CHAPTER V

 

REDUCTIONS AND RELATIVITY

 

RICHARD FEIST

 

 

INTRODUCTION

 

According to Hermann Weyl, a physicist whose name is almost on par with that of Einstein, philosophy and physics have both been engaged in a long process of sifting properties of objects into subjective and objective categories. As philosophy relegated ever more properties (such as "green") to the category of (subjective) sense qualities, physics altogether excluded ever more such properties from its objective world-view. Philosophy, as expressed by Kant’s Transcendental Idealism, eventually declared that even spatial and temporal properties were ultimately subjective. Correspondingly – but much later – science, as expressed by Einstein’s Relativity Theory, also assigned spatial and temporal properties subjective status.

But Weyl does not say that the Einsteinian system is the scientific counterpart to the Kantian. The Kantian system eliminates all traces of space and time from the external world; in no way can human consciousness possess a theoretical understanding of the external world or noumena. The understanding of the external world, according to Kant, is ultimately grounded in ethics.

One would naturally ask ‘what is the philosophical counterpart to Relativity Theory?’ I will return to this in a moment, after considering the following example of Weyl’s. From the perspective of relativity, a colour is not ‘in itself’ as it is experienced since the colour in itself lacks spatial and temporal properties. So, Weyl writes, relativity would not represent colour as an aether vibration. This representation involves motion, which ontologically depends on space and time. Instead, relativity maintains that a colour in itself:

 

…is simply a series of values of mathematical functions in which occur four independent parameters corresponding to the three dimensions of space, and the one of time.

 

This description of a colour follows one interpretation of relativity theory’s four-dimensional world-view. I say "one interpretation" since it is crucial to remember that different scientists and philosophers read relativity theory’s ontological import in different ways.

Weyl’s interpretation of relativity’s world-view is by no means unique. It follows that of Herman Minkowski, the author of the geometric, four-dimensional reading of relativity theory. Weyl’s attempt to embed this reading within a philosophical framework is not unique either. Science may be the offspring of philosophy, but she has repeatedly reimbursed her parent, providing powerful systematic descriptions of reality supposedly in need of foundations. Relativity Theory is perhaps the greatest of all these payments. Indeed, when it appeared in the early twentieth century, numerous philosophers struggled to be the provider of such luminous foundations. To do so would certainly increase the power and respectability of one’s own philosophical system. For instance, the positivists happily read Relativity Theory as vindicating their call to jettison unobservables from physical theory.

What is unique is that Weyl embeds his inherited reading of relativity’s world-view within Edmund Husserl’s phenomenological framework. This answers the previous question as to the philosophical counterpart to Relativity Theory. Not surprisingly, Husserl was absolutely delighted with this. In a letter to Weyl Husserl wondered just what Einstein, "the positivist," would think after seeing that Weyl grafted relativity onto the tree of phenomenology.

Even though Weyl’s embedding of relativity into Husserl’s phenomenology is unique, it is not entirely surprising. Weyl was a product of the Göttingen tradition in science. His Göttingen teachers – Felix Klein, David Hilbert and Herman Minkowski – held philosophy in high regard. Husserl frequently corresponded with these mathematicians, especially Hilbert. Moreover, within Minkowski’s own reading of relativity’s four-dimensional world-view lie the roots of Weyl’s views.

Let us now consider in more detail what Weyl presents as the corresponding philosophical expression of (his interpretation of) relativity’s world-view. Weyl states that to express relativity’s particular world-view as a general principle is to say that:

 

…the real world, and every one of its constituents with their accompanying characteristics, are, and can only be given as, intentional objects of acts of consciousness.

 

Let us call Weyl’s general principle "the intentional object world-view." Admittedly, it is quite strange upon first reading. Thus, some remarks are in order. First, as mentioned, and as we shall see in detail, this has its roots in Minkowski’s reading of relativity’s four-dimensional world-view. Second, it is not a slip, or merely some kind of philosophical window dressing for Weyl. There is no question that Weyl often dressed up parts of his work in philosophical apparel, but this does not apply to the intentional world-view. For the intentional world-view appears in many different parts of the Weyl corpus. 10  In addition, it remains throughout the many editions of Space-Time-Matter, while many other principles were either heavily reworked or abandoned. Hence, strange as it is, it has a history and staying power. I submit that it should be taken seriously.

Two questions come to mind. What does Weyl mean by calling the world and its objects "intentional objects as acts of consciousness?" Moreover, why does he think that relativity theory’s four-dimensional world-view is a particular instantiation of the intentional world-view? I will take up the first one and then turn to the second in the context of Minkowski’s work. Weyl immediately rules out any subjective idealism that reduces the world and its objects to creations of consciousness; he stresses that subjective idealism is no more tenable than naïve realism.11 

Examining Weyl’s ensuing discussion reveals an analysis of perception that mirrors Husserl’s analysis of perception in the Ideas.12  So the first move in clarifying the meaning of Weyl’s general principle would appear to be a comparison between Weyl and Husserl on the nature of perception. This, however, is no easy task since what Husserl means by perception in the Ideas is a thorny issue. There is no consensus as to whether Husserl’s ontological views are even clear in that work.13  My view here is that both Weyl and Husserl clearly held that there is a transcendent world. So in that sense they are both realists. However, the meaning of this transcendence is something that is, for both thinkers, based on consciousness. This sounds, I hold, much more mysterious than it really is. I will return to this later. For now I wish to turn to Minkowski’s work and unearth the roots of the intentional object world-view.

 

HERMAN MINKOWSKI: ON SPECIAL RELATIVITY’S GEOMETRIC STRUCTURE

 

As is well known, Albert Einstein first put forth the Special Theory of Relativity in his 1905 paper "On the Electrodynamics of Moving Bodies," which expresses the theory in terms of particle motion.14  Three years later Herman Minkowski (one of Einstein’s mathematics professors) presented his paper, "Space and Time," which expresses Special Relativity in terms of geometry. Minkowski begins his paper as follows:

 

The views of space and time which I wish to lay before you have sprung from the soil of experimental physics, and therein lies their strength. They are radical. Henceforth, space by itself, and time by itself, are doomed to fade away into mere shadows, and only a kind of union of the two will preserve an independent reality.15 

 

In sum, Minkowski’s goal is to articulate the particular structure of this independent reality, a union he calls "space-time."

After admitting the radical nature of the space-time view, Minkowski backtracks, arguing that this union is within everyday experience; perceptual objects always include "places and times in combination."16  (Minkowski insists that we never notice a place without a time nor a time without a place.) Minkowski then idealizes this experiential connection of space and time calling a "space-at-a-time" a "world point." A world point is a system of values, three for space and one for time, x,y,z,t, "The multiplicity of all thinkable x,y,z,t systems of values we will christen the world."17  Now, "…(n)ot to leave a yawning void anywhere, we will imagine that everywhere and "everywhen" there is something perceptible." 18  Minkowski calls this "perceptible something" at a particular world-point a "substantial point."–In sum, Minkowski fleshes out his world in terms of "thinkable" systems of values and "perceptible" substantial points. Here are the roots of the intentional object world-view. There is, according to Minkowski, a deep connection between consciousness and the world. This connection is much like the rationalist line: that the order of the world and the order of the mind ultimately coincide.

Minkowski then considers a substantial point, presupposing that it can be recognized at various times. The point’s path is a curve in the world; he calls this curve a "world-line." Each point on this world line can be uniquely identified via the parameter, t, where -8 = t = +8. The whole universe, then, can be resolved into such world-lines.

So far there is nothing specifically relativistic about this spatio-temporal model. Normally, relativistic considerations are introduced via the analysis of the concept "simultaneity." This is, more or less, the approach taken by Einstein. But Minkowski differs: he introduces the relativistic considerations as related to the non-relativistic ones via the analysis of permissible coordinate transformations.

Newton’s equations, Minkowski notes, permit of a two-fold invariance. First, they are invariant under arbitrary rotations of the coordinate system. In other words, it does not matter which "direction" one chooses to call the x axis. (Or the other axes, y and z for that matter.) The crucial idea is that the axes are orthogonal. These permissible transformations reflect, Minkowski writes, the general homogeneity of space.

The second set of permissible transformations consists of arbitrary translations of the coordinate system. Intuitively speaking, we could use a coordinate system supposedly at rest or we could use a system in uniform relative motion to the former. Suppose that we have a system, S, consisting of (x,y,z) at rest. Suppose that we have another system, R, consisting of (x’,y’,z’) that is moving uniformly with respect to S. To make things simple, suppose that S and R were initially coincident regarding their origins. Suppose that R is moving at a velocity v along the x axis of S. At any time, t, y = y’ and z = z’. The following transformation equation relates x and x’: x’ = x – vt.

Note that t is also the same for S and T. As Minkowski notes, it does not matter which direction we point the time axis for these systems, so long as it is pointing towards the "top of the world."19 

Minkowski now turns to link these Newtonian transformations with the transformations of special relativity.

Let us begin, he says, by considering the graphical representation of:

 

c2t2 – x2 – y2 – z2 = 1

 

Visually, this is a hyperboloid of two sheets. Now, from the discussion involving the connectedness of space and time in experience, time will be intimately connected to each transformation of these coordinates. To simplify things, and relate them to the second Newtonian invariance, Minkowski considers only those homogeneous transformations of the above equation which leave the y and z values unchanged.

What results is a simple hyperbola. Finally since we are considering time as pointing towards the "top of the world" we need only consider the upper branch of the hyperbola. The result is simply the equation:

 

c2t2 – x2 = 1

 

Let us now take the x,t axes as orthogonal. Call this system, Q. The transformations of Q will result in other sets of axes, whose axes are no longer mutually orthogonal, but oblique. This set of permissible transformations of Q Minkowski calls Gc ; this set depends upon the parameter, c.

Now, suppose, Minkowski says, that we permit c to grow arbitrarily large – to approach infinity. There result is that the hyperbola flattens; its asymptotes bend towards the x axis. At the limit, the t axis vanishes and x’ conforms to x. Basically, if you change the parameter, c, you modify the group of transformations. Minkowski is simply asking what happens when you allow c to grow infinitely large. The group that results from c becoming infinitely large Minkowski labels G8. In other words, G8 is the set of transformations associated with Newtonian physics.

Minkowski then makes the following point regarding G8 and Gc. He stresses that Gc is more mathematically intelligible than G8 and so it is possible that a mathematician could have anticipated that natural phenomena would have the invariance group Gc and not G8. "Such a premonition would have been an extraordinary triumph for pure mathematics."20  What I want to stress here is that, according to Minkowksi, the real invariance group of phenomena could have been presented as a possibility within the context of pure mathematics and, on the basis of simplicity within this context, decided upon.

Another way to look at this is that even though the recognition of Gc over G8 actually blossomed from the soil of experimental physics, this was by no means necessary; it was simply a historical contingency. Although mathematics missed this great opportunity and so can now only display "staircase-wit," it has had its senses sharpened and is able "..to grasp forthwith the far-reaching consequences of such a metamorphosis of our concept of nature."21 

Minkowski then stresses that to call the recognition of Gc over G8 simply a "relativity postulate" is far too weak of a term. For this recognition ultimately means that phenomena are given as a four-dimensional space-time world. (Of course we can, with limited freedom, project this given world in terms of a separate space and time.) To fully express the connotations of this recognition, Minkowski suggests that we call it the postulate of the absolute world or the world-postulate.22  This postulate permits treating all four values, 3 space and 1 time, on the same footing.

I now diverge from Minkowski’s paper in order to make a few remarks on this four-dimensional structure. Since "three dimensional existence passing through time" is replaced by a "four-dimensional existence," an "object existing over time" should be thought of as a trail or path within the four-dimensional structure, like a vein in a block of marble. The world at an instant is a three-dimensional cross-section of this four-dimensional structure.

The complete details of the four-dimensional view, of course, transcend immediate experience. Even if we grant that space and time are inseparable in our experience that does not mean that they should be thought of as identical. To do so entails that space-time is some kind of "solid block," existing all at once. Thus, temporal flow is merely subjective.23 

Now for the critical property of this four-dimensional world: suppose that we have two distinct events (flashes of light) A and B. They will have a spatial separation and a temporal separation. Normally we would presuppose that the spatial separation is absolute and the spatial separation is absolute. That is, regardless of the relative motions of observers, they would come to an agreement on these separations. This presupposition of agreement is equivalent to saying that there is such a thing as a "global instant." Geometrically, this is equivalent to saying that there is only one way to cut the four-dimensional block into a series of three-dimensional cross-sections.

The invariants of spatial and temporal separations are abandoned in the Minkowski structure. This is equivalent to abandoning the unique decomposition of the four-dimensional world into three-dimensional cross-structures. Another way to see this is that various inertial observers will report different values for the spatial and temporal separations of events A and B. What the various observers will agree upon is the interval between A and B. The interval is simply the square root of the observed temporal separation squared minus the observed spatial separation squared. According to this space-time framework, to ask for the temporal or the spatial separation is to ask a meaningless question.

At the end of his paper Minkowski suggests that the world-postulate "lies open in the full light of day." Thus, there will be plenty of opportunities to experimentally confirm it. These future confirmations (of which Minkowski has no doubt) will serve to sooth physicists that are reluctant to abandon the traditional view of space and time. Why will these future confirmations placate old fears? It is because they will serve to reinforce another old idea: "…the idea of a pre-established harmony between pure mathematics and physics."24  I doubt that one could ask for a stronger rationalist sentiment.

 

MINKOWSKI, WEYL, AND HUSSERL: PERCEPTION

 

The digression into Minkowski’s work was to unearth a particular orientation on the foundations of relativity theory. This orientation consists of two components. First, the higher unity, space-time, although not "directly experiencable," is not entirely divorced from everyday experience since space and time are always experienced together. Second, the specific structure of this higher unity lay open to the experiences of what could be called a "mathematical consciousness," since mathematics could have anticipated physics.

These two exist within in Weyl’s writings. First, he stresses that the four dimensional world, the objective world of physics, is in fact a world that physics "…endeavours to crystallize out of direct experience."25  So, in some sense, this structure is implicit within the experiences of ordinary consciousness. In a similar vein, Weyl stresses that there must be a primordial link between the world and consciousness. This link appears within consciousness as a "felt causality," which is our deepest connection to the world; it is prior to that connection we call "perception."26 

Second, Weyl also has a version of how the "mathematical consciousness" could have anticipated the results of physics. As we have seen, Minkowski formulated the geometric structure of special relativity and then claimed that it could have been anticipated by mathematics, that it turns out to be a mathematically simpler structure than the Newtonian system. Weyl claims that a similar event has occurred with respect to the mathematical foundations of general relativity. In its first, Einsteinian formulation, it was presupposed that parallel transfer of vector direction on Riemannian manifold could only be formulated infinitesimally. But this, Weyl insists, only goes "half way:" the notion of parallel transfer also has to be formulated infinitesimally for vector length as well. Upon doing this, a pure infinitesimal geometry will finally have been achieved and the old Euclidean demon of "comparison at a distance" finally exorcised. It was not anticipated because of the pull of prejudice on the human mind. In principle, according to Weyl, mathematicians could have directly seen his own extension of Riemannian space long before he himself in fact saw it. But mathematicians did not see it since the "mathematical consciousness" is ultimately tied to human existence, a domain of historical, non-essential contingencies.27 

Since there is a deep connection between the concepts ultimately surfacing in physics and human everyday experience and mathematical experience, it comes as no surprise that Weyl would turn to a philosophy like that of Husserl’s, which was always concerned with the experiential origins of scientific concepts.28  Indeed, Weyl, at least during the time of writing Space-Time-Matter, held that his mathematical investigations into the nature of space was very similar to Husserl’s phenomenological investigations of essences.29 

Husserl’s discussions of perception are notoriously complex, although his basic results are in fact quite clear. Suppose that we wish to consider our experiences of a table. The table is never present "all at once." The table is only present to consciousness in terms of its profiles. Two things must be stressed. First, Husserl admits that the real table exists; it is not a creation of human consciousness or of any consciousness whatever. Hence he rejects both subjective idealism and Berkeleyan idealism.30  Second, Husserl rejects any realism that understands there to be an object existing in itself "…with which consciousness or the Ego pertaining to consciousness has nothing to do."31  A real, spatio-temporal object is always something that must be experiencable by consciousness, not merely in the logically possible sense but could be presented to consciousness in intuition. However, a spatio-temporal object is such that it cannot be entirely present to consciousness – not even to a divine consciousness. It is a fundamental error to assume that there could be such a consciousness to which a spatio-temporal object could be completely present.32  In Husserl’s words:

 

It is neither an accident of the own peculiar sense of the physical thing nor a contingency of "our human constitution," that "our" perception can arrive at physical things themselves through mere adumbrations of them. Rather it is evident and drawn from the essences of spatial physical things (even in the widest sense, which includes "sight things") that, necessarily a being of that kind can be given in perception only through an adumbration.33 

This view of things, entailed by an analysis of perception, concludes that it is nonsensical to understand the thing as something existing all at once. In themselves things are profiles. This profile metaphysics dovetails with the world-view expressed in special relativity understands an object not as an enclosed thing, existing all at once, persisting through time, but as a series of cross sections of the four-dimensional world. And so we have an answer to one of our two previous questions, namely, "why does Weyl hold that relativity’s four dimensional view is a particular instantiation of the intentional world view?’" Again, because both of these views essentially present the same picture of the external world.

Weyl writes that in every perception lies the "thesis of reality."34  But to understand what is meant by this thesis, we cannot simply presuppose that there is a reality "out there." Rather, the meaning of this thesis must be understood based on the "data of consciousness." To abandon simple realism and turn towards examining this data of consciousness, we are in essence following Husserl’s phenomenological reduction.35 

Now, what emerges after we introduce the phenomenological reduction? Weyl clearly states that we can bring the essence of the supposed external object to intuition.36  When we do so for supposed external objects, Weyl says, we can never be sure that the current experiences of that object provide us with certainty. That is, we can never be sure that experience is providing us with a "…conclusive right to ascribe to the perceived object an existence and a constitution as perceived."37  There is always the possibility that future experiences will force us to alter our conclusions. Nonetheless, Weyl, maintains that there is an essence regarding external objects that is ultimately grounded on our experiences:

 

It is the nature of a real thing to be inexhaustible in content; we can get an every deeper insight into this content by the continual addition of new experiences, partly in apparent contradiction, by bringing them into harmony with one another. In this interpretation, things of the real world are approximate ideas. From this arises the empirical character of all our knowledge of reality.38 

 

And so we have an answer to the other of our two questions, namely, "what does Weyl mean by calling the world and its objects ‘intentional objects of acts of consciousness?’" Again, it is the rational conclusion of mind and the world that Weyl stresses, not the creation of the latter by some kind of the former.

The main point is that via an examination of our experience we can make not only epistemological but ontological claims. Again, Weyl is not making any kind of claim regarding the creation of the world via consciousness. As I read him, he is stressing that epistemology and ontology cannot be radically separated. A true understanding of the essences given in experience will dovetail with the results of science. Indeed, to suggest that epistemology and ontology are inextricably bound is a version of the idea of pre-established harmony.

 

CONCLUSION

 

I end on a brief note. First, the details of this paper are indeed sketchy, but I hope to have made the point that reading Weyl as trying to embed his understanding of relativity theory into Husserl’s phenomenology clarifies many of Weyl’s obscure comments. This reading reveals that Weyl, despite his scattered philosophical comments, is actually a fairly systematic metaphysical thinker. A study of his mathematical work in The Continuum will reveal a similar approach to the foundations of mathematics.39 

Moreover, this reading of Weyl, I suggest, helps us to further our understanding of Husserl. By his approval of Weyl’s grafting relativity onto phenomenology, we gain an insight into just how closely science and philosophy can operate, a close cooperation that Husserl himself stresses.40  Husserl insists that his phenomenological analyses of the foundations of human experience in no way prevent such cooperation. It comes as no surprise how pleased he was with Weyl’s work.

 

NOTES

 

  1. Weyl, Space-Time-Matter, tr. H.L. Brose, New York: Dover Publications, 1952.

  2. Clearly I am glossing over distinctions within the subjective category. But that is not crucial to my discussion. What is important is that many properties formerly assumed to have an independent ontological status were eventually stripped of such an honour.

  3. Weyl, Space-Time-Matter, p. 4.

  4. For discussion of this see Michael Friedman, Foundations of Space-Time Theories: Relativistic Physics and the Philosophy of Science, Princeton: Princeton University Press, 1983, Ch.1.

  5. It must be stressed that Weyl’s views regarding the relationship between science and philosophy changed over time. The above embedding of his applies to Weyl’s thinking between the years 1918 to about 1922. And even during this time, his views were not monolithic.

  6. Dirk van Dalen, "Four Letters from Edmund Husserl to Hermann Weyl," Husserl Studies, I (1984), pp. 1-12, at p. 4.

  7. Here I am excluding an important contributor to Weyl’s thinking, Henri Poincaré. Space restricts me from examining Poincaré’s contributions here. For such an examination, see my "Weyl’s Appropriation of Husserl’s and Poincaré’s Thought," Synthése, Vol. 132, No. 3 (2002), pp. 273-301.

  8. For a discussion of this tradition in detail, see my "Husserl as Part of the Göttingen Scientific Tradition," Science et esprit, Vol. 52, No. 2 (2000), pp. 193-214.

  9. Weyl, Space-Time-Matter, p. 4.

  10. See Weyl, The Continuum: A Critical Examination of the Foundation of Analysis, New York: Dover Publications, 1987, p. 94.

  11. Weyl, Space-Time-Matter, p. 5.

  12. Indeed, Weyl says as much. See Space-Time-Matter, p. 319.

  13. For differing interpretations of Husserl on perception see Hermann Philipse’s "Transcendental Idealism" and Kevin Mulligan’s "Perception," both in The Cambridge Companion to Husserl, Cambridge: Cambridge University Press, 1995.

  14. This has been translated and reprinted in The Principle of Relativity: A Collection of Original Memoirs on the Special and General Theory of Relativity, by H. A. Lorentz, A. Einstein, H. Minkowski and H. Weyl; with notes by A. Sommerfeld; tr. W. Perrett and G. B. Jeffery, New York: Dover Publications, 1952, pp. 35-65.

  15. Minkowski, "Space and Time," in The Principle of Relativity, pp. 73-91.

  16. Ibid., p. 76.

  17. Ibid.

  18. Ibid.

  19. Ibid., p. 77.

  20. Ibid., p. 79.

  21. Ibid.

  22. Ibid., p. 83.

  23. Einstein himself rejected the treatment of time as simply another coordinate akin to space. See Albert Einstein, The Meaning of Relativity: Including the Relativistic Theory of the Non-Symmetric Field, Princeton: Princeton University Press, 1956, Chapter 2, "The Special Theory of Relativity."

  24. Minkowski, Space and Time, p. 93.

  25. Weyl, Space-Time-Matter, p. 217.

  26. Ibid., p. 6

  27. Ibid., p. 148.

  28. Again, I stress that there was a nexus of reasons pushing Weyl towards Husserl’s thought; I am only here stressing one of them. Felix Klein, for instance, was concerned with the experiential foundations of mathematical concepts. So too, was David Hilbert. Most of these thinkers in Weyl’s background were concerned with fighting the nominalist advance in to mathematics, spearheaded by the likes of Mario Pieri and Guiseppe Peano. For more on this see my "Husserl as Part of the Göttingen Scientific Tradition."

  29. Weyl, Space-Time-Matter, p. 147.

  30. Husserl, Ideas Pertaining to a Pure Phenomenology and to a Phenomenological Philosophy, First Book: General Introduction to a Pure Phenomenology, tr. F. Kersten, The Hague: Martinus Nijhoff Publishers, 1983, pp. 128-9.

  31. Husserl, Ideas, p. 106.

  32. See section 43 of Ideas, entitled, "The Clarification of a Fundamental Error," pp. 92-4.

  33. Husserl, Ideas, pp. 90-1.

  34. Weyl, Space-Time-Matter, p. 5.

  35. Ibid., p. 4.

  36. Ibid..

  37. Ibid., p. 5.

  38. Ibid.

  39. For more see my article "Weyl’s Appropriation of Husserl’s and Poincaré’s Thought," op. cit., and my "Husserl and Weyl: Phenomenology, Mathematics and Physics," in Husserl and the Sciences: Selected Perspectives, ed. Richard Feist, Ottawa: University of Ottawa Press, 2003.

  40. Husserl, Ideas, p. 169.