thus we

 

know bodies not just from the bodies causally influencing our senses, but in the first place from God as the light of our reason. Augustine leads us up from wisdom in souls and from number in bodies to God as their joint source. Descartes will take us up from souls to God and then down again from God to the bodies he makes intelligible.38 

 

In this Descartes echoes Plato’s famous allegory according to which those who gain enlightenment must return to the cave to lead others.

Certainly, there is here a notable difference. Augustine leads the mind up to God where it remains and from which and in terms of which all is illumined and interpreted. His is the vision of the saint. Descartes does not remain there but returns to human reason and its work in the world.

Yet it would be too quick to simply contrast the two. Like Plato’s prisoner’s liberated in the allegory of the cave once they arrive at the light of the fire or sun at the mouth of the cave, they wish to remain there. Descartes too, at the end of his Third Meditation appreciates with prayerful reverence the holiness of the precincts upon which his mind has entered. He is not content only to see that his mind is grounded in truth in order to rush back to the human world. Rather he stops to contemplate, to ponder and indeed to admire and adore, and to enjoy the greatest satisfaction of which we are capable in this life.

 

But before I examine this matter with more care, and pass on to the consideration of other truths which may be derived from it, it seems to me right to pause for a while in order to contemplate God Himself, to ponder at leisure His marvelous attributes, to consider, and admire, and adore, the beauty of this light so resplendent, at least as far as the strength of my mind, which is in some measure dazzled by the sight, will allow me to do so. For just as faith teaches us that the supreme felicity of the other life consists only in this contemplation of the Divine Majesty, so we continue to learn by experience that a similar meditation, though incomparably less perfect, causes us to enjoy the greatest satisfaction of which we are capable in this life.

Some, being too quick to restrict Descartes to their own reductionist humanism, have not given enough attention to the significance of Descartes’ Third and Fifth Meditations, nor indeed to the dependence of meditations Four and Six thereupon. For Plato those who reached the fourth level of knowledge or the light at the mouth of the cave would see 10,000 times better. For that reason they were urgently needed in the cave in order to unfold the deeper significance of the dimensions of knowledge opened on the lower stages of the line/cave. Descartes’s return to his project of advancing human reason across the board has close analogy and similar impact in the field of reason.

From this one can see the reason for the immense confidence of Rationalists in their work of reason. To know is truly divine; to the degree that one knows clearly and distinctly, one touches that which is really real in things. Thus, humankind has a great mission, namely, to push back the frontiers of ignorance, to shed the light of reason into all that is dark and obscure. Correspondingly, the purpose of human powers for action is to correct all that is deviant from rational order in the physical realm and from justice or the judgement of what is right in social order. His is "a divine rage for order" as has been rightly said. Conversely, what is contrary to reason is deviant, unreal, or at least ought not to exist.

There is danger, as well as hope, in this. For people soon forget that their reason is limited, and that while it is possible to identify what is nonsense it is not possible for anyone to exhaust all the sense there is. In time what does not appear to be significant comes to be looked upon as something to be destroyed or stamped out. In forgetfulness of this lies the dark space in which the passion for reason turns into intolerance and oppression. This has been the bitter experience in our times with the so-called scientific view of history. Further, rationalists, captivated as they are by reason, have often forgot the additional humane dimensions of affectivity, mutual concern and love. Reason is in danger – and itself can be a terrible danger, not only theoretically, but practically – if this be forgotten. However, there is also protection against this in the openness of Descartes, Augustine, Advaita and Saiva Sedanta to the Absolute and to love. We have in these traditions elements that are essential for the road ahead.

This work of Descartes on the foundations of the sciences, which constituted the very root of modern thought, could have great importance now with the reemergence of attention by peoples to their long and rich spiritual traditions. It is not that tradition, because of its ancient origins, is antithetic to science in its modern sense, or is in such tension that the road to modern progress can lead only through ruined temples, devastated cultures and the loss of values and identity. The work of Descartes suggests the deep religious convictions of the culture that at its roots reality is intelligible, indeed that consciousness itself (cit) can provide the very foundation on which the sciences can build. If being were to be simply given, blind and unintelligible, then science could be only an external imposition, manipulative and destructive. All would need to be imposed by violence and at great cost. If, on the contrary, nature is the expression of mind or consciousness then it can be accessed by reason, its inner unity and harmony is in principle open to knowledge, and thus available to creative insight. Nonviolence, harmony and even love could then chart the way for society; nature39  might more readily be the handmaid of humankind; while all this manifests the Divine roots of the human mind.

There is another side as well to Descartes’ basic project. His sense was not only that an appreciation of the role of God in human knowledge could help to found science, but that scientific reasoning could in turn help theological argumentation. It may not prove helpful to draw loose parallels between science and religion, or to try to find either scientific content in ancient texts written in a quite different mode, or religious content in scientific results concerned with a different order. But increasingly as the physical sciences probe their roots and become more aware of the nature of their theory construction there is a developing appreciation of the role of such themes as identity and unity. It can be hoped that their work if harvested by appropriate technique, as with Pierre Teilhard de Chardin’s Phenomenon of Man and Divine Milieu, might articulate in new and enriching manners what was sung in the Vedic hymns of old concerning the way in which all nature praises the heavens and they in turn praise God. With even greater reason, it can be hoped that the psychological and human sciences, as they point in multiple ways deeply into the dynamics of the self, might help people of our times to achieve greater openness to the Absolute Self within whom is life and love itself.

This is of special import in our day. Globalization is not only an economic phenomenon, but a new and unprecedented interaction of cultures and civilizations which generally are religiously based. At the same time, the interpretation of modernization as a secularizing process closed to religion has created a deep quandary: modern scientific and technological implementation must be sought avidly in order to support the basic needs of the mega populations, yet the secularizing modern context threatens to cut off these peoples from their cultural and civilizational spirit and identity. This dilemma, which tore China apart during the 20th century, is now being replayed on a global scale.

The above investigation of the thought of Descartes, Father of Western Philosophy, suggests that there is a solution to this dilemma, that modernity is in principle not closed against the religion but on the contrary is built on the reference to God which assures that being is also truth and that this is pervasive in character, including the work of the human mind. In this light, the religious bases of the civilizations is not contrary to modernization but rather its speculative foundation which undergirds also the humanness and spiritual quality of its implementation.

Secularization may have served a tactical purpose in opening new space for the modern rationalization of all aspects of life. However, using it as a strategy in this globalizing encounter of cultures is having the disastrous effect of pitting a seemingly imperial Western civilization against other civilizations which it threatens to undermine. This invites, indeed requires, a clash of civilizations as others seek to save themselves from the collapse of their humanity which would entail the loss of the foundations of their civilization.

It was the genius of Descartes, in contrast to the Cartesians, to see that rationalization was not a reductive humanism, but on the contrary was grounded in the divine. Following his lead promises a way beyond conflict, to cooperation between civilizations.

 

SUBJECTIVITY AND CULTURE

 

Unfortunately this rich depth of meaning in Descartes’ turning to the self was covered over by his norm of clarity and distinctness. As a result the subject came to be treated as an epistemological object. As Gabriel Marcel points out, the essential character of the self as source of consciousness and intentionality always escapes whenever treated as an object of knowledge. Hence subjectivity was long ignored or even considered an enemy of knowledge.

During the last century human knowledge of the physical universe was totally transformed by breaking into the atom and discovering its structure. The effect was not only scientific advance, but the ambivalence of the conjoined threat of the atomic bomb and great promise of atomic energy. It is the contention here that similarly philosophical understanding today has shifted from being a work of deduction by specialists working in abstraction from the process of human life, to deep engagement at the center of human concerns under the pressures of life’s challenges. From external objective observation life has now come to be lived in terms also of internal self-awareness where human freedom with its cultural creativity and responsibility becomes central. But as the playing field has shifted, the challenges have risen geometrically and with them the potential not only for death, but for life. To understand this we need to review the steps, negative and positive, by which this breakthrough from mere objectivity to subjectivity has occurred.

 

The Crisis of Objective Reason

 

The pressures of the last century force us to cross a new divide as we enter into the new millennium. To see this we need to review the history of reason in this epoch. The first millennium is justly seen as one in which human attention was focused upon God. It was the time of Christ and the Prophet; much of humanity was fully absorbed in the assimilation of their messages.

The second millennium is generally seen as shifting to human beings. Its first 500 years focused upon the reintegration of Aristotelian reason by such figures as Ibn Sina, al-Ghazali, Ibn Rushd and Thomas Aquinas.

From its beginning human reason had always attempted to draw upon the fullness of human experience, to reflect the highest human and religious aspirations, and to build upon the accomplishments of the predecessors – philosophers sensed themselves as standing on the shoulders of earlier philosophers. The second half of the millennium, from 1500, was marked by a radicalization of reason and a certain Promethean hope emerged. As with Milton’s Paradise Lost, it was claimed that humankind would save itself, indeed that each person would do so by his or her power of reason.

For this, Francis Bacon40  directed that the idols which bore the content of the cultural tradition be smashed; John Locke41  would erase all prior content of the mind in order to reduce it to a blank tablet; René Descartes42  would put all under doubt. What was sought was a body of clear and distinct ideas, strictly united on a mathematical model.

It was true that Descartes intended later to reintroduce the various levels of human knowledge on a more certain basis. But what he restored was not the rich content of the breadth of human experience, but only what could be had with the requisite clarity and distinctness. Thus, of the content of the senses which had been bracketed by doubt in the first Meditation, in the sixth Meditation only the quantitative or measurable was allowed back into his system. All the rest was considered simply provisory and employed pragmatically to the degree that it proved useful in so navigating as to avoid physical harm in the world.

In this light the goal of knowledge and of properly human life was radically curtailed. For Aristotle,43  and no less for Christianity and Islam in the first 1500 years of this era, this had been contemplation of the magnificence and munificence of the highest being, God. By the Enlightenment this was reduced to control over nature in the utilitarian service of humankind. And as the goals of human life were reduced to the material order, the service of humankind shrunk to being service of machines in the exploitation of physical nature. This was the real enslavement of human freedom.

By the beginning of the 20th century humanity felt itself poised for the final push to create by the power of science a utopia not only by subduing and harnessing the physical powers of nature, but by genetic human engineering and social manipulation. Looking back from the present vantage point we find that history has proven to be quite different from these utopian goals as the power of science was diverted to two destructive World Wars and to the development of nuclear weapons capable of extinguishing the entire human race.

On the one hand, the ideals and idealism of Hegel and Josiah Royce would give way to William James’ and John Dewey’s concrete, pragmatic goals which could be achieved by human effort.44  Or at least this would be so until it came to be recognized that in positive or empirical terms it was not possible even to articulate such social goals. Positivism would then succeed pragmatism only soon to have to admit that neither was its controlling "principle of verifiability" (and then of "falsifiability") intelligible in its own positivist terms. The consumer society showed itself incapable of generating meaning for life, but capable of exploiting everyone else, and its ideology of a totally free market appears to threaten the freedom of the weak majority of the world.

On the other side of the cold war, before the end of the 20th century the Soviet Union appeared to implode and that light in terms of which meaning was conceived and life was lived by half of humankind was extinguished, as if the sun went down never to rise again.

The religiously contextualized philosophical traditions not built in terms of the modern enlightenment reductionism were not understandable within the more restrictive enlightenment. Hence, the great Hindu and Islamic traditions were dismissed as mystifications, and effective access to the classical tradition of Western philosophy was no longer available.

In sum, this century has been marked by poverty that cannot be erased and exploitation ever more widespread, two World Wars, pogroms and holocausts, genocide and "ethnic cleansing," emerging intolerance, family collapse and anomie. The situation recalls the great meteorite which hit the Yucatan Peninsula eons ago sending a cloud of dust around the world which obscured the sun for years, killed off the flora and thus broke the food chain. Life of all sorts was largely extinguished and had to begin slowly to regenerate itself once again.

In this sense the negative dimension of the present period may be misnamed "postmodern," because it is really the final critical period of modernity as it progressively collapses. Having become conscious of its own deadly propensities, modern philosophy begins to attack these evils by the only tools it possesses: power and control. Such attacks are not creative, but destructive. Knowing that it must arrest its inherently destructive urges reason destroys its own speculative foundations. All notions of structures and stages and, of course, all ethical norms, everything must be trashed because the hubris of modern rationalism closes off access to any sense that it itself is the real root of its problem. In a paroxysm of despair, like a scorpion trapped in a circle of fire, modernity commits its own auto de fe.

 

Subjectivity: A New Agenda

 

To read this history negatively, as we have been doing, is, however, only part of the truth. It depicts a simple and total collapse of technical reason if it acts alone and as self sufficient. But there may be more to human consciousness and hence to philosophy.

Above we saw how a close analysis of the thought of Descartes reveals that after all he did not definitively abandon his project of a universal mathematics nor did he allow it to enclose his mind in technical reason. On the contrary that project was the impetus which drove his consciousness in upon itself to discover its roots in divine truth.

In analogy to the replacement of a tooth in childhood, the more important phenomenon is not the weakness of the old tooth that is falling out, but the strength of the new tooth that is replacing it. A few philosophers did point to this new dimension of human awareness. Shortly after Descartes Pascal’s assertion "Que la raison a des raisons, que la raison ne comprend pas" would remain famous if unheeded, as would Vico’s prediction that the new reason would give birth to a generation of brutes – intellectual brutes, but brutes nonetheless. Later Kiekegaard would follow Hegel with a similar warning. None of these voice would have strong impact while the race was on to "conquer" the world by a supposedly omni-sufficient scientific reason. But as human problems mounted the adequacy of reason to handle the deepest problems of human dignity and transcendent purpose came under sustained questioning and new attention was given to search for additional human capabilities.

One might well ask which comes first, the public sense of the human challenge or the corresponding philosophical reflection. My own sense is that they are, in fact, one as philosophical insight provides the reflective dimension of human concern. In any case, one finds a striking parallel between social experience and philosophy in this century. To the extreme totalitarian repression by the ideologies of the 1930s there followed the progressive liberation from fascism in World War II, from colonial exploitation in the 1950s and 60s, of minorities in the 1970s, and from Communism in the 1980s. Throughout, like the new tooth the emergence of a broad sense of the human person across cultures has been consistent and persistent.

There has been a strikingly parallel development in philosophy. At the beginning of this century, it had appeared that the rationalist project of stating all in clear and distinct objective terms was close to completion. This was to be achieved either in the empirical terms of the positivist tradition of sense knowledge or in the formal and essentialist terms of the Kantian intellectual tradition. Whitehead wrote that at the turn of the century, when with Bertrand Russell he went to the First World Congress of Philosophy in Paris, it seemed that, except for some details of application, the work of physics had been essentially completed. To the contrary, however, like the experience of Augustine and Descartes described above, the very attempt to finalize scientific knowledge with its most evolved concepts made manifest the radical insufficiency of the objectivist approach and led to renewed appreciation of the importance of subjectivity.

Thus, Wittgenstein began by writing his Tractatus Logico-Philosophicus45  on the Lockean supposition that significant knowledge consisted in constructing a mental map or picture corresponding point to point to the external world as perceived by sense experience. In such a project the spiritual element of understanding, i.e., the grasp of the relations between the points on this mental map and the external world, was relegated to the margin as simply "unutterable". Later experience in teaching children, however, led Wittgenstein to the conclusion that his empirical mental mapping was simply not what was going on in human knowledge. In his Blue and Brown Books46  and in his subsequent Philosophical Investigations47  Wittgenstein shifted the human consciousness or intentionality, which previously he had relegated to the periphery, to the very the center of concern. The focus of his philosophy was no longer the supposedly objective replication of the external world, but the human construction of language and of worlds of meaning.48 

We have seen how, along with the developments in the objective and empirical sciences, there was need to recognize as well the non-objective realm of human subjectivity. The danger was that, in a time when the sense of science was objectivist, univocous and pervasive, the very attempt to recognize and protect the non-objective would be carried out by objectivist means and thereby itself become a process of reducing subjectivity to objectivity. This marked the efforts from Schleiermacher through Dilthey, and raised the question of whether subjectivity could ever be protected. On the one hand, the attempt of Schleiermacher illustrated that this could not be done if what was sought ultimately was simply objective scientific knowledge. On the other hand, Dilthey’s effort illustrated that subjectivity would be reduced to relativism if left to itself in an exclusively horizontal historical dimension moving simply from past to future.

In retrospect then it would appear that the only way is to take up the vertical dimension which inspired the thought of Schleiermacher, but which had been ignored by those in search of a science of spirit or geisteswissenschaft. In order to access this a new mode of thinking, now called phenomenology, would be needed. This was initiated by Edmund Husserl, not in reaction against, but in the search for, the foundations of scientific knowledge at its most rigorous, namely, in mathematics.

As a student Husserl had been referred by T.G. Masaryk to Franz Brentano in Vienna, who introduced him to the notion of intentionality. From Aristotle this notion had flowed through the channels of Catholic philosophy due to its concern for the work of the Spirit in the human heart. In this light, the sciences and even mathematics needed to be set within the broader horizon of intentionality once they were seen as ways of organizing experience with a view to certain intentions or goals.

Thus, whereas Wilhelm Dilthey had attempted to render all such knowledge ultimately objective for scientific purposes, Husserl situated science within the broader life world. He placed on one side the experience that is objective and hence available for anyone and everyone to see. Under this heading would come the genius of Aristotle in developing a process of abstraction. Here differences would be omitted from attention so that there remained only what was uniform across any field under investigation. Modern empiricism is similarly objectivist in insisting that the object of knowledge be repeatable at any time and by any one, and that the result of any given experiment be exactly the same.

 

Edmund Husserl (1859-1938)

 

But our experience of life manifests another dimension characterized precisely by its temporal and historical character. What happens is succeeded by other events, in terms of which our prior experience can never again be seen in quite the same light. Hence, experience is not a set of unchanging blocks, but more a process of becoming. It consists less in objects before us than in our total – including our emotional – response to the world. This personal outlook on life is shaped less by the things observed than by living though them. Moreover, these two processes of experience and understanding are not so much separated as interactive in a spiral manner: understanding is shaped by developing experience, which in turn is shaped by progress in understanding. This is the double helix of experience.

In this way Husserl succeeded in directing the mind to human subjectivity, and hence to the unique freedom and creativity of peoples. But he leaves unanswered the question of the unity of this realm of human subjectivity. That there is a unity is seen from the fact of communication, the cooperative projects of science and the yet broader project which is the community. But how can this be grounded? Husserl appealed to a transcendental ego in a somewhat Kantian manner which ideally or formally states the entire realm of self-consciousness and of mutual awareness, but this would appear to lose touch with the life-world he wanted to explore. At a later point he would seem to identify this with the entire historical realm of actual human interchange, but that would not confront the foundational question of the unity of this realm.

In any case, his interest is not in a Kantian form of consciousness superimposed upon the concrete acts of consciousness. Rather he is intent upon a process of phenomenological reduction by which all the particular empirical contents of the various experiences are put to one side or bracketed in order to make manifest what is essential to consciousness. His conclusion is that whereas other things are always what they are, what is proper or essential to consciousness is that it is always of, or about, something else, that is, it is relational, transcending itself and tending toward another; in a word, it is intentional.

Husserl’s process of reductions by which he uncovers this is close to Descartes’ inward process of discovering that doubting is basically thinking and thus the work of the self or spirit as a thinking thing. This leads Husserl to the way the observer is progressively and selectively conscious of the different aspects of objects, and thereby constitutes the world for consciousness.

There is a yet further step to be taken, however, because, in addition to those many relations of the self to its objects in which awareness consists, there is also awareness of this awareness. In this we touch upon the deepest dimension of the self in relation to which everything else including reflection is an object. This he refers to as the transcendental ego, to which corresponds the world as a whole. In a provocative aside Robert Wood notes that

 

It is in this very direction that we might find the roots of traditional doctrines seemingly so foreign to minds conditioned to think in terms of sensorialy observable objects: doctrines like Plotinus’ world-intelligence, Aristotle’s agent intellect, Augustine’s divine illumination, German Idealism’s Absolute Spirit are somehow necessarily related.49 

 

Yet there remains a gulf between the agent-intellects of the medieval philosophers and the atman-Brahman of the Hindu’s, on the one hand, and Husserl’s transcendental ego, on the other. Husserl is looking for the essence or quintessence of consciousness. As this must be a consciousness of consciousness he is in danger of entering as it were into a hall of mirrors and becoming trapped in an idealism.

As we shall see in Chapter VI below, the integral complex of these conscious relations is what constitutes the pattern of a culture, in terms of which life is encountered, interpreted and responded to. In the past culture was not seen as life, but rather as an outer garment by which life was adorned. It was, as it were, an afterthought, a possession of varying degrees of value perhaps, but more an adornment than life itself. Husserl enables us to see that cultures are the forms of the life world of which we are part. Yet they remain for him additions, forming and structuring life, but not being itself.

If this be so then an important step awaits, namely, to review these matters now in terms of being in order to be able to see intentionality as the very quintessence, not merely of consciousness, but of life itself. In those terms cultures and civilizations, and the religions which are their roots, will be revealed as the basic issue of life or death. This would enable us to rediscover in a new way how religion is the heart of life, why it now returns to the center of the conflicts and promises of life in our day, and how addressing its challenges is the key to moving into the future.

 

Martin Heidegger (1889-1976)50 

 

The step from consciousness to being was taken up in phenomenological terms by Husserl’s successor, Martin Heidegger. In pursuit of the transcendental ego as the quintessence of conscious life Husserl bracketed the concrete existential reality of engagement in the world, thereby losing actual life in search of the essence of life. To correct this Heidegger advanced the phenomenological project from the order of consciousness to that of being.

He focused concretely on the human being living in the flesh and through time who experiences. But this is twofold. In his earlier work, which culminated in Being and Time, the perspective was not that of single things, or even of these as beings, but of the being of these beings. For this he turned to the being which is conscious of itself, that is, to the dasein, or the human being who is not only given but aware of his givenness. Here the major point of insight which frees the mind and takes it beyond the isolated singularity of things is their temporal character. On the one hand, we are creatures of past decisions which create this world which we did not make but in which we find ourselves thrown. On the other hand, we act in terms of a future toward which we project ourselves.

In this light the character of understanding is not primarily a speculative grasp of a fixed scientific object, but the practical engagement of one’s being in the realization of its capacity for life. This reverses the direction of hermeneutics. It is no longer a search for necessary and objective, repeatable and universal truths; rather it is the conscious emergence of being in time.

Heidegger’s Being and Time was only the first part of a project, whose second part he never formally completed. But in his subsequent writings (the so-called "later Heidegger") his horizon shifts so that the perspective is no longer that of the temporal dasein and what was available or at hand for description and analysis. Rather it becomes Being which the dasein expresses in time, but which transcends this being and is characterized rather by hiddenness and mystery. This deepens his sense of truth as aleitheia, or the unveiling of what is hidden.

The difference is important for the work of hermeneutics. The earlier Heidegger provided rich insight into our temporal conditions and how this could be a mode of awareness of being and of its realization in our lives. Thus, the earlier Heidegger sees the special role of hermeneutics to be that of questioning being – almost calling it to account for itself in history; for the earlier Heidegger this is the essence of the human person. Only in questioning does man become truly himself and correlatively only as answer does being disclose itself. Indeed, by this questioning Being becomes history and in a sense depends upon man as the place of its manifestation.

The later Heidegger looks again at this. Now it is not man which is and brings Being into time, though Being always depends on man as the place of being. Rather man is now seen precisely as the expression of Being itself, which Being becomes the focus of attention. From its perspective all is seen, including human physical and conscious life. In religious terms this has always been referred to as seeing all sub specie aternitatis (in terms of eternity). While not considering Being itself to be the Divine, Heidegger elaborates horizons that can be very helpful for religious thinkers and hence for the dialogue of essentially religious civilizations.

In this later state a whole new terminology appears in Heidegger’s later writings. Man does not summon Being at will by his questioning, but is himself more fundamentally gift. He must wait upon Being to manifest itself, not only in the sense of awaiting the time of kyros or manifestation, but of responding to, waiting upon, and shepherding beings in time. Hence, the properly human attitude is not one of questioning, but of thanksgiving. This most deeply inspires and gives dynamism to human life as it is thanksgiving for the gift of one’s very being. This gift of life can never be repaid in kind; it must be received and treasured, interpreted and shaped; and in turn creatively passed on to others. This itself is a hermeneutic process; indeed it is the essence of all hermeneutics.

Thus we come to what religious people have always known, namely, (a) that only in letting go of the grasping by which we hold to – or more really are held by – our possessions do we allow God to live in us; (b) that we live in Him; and hence (c) that to live is to serve God and neighbor in gratitude and generosity.

 

NOTES

 

 

 1 John Locke An Essay Concerning Human Understanding, Book II, ch. 27, n. 11 and 9-10, ed. A. C. Grasser (New York: Dover, 1959), Vol. I, 448-452. The person is "a thinking, intelligent being, that has reason and reflection and can consider itself as itself."

 2 Essay, n. 17.

 3 Ibid., nn. 18 and 26.

 4 Ibid., n. 20.

 5 Ibid., n. 29.

 6 G.W. Leibniz New Essays Concerning Human Understanding, Bk. II, ch. 27, 9, trans. A. G. Langley (Chicago: Open Court, 1916).

 7 Locke, Essay, ch. 27, n. 15.

 8 Leibniz, New Essays, II, ch. 27, n. 14. This consequence was recognized and accepted by Hume who proceeded to dispense with the notion of substance altogether.

 9 New Essays, nn. 20-66.

 10 Immanuel Kant, Foundations of the Metaphysics of Morals, III, trans. Lewis White Beck (New York: Bobbs-Merrill, 1959), p. 80.

 11 Foundations III, p. 82.

 12 Foundations II, pp. 53-59.

 13 C.J. De Vogel, 20-60.

 14 T.B.L. Webster, Greek Art and Literature, 700-530 B.C. (London, 1959), pp. 24-45 (cited by C. De Vogel, p. 27, fn. 17a).

 15 Heraclitus, fns. 2, 8, 51, 112 and 114 (trans. by C. De Vogel).

 16 Heraclitus, fn. 115 (trans. by C. De Vogel, p. 31). See also fn. 45.

 17 Heraclitus, fn. 101 (trans. by C. De Vogel, p. 31).

 18 Heraclitus, fn. 115 (trans. by C. De Vogel, p. 31).

 19 Diog. L. VII 136; Marcus Aurelius IV 14, VI 24.

 20 Plato, Republic, 476, 509-511: mimesis.

 21 Aristotle, De Anima II, 2 4l2 a 28-29.

 22 George F. McLean, "Philosophy and Technology," in Philosophy in a Technological Culture, ed. G. McLean (Washington: Catholic Univ. of America Press, 1964), pp. 14-15. The same Heraclitean line of reasoning is reflected by structuralist insights regarding the need of structures for a single coordinating principle. Inasmuch as the structure is continually undergoing transformation and being established on new and broader levels this principle must be beyond any of the contrary characteristics or concepts integrated within the structure. It must be unique and comprehensive in order to be able to ground and to integrate them all. Jean Piaget, Structuralism (New York: Harper and Row, 1970), pp. 139-142. Cf. also George F. McLean, Plenitude and Participation (Madras: Univ. of Madras, 1978), pp. 12-15.

 23 For a detailed consideration of the first weeks after conception and of the point at which an individual life is clearly present, see André E. Helligers, "The Beginnings of Personhood Medical Consideration," The Perkins School of Theology Journal, 27 (1973), 11-15; and C. R. Austin, "The Egg and Fertilization," in Science Journal, 6 [special issue] (1970).

 24 Heraclitus, fn. 45.

 25 Plato, Republic I 353 c-d; IV 43 d-e, 435 b-c, and 441 e-442d.

 26 Plato, Republic, VI 609 c. See De Vogel, pp. 33-35.

 27 C. De Vogel, pp. 38-45.

 28. Different cultures, of course, are variously located along the spectrum from individualism to collectivism.

 29. Martin Heidegger, Being and Time (New York: Harper and Row, 1962), pp. 52-57 and 118; see Joseph J. Kockelmans, Martin Heidegger (Pittsburgh, Pa.: Duquesne Univ. Press, 1965), pp. 24-25 and 56-57.

 30. Discourse on Method in The Philosophical Works of Descartes, trans. E. Haldane and G.R.T. Ross (Cambridge: Cambridge University of Press, 1969), Part I.

 31. Stephen Menn, "The Problem of the Third Meditation," vol. LXVII, ACPQ (1993), p. 542.

 32. See also On Free Will for a more elaborate development of this process.

 33. Ibid., 23

 34. Ibid.

 35. Meditation II.

 36. Meditation III.

 37. Ibid.

 38. Menn, ACPQ, 548-549.

 39. Ibid.

 40. Francis Bacon, Novum Organon, De Sapientia Veterum (New York, 1960).

 41. John Locke, An Essay Concerning Human Understanding (London, 1690).

 42. René Descartes, Meditations on First Philosophy (Cambridge: Cambridge University Press, 1911), I.

 43. Aristotle, Metaphysics, XII.

 44. William James, Pragmatism: A New Name for Some Old Ways of Thinking (New York, 1907). John Dewey, Reconstruction in Philosophy (New York, 1920).

 45. Tr. C.K. Ogden (London: Methuen, 1981).

 46. (New York: Harper and Row).

 47. Tr. G.E.M. Anscombe (Oxford: Blackwell, 1958).

 48. Brian Wicker, Culture and Theology (London: Sheed and Ward, 1966), pp. 68-88.

 49. Robert E. Wood, pp. 140-141.

 50. Gadamer, pp. 225-234.