CHAPTER II
ETHICS AND SOCIAL RECONSTRUCTION IN AFRICA
G. TUSABE
INTRODUCTION
In the 1990s, two ideas have gained prominence in the thinking of most African intellectuals with regard to issues of development: social reconstruction and civil society as the major route along which social reconstruction should be carried out. However, while almost everyone may be in favor of social reconstruction, not many would readily specify what this commits them to. And, while most seem in favor of civil society as the most effective approach to social reconstruction, not many have reflected on the type of principles which ought to guide the functioning of civil society if it is to promote the good of the people of Africa.
The major purpose of this chapter is to suggest what the author believes are some of the essential ethical principles to which the social reconstructionist ought to be committed and which ought to motivate the viable functioning of civil society in Africa.
1 The paper specifically points out the normative ethical concept of the human person as being essential to motivating the functioning of any civil society. It also points to the ethical principle of subsidiarity as the one which ought to guide the functioning of the state as it fosters and coordinates the activities of the various voluntary groupings of civil society.
THE REASON FOR SOCIAL RECONSTRUCTION
IN AFRICA
At independence, most of the newly independent national governments of Africa were rightly convinced that they held a responsibility to promote the social, political and economic welfare of their people. To fulfil their obligation, the governments chose to take over to a considerable degree the socio-economic planning of their countries and to supervise this through at the national level. It was thought that only in a society where the principal means of production were controlled by the state could socio-economic progress be viable. Hence, during those years, justice and social progress meant socialism. Most African countries tried to set in place strong centralized states with elaborate bureaucratic structures extending from top to bottom, with one political party influencing every sphere of society’s life, etc. These were seen as the requisites for harnessing all energies and resources in order speedily to end Africa’s economic backwardness and solve its formidable ethnic problems.
But after three or more decades of independence, the continent of Africa has remained largely underdeveloped socially, economically and politically. The only form of development that can be asserted undeniably is the development of underdevelopment itself. For the majority of the people of Africa, besides living under dictatorships, lives under poverty in the form of poor health, unemployment, sustained hunger and malnutrition, and today environmental decay. Ethnic violence is a living experience in most parts of Africa; military coups have become a traditional phenomena of changing political power; foreign aid projects have collapsed; and there is widespread evidence of large scale corruption in most of Africa’s social, political and economic institutions.
It is necessary to ask the cause of this. An increasingly common answer to the inquiry is that Africa’s effort at development was built on wrong foundations. The strongly centralized structures adopted at independence, with their elaborate bureaucratic structures extending from top to bottom together with centralized economic direction, were doomed to reach an impasse. This was so because any strong regimentation of society’s activities from the top carries the danger of treating human dignity with disrespect and under estimates the power of democracy, because it reduces individuality to a common standard and suffocates the power of human ingenuity.
Through rigid laws, the state hampered the development of voluntary social groups and associations which would have contributed to the development of their communities. In the long-run, such restrictive policy has proven detrimental to the entire socio-economic fabric in Africa. It is argued that, since Africa’s pursuit of progress was built on the wrong foundations, there is a need to rebuild Africa on a new foundation, and hence a need for social reconstruction. This reconstruction must aim at decentralizing socio-economic planning and management and effectively integrating the people into developmental activities through civil society. But what is civil society?
CIVIL SOCIETY
A Definition
As Jürgen Habermas observes, "Civil society is the nexus of non-governmental or secondary associations ranging from churches, cultural associations, academies, independent media, sports and leisure clubs, occupational associations, political parties, labor unions and alternative institutions."
2 The special features of these associations is that their social engagement exists just above the individual person, yet below the state, and is based on friendship, the market and voluntary affiliation. They are development-oriented and diverse in quality. They are not abstract relationships of persons with persons as elements of a great society, but associations of whole, concrete, living, breathing persons. And for reasons of efficiency in achieving their goals, such groups are limited to a rather small number of persons. In such groups, the members are related more or less as they exercise their interdependence, cooperation and collaboration for purposes of realizing common goals. Each group member steps forth in his individuality and joins the other individuals in giving what he can and receiving what the others can give. Members of such groups, as Melvin Rader asserts, "are able to bridge their differences in virtue of the things they have in common, and are able to enrich one another by the rich ferment of their contrasting individualities."3
An Assessment
Scholars such as Alex Tocqueville strongly believe that civil society "is good in and of itself because it is in civil society that democratic norms are lodged."
4 They consider civil society to be good in itself because civil society helps to mobilize resources in ways that the state left alone is unable to do. Civil society also socializes individuals in a democratic direction since its associations look at the power structure from the bottom up, thereby instilling a participatory philosophy in which checks on abuses of power feature prominently.5 And if civil society is good in and of itself, then, Africa should adopt civil society in the work of reconstruction.It is true that civil society can be instrumental in promoting both humanistic and democratic values in society, but it is also true that civil society may be instrumental in generating some social ills. It is the contention of this paper that civil society is not necessarily good in itself as the Tocquevillians strongly believe. Indeed, as Goran Hyden points out: "Civil society is not automatically democratic. Many groups may use the relative freedom of civil society only to pursue anti-democratic objectives."
6If one considers the problems of national, religious and ethnic conflicts which have persisted and still pose a serious threat to Africa’s social cohesion, there is a likelihood that with the adoption of civil society people may form groups following national, religious, and ethnic lines. People may develop a tendency to exalt their own groups, while dismissing other groups not only as different but as also inferior. They may carry with them an irrational sense of the superiority of one’s group and an unreasoning contempt for other social groups. Such groups may find themselves pitted against one another and divided by barriers of nationality, religion and language. Struggle between them may turn out to be very bloody and the defense of each may contribute to the insecurity of all. As a consequence, the resulting conflicts between such groups may be so destructive that the survival of a civilization not only human but humane will itself be seriously threatened.
We also need to observe that, at this particular moment of history, most of the people in Africa who seem to have the capacity for organizing civil society are themselves dominated by a gross materialism with its inevitable tendency to individualism and consumerism. Such a people would form voluntary association in order to pursue selfish ends. They would look at other people as existing for their use, regarding others as mere objects to be manipulated and exploited. Such an attitude leads to domination; it is a serious betrayal of everything human and humane, and an obliteration of democracy.
With the above observations, therefore, there is a need for us to bear in mind that while civil society may make possible many of our dreams of development, it may also be instrumental in transforming those dreams into deadly nightmares since some groups and associations in civil society may be places for egotistical pursuits. Thus, if civil society is to function viably and helpfully it is imperative that its groups and associations be motivated by some distinct normative ethical qualities. It is the contention of this paper that the most essential normative factor for civil society ought to be the ethical concept of the human person.
THE ETHICAL CONCEPT OF THE HUMAN PERSON
There is a general agreement among people that the promotion of the welfare of human persons is the purpose of civil society, that the welfare of human persons stands as the final cause of civil society. In effecting the realization of this final cause, human persons are themselves the efficient causes since it is they who utilize their brains and hands to realize the common goal (human welfare). At the same time, persons in leadership positions in the civil society groups act as the formal causes, since it is they who direct and coordinate the various activities of members in realizing the general welfare.
Now, if the welfare of human persons is the final cause of civil society, and if it is human persons who are both the efficient and formal causes of this welfare, then it is imperative to bear in mind the ethical nature and characteristics of the human person if we are to develop the normative ethical criteria by which to judge and guide the civility of the various groups and associations.
Who is a Human Person?
To use the concept of the human person as a basis for renewal, it must be employed in a broad and fundamental sense. In this paper, we shall take the term "human person" as a rational individual, who is a unity of mind and body, co-existing with others, and endowed with the ability of self-transcendence.
But it would be vain to formulate such a definition and end there. Its explanation is necessary if it is to act both as a principle broad enough to pervade human culture and as a normative criterion to motivate social reconstruction.
The Human Person as a Rational Individual. By one’s very nature a person is rational or capable of reasoning. Reason is the power to calculate, reflect and know, to understand relations and universal qualities, to live by rule instead of being swayed by appetite. Reason is an essential human attribute which differentiates a person from other beings.
As a person an individual is not just an idea, but a concrete existing being, clearly observable, undivided in oneself, separated from others and unrepeatable. Based on His rationality and individuality, persons bear an autonomy which demands that they be free from any form of manipulation if they are to actualize the best of their inherent potentialities.
Thus, if social groups and associations in civil society are to work viably, they need to acknowledge the uniqueness and unrepeatability of the human persons they serve and work with for rationality and individuality point to the dignity of human persons, as possessors of rights, who must always be respected as beings of infinite value in themselves. Social groups and associations will be better the more they are guided by the principle of respect for human dignity for by this they will guarantee the opportunity of each human person to develop to the best of their capacity.
The Human Person as a Unity of Body and Spirit. The human person is a unity of body and spirit. Ontologically the person is one, a whole constituted of not just a single, but dual principles. The body is essentially determined by the spirit and vice versa, but of the two primacy belongs to the spirit and not to the body. This is because the spirit is the formal cause of the body; it is the giver of meaning to the whole person.
Although primacy belongs to spirit, meaningful development of each aspect calls for a serious interpenetration of both. Hence, only a philosophy or development policy which does justice to these two ontological aspects of the human person is sufficiently complete and complex to act as a basis for promoting authentic human welfare. To justify the interrelation of body and spirit with regard to development, A.R. Byaruhanga wrote:
7With regard to the bodily aspect, the human person’s basic needs have to be satisfied. These include food, shelter, health and protection. In the absence of any of these, social development is clearly unaffirmable. Regarding the spiritual aspect, the human person needs ideals of freedom, justice, honor, truth. . . . Lack of any of these values implies lack of development.
This implies then that civil society must acknowledge the human person’s unity of body and spirit if it is to function viably.
Unfortunately, the general tendency of some pioneers of voluntary associations in Africa today is to pay more attention to generating material values to satisfy the person’s bodily nature at the cost of neglecting the spiritual dimension. The basic spiritual values of honesty, truthfulness, trust, restraint and obligation are seen largely as having no significant pay-off. If Africa, in its social reconstruction through civil society, simply promotes material values at the cost of starving spiritual values, it will be promoting a lopsided kind of development. This is lopsided because no human endeavor which ignores the ontological unity of the human person can claim viably to promote the welfare of humanity since any viable progress of the human person essentially implies fulfillment of the whole person.
The Human Person as Co-existing with Others. Martin Heiddeger rightly observes that the human person is essentially a being-with-others-in-the-world.
8 The human person is a relational being; the human reality is that of a person-in-relation with other persons. Only by this interpersonal context can the human person express and fulfill one’s peculiar individuality and manifest oneself as a social being. This essential fact of being with others in the world prompts and justifies our being in community and also gives human persons the ability to organize themselves in social groups and associations which render concrete their co-existence.With regard to the co-existent character of human persons, Martin Buber noted two fundamental attitudes found in all human experience. One is the world of "I-thou" relations, which ought always to be lived; and the other is the world of "I-it" relations, which persons ought always to avoid.
The "I-thou" form of co-existence is for cooperation. Persons meet in cooperation in order to transform the world, to improve their welfare, for it is in this form of co-existence that the truth and value of democratic ideals is lodged. "I-thou" co-existence is characterized by mutuality and dialogue. These neither impose nor manipulate, but generate a commitment to freedom and guide dialogical persons to focus their attention on the reality which challenges them.
9 In the "I-thou" relation "I not only give but receive; I not only speak but listen; I not only respond but invite response."10 Such "I-thou" co-existence ought to be one of the essential aspects of the normative ethical motivation and criterion of social groups in civil society.The opposite of the "I-thou" relation is the "I-it" form of co-existence which uses the other person as an object. This relation regards others as means to an end; it is anti-dialogical, dominating and exploitative. People in civil society may form social groups and associations, but if motivated by gross materialism they operate in terms of the "I-it" relation. Such persons refers only to themselves; other people are things.
11 To them what is worthwhile is to have more — always more — even at the unjust cost of others having less or nothing.12Such an "I-it" tendency toward co-existence dehumanizes; it is an obstacle to, and an enemy of, democracy; and it is a serious threat to the very existence of civilization. Such co-existence is a very likely possibility for civil society, but ought to be guarded against as long as our aim is to reform our society towards higher levels of development.
The Human Person as Endowed with the Ability for Self-Transcendence. Inherent in the human person is the urge to go beyond all previous achievements; one is always unsatisfied with results already acquired. Life is characterized by an essential ‘going beyond’ the factual situation; one can never say that ‘this much and no more is enough of what is required of the person’. In this sense, personhood is self-transcendent. The person has an inward-outward tendency to free oneself from the slavery of ignorance, fear, error and poverty. In one’s search to excel one sometimes errs to a point of crushing oneself, but the general tendency is to transcend toward what one conceives as the good. One struggles not to terminate one’s life, but for a better quality of life; not to avoid work, but to obtain a more meaningful job; not to avoid living a culture, but for a better and more liberating culture.
But in order for the person to realize meaningful progress, this urge to progress must be tempered by an ethical attitude which itself is a form of self-transcendence. In activity towards progress the human person must detach and discern a definite other from oneself; one must be able to understand and sympathize with other selves. Such "self-transcendence has an appreciative awareness of other things and especially other people,"
13 without which a practical presence of culture among us in the form of civilized persons, societies and spirituality is not possible.14Where the person chooses to shatter morality and pursue one’s own egotistic ends in order to become a "superman" unrestrained by sympathy, the inevitable consequence is abuse of humanity through rudeness, cruelty and disrespect for human dignity.
It is imperative, therefore, that all voluntary social groups and associations in civil society (if they are viably to promote human welfare and development) choose, and prepare themselves, to have a sympathetic attitude towards others, not only to individual human persons, but also to other similar social groups and associations. Renewal in contemporary Africa calls for such ethical motivation because thereby the efforts of civil society will call forth the highest instincts of altruism, rather than of greed and envy.
This is the ethical concept of the human person as a comprehensive being of various dimensions in an essential existential harmony. Wounding any of these essential aspects of the human person — rational individuality, unity of body and spirit, personal coexistence, and self-transcendence — is to wound the entire human being and even the society in which one lives. The duty to promote human welfare and development requires then that all aspects of the human person be seen in the light of a whole, because the meaning, significance, and value of culture and civilization depend on the ability to nurture and safeguard the integrity of the human person.
15The normative concept of the human person is the best for guiding civil society to a desirable social order. It brings order to any developmental process or change and qualitatively enriches human motivations. It creates the awareness of a wider and deeper content of life, and, with this standard, human activity and achievement are evaluated.
16It is necessary to stress, therefore, that the activities, artifacts and organized establishments of all voluntary social groups and associations must "incarnate" the normative ethical concept of the human person if social renewal is ever to respond to authentic human needs and desires.
CIVIL SOCIETY, THE STATE AND THE PRINCIPLE
OF SUBSIDIARITY
There is debate among Africa’s intellectuals as to whether civil society should be essentially autonomous of the state or whether the two should be organically linked. The contention of this paper is that civil society and the state are intimately linked. The remedy for the defects of strongly centralized states with their archaic bureaucratic structures is not to resort to formulating voluntary social groups and associations entirely independent of state interference. Without state supervision of civil society, the bullies may be left free to tyrannize the weak. Hence, there is a need for the state actively to devote itself, not only to the protection of the weak, but also to developing a conducive social and legal atmosphere by which civil society can effectively function. As John Dewey declared, the principle of the free civilized community "does not deter political activity from engaging in constructive measures."
17 If human welfare and development are to be realized, however, any action by the state in civil society must be guided and regulated by the socio-ethical principle of subsidiarity.
Description. The principle of subsidiarity is essential to governing the duties of the state in society. A contemporary scholar of this principle, C.E. Curran, sees the principle of subsidiarity as spelling out the limited but positive role of the state in society.
18 This principle states that the larger group or the individual vested with authority has only an auxiliary function concerning the tasks and the needs of the lesser groups or lower individuals. This principle carries with it two major and valid implications. One implication is that the greater group or individual must leave the lesser groups or individuals to do what they are able to do competently. The other implication is that the greater group or individual must help the lesser groups or individuals where they are unable to accomplish certain vital tasks.The principle of subsidiarity is one of the best ethical principles for guiding the role of the state in society and effectively describes the role of the state in civil society. Curran aptly shows that, guided by the principle of subsidiarity in civil society. "The state should offer help to individuals and intermediate associations. It should not take over what individuals and smaller groups can do, but rather should provide those functions which it alone can do - directing, watching, urging, and restraining."
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Significance. The significance of the principle of subsidiarity for civil society can be identified through the duties it imposes on both the state and the intermediate social groups.
Guided by the principle of subsidiarity, the task of the state demands first of all the creation and maintenance of favorable conditions in civil society in order for the voluntary groups and associations to be able to attend to what they can do by themselves. This must be done through special legislation defining the rights and duties of both the individual and intermediate organizations so as to have a clear and peaceful fulfillment of their pursuits. The most important point to note here is that, in legislating for civil society, the principle of subsidiarity demands that the state be guided by the ethical concept of the human person. This guidance enables the state to protect and promote the personal and group rights of its citizens in civil society.
The duty of the state to civil society with regard to subsidiarity is also to set in place some form of monitoring agencies at every level to ensure that abuses are minimized. The principle of subsidiarity is ethically justifiable on the grounds that it calls upon government intervention when small or intermediate groups in society are unable or unwilling to take the steps needed to promote basic justice.
Although the principle of subsidiarity binds the state, it also has obligations on civil society. While it protects personal and group rights, it also calls upon all members of civil society to use their rights and competencies with vigor and responsibility to fulfill their duties. Sound responsibility is an indication of the individual person’s ethical quality; it is inseparable from the acknowledgement of what ought to be done, of what we are bound to do as ethical human persons. Hence, it must be emphasized here that sound responsibility in civil society must necessarily be motivated by the commitment of individual persons and voluntary associations to the normative ethical concept of the human person.
In view of the above, it can be perceived clearly that the principle of subsidiarity stands as one of the most needed ethical elements in Africa’s social reconstruction. It is important because it is essential to limiting the role of the state in society, and thereby protecting society from authoritarian regimes. It is also significant in that it lays the ground for developing a healthy pluralism and harmony in society. It is one of the best ethical guides for a society working on democratization since it fosters a healthy degree of autonomy at various levels of society.
CONCLUSION
Most of Africa’s intellectuals have warned often that African societies will hardly realize human well-being and development unless these societies choose to end authoritarian approaches and choose civil societies. Such goals as democratization, elimination of poverty and hunger, and conservation of the natural environment must be given utmost priority in the adopted civil societies. But, this paper observes that the mere setting in place of civil society actually fails to generate the desired goals. For civil society to have meaning, it must be tempered essentially by some fundamental ethical principles which ought to guide the activities of both the state and individuals, together with the intermediate social groups. The paper argues in favor of the normative ethical concept of the human person and the principle of subsidiarity as the core ideas for guiding social reform in Africa. When these ethical principles are violated or neglected the results are morally and socially disastrous; if they are acknowledged and fulfilled, however, they enable the best possible and most desirable human fulfillment.
NOTES
1. In this paper, ethics is taken to mean a set of value principles for guiding both human and institutional conduct towards a desirable individual and social well-being.
2. Jürgen Habermas, "Further Reflections on the Public Sphere", in Habermas and the Public Sphere, Graig Calhoun, ed. (Cambridge, MA.: MIT Press, 1992), p. 453.
3. Melvin Rader, Ethics and the Human Community (New York: Holt, Rinehart and Winston, 1964), p. 391.
4. Goran Hyden, "The Challenges of Analyzing and Building Civil Society", Africa Insight, 26 (No. 2, 1996), p. 94.
5. Ibid., p. 97.
6. Ibid., p. 95.
7. A.R. Byaruhanga, "The University and Development", in Dialogue: A Journal of Makerere University Convocation.
8. Martin J. Walsh, A History of Philosophy (London: Geoffrey Chapman, 1985), p. 536.
9. Paulo Freire, Pedagogy of the Oppressed (Harmondsworth: Penguine Books Ltd., 1980), p. 136.
10. Melvin Rader, op. cit., p. 425.
11. Paulo Freire, op. cit., p. 34.
12. Ibid., p. 35.
13. Melvin Rader, op. cit., p. 300.
14. Kiril Neshev, op. cit., p. 50.
15. E.A. Ruch and K.C. Anyanwu, African Philosophy: An Introduction to the Main Philosophical Trends in Contemporary Africa (Rome: Catholic Book Agency, 1984), p. 371.
16. Ibid., p. 372.
17. Melvin Rader, op. cit., p. 404.
18. John Macquarrie and James Childress (eds.), A New Dictionary of Christian Ethics (London: The Westminster Press, 1992), p. 608.
19. Ibid., p. 431.
successful only to the extent that they achieve this integration whereby the isolation of the lone individual is overcome by social participation and the emptiness of alienation is transformed by unifying love into an active and liberating communal existence.
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