CHAPTER I

THE AESTHETIC AS THE NEW SPACE

FOR CIVIL SOCIETY

GEORGE F. McLEAN

            At this turn of the millennia it is being said that the modern period is over and that we are moving--groping our way--into what as yet can only be pointed to by the catch-all term "post-modern." This suggests that some of the main guideposts of the last three centuries of Western civilization no longer appear adequate. We are challenged to seize this rare opportunity to draw up the lessons learned from the past and to undertake afresh the effort to rebuild society in a manner that is, at once, more just and free, and which will allow our cultures to flourish and the hopes of the many peoples to be newly fulfilled.

            It is essentially in these terms that attention is now turning to the redevelopment of that vast area of social life between the state above and the masses below, or between the political order and the market forces. Termed civil society, this has been the subject of multiple hopes, namely:

            - that it can take us beyond the excesses authoritarianism (V. Tismaneanu),1 by expanding the active participation of citizens,

            - that it can express an achieved synthesis of different values in the search for the good life (M. Waltzer),2

            - that it points to a more manageable scale of life by em-phasizing "voluntary associations, churches and communities, based on a conviction that decisions should be made locally, and should not be controlled by the state and its bureaucracies" (D. Bell),3 and

            - that as such it is the cutting edge of the search for freedom in the modern world (C. Taylor).4

            We might sketch out the challenge of responding to these hopes in three steps: first by delineating the field of civil society through identifying its basic components, second by surveying the liberal and more communal ways in which civil society has been thematized in modern times in order to draw upon the accom-plishments and to learn from their limitations; and third to look for future ways in which civil societies can be more adequately grounded in the diverse cultures of the multiple peoples and more creatively realized.

THE FIELD OF CIVIL SOCIETY

            To get to the root of the notion of civil society and to uncover its key components with a view to effective action M. Riedel5 suggests a phenomenological approach through an eidetic reduction after the manner developed by Edmund Husserl. In such a approach what is sought is not the natural object in itself, but its mode of appearing in consciousness, that is, its meaning for us.

The move here from individual objects to essences is called eidetic reduction, and the path to the essences is through imaginative variation. The empirical in-dividual, either given in sense experience or con-structed in the imagination, is considered as one possible instance of the eidos in question. One imag-inatively varies the different features of this in-stance to discover what remains necessarily present through all the instances. He will discover in this way those variations that will lead to a change in the eidos as distinct from those that lead simply to another possible typical instance within the limits of the eidos. In this way what pertains to this essence is brought to immediate evidence in intuition.6

            A more adequate implementation of this approach than there is room for here might begin from an examination of the principles of social organization during the primordial periods of totem and myth (see my Plenitude and Participation7). Carrying out such a longitudinal search through time, promises to provide a cumulative sense of the meaning which can be accessed through the notion of civil society, to weigh possibilities and difficulties of the range of past approaches to its realization, and even to suggest new approaches appropriate to the challenges and opportunities of our times. It is the task of each people to assure that such a process takes full account of their own classical experience, whether beginning therefrom and finding means for its present thematization or employing the Greek contribution and as-suring that its findings be appropriately enriched by their own exper-ience of social life.

            Following the latter approach, when we look at Aristotle’s ethics and politics we find that, most properly, the political bespeaks governance or directive action toward the goal of social life. Signi-ficantly, this is expressed by the term arché meaning beginning, origin or first source, and which is extended to governance in the sense of directing others toward a good or a goal, without being oneself being necessitated. This is the true beginning or point of origin of social action; as such it bespeaks both responsibility for the overall enter-prise and the exercise of freedom by individuals and groups who orig-inate responsible action. This issue of the nature and range of such corporate directive freedom is one of two decisive issues with regard to the meaning of civil society.

            A second issue of governance in Aristotle appears in his correction of his evaluative classification of types of governance. His first classification into oligarchy and democracy was based upon the number--few or many--of those who shared in ruling when this was un-derstood as a self-interested search for material possessions. In place of this he chose instead a normative criterium based on the search for the common good in which all can participate.8 In this light governance has its meaning as a species of a broader reality, namely, the com-munity (koinonia), which comes together to achieve as its end the happiness or good life of the whole.

            The polis is then a species of community. It is a group, which as free and self-responsible, comes together in governance to guide their efforts toward the achievement of the good life. Community and gover-nance are not the same or tautological, but they go together for per-sons are united as a community by their common orientation to the same end. As free they rightly guide or govern themselves toward that end. In this way Aristotle identifies the central nature of the socio-political order as being a koin nia politika or "civil society".

            Civil society then has three elements. Governance or arché as the beginning of action or the taking of initiative toward an end is an exercise by persons of their human freedom. But persons are not isolated single entities; in contrast to rocks they are essentially open to others with whom they interact and communicate in various groups and subgroups. This bespeaks a second element, namely, communi-cation or subsidiarity, with other members of one’s group. The third element is participation or subsidiarity between these groups. As each has its proper sphere of free responsibility what can be taken care of at a lower or more proximate level should be left to the free creativity of the community of persons more directly involved. All persons and groups, each according to their proper competency, are to share in the concern and responsible action for the common good of the whole.9

            The above reflects the Greek vision enriched by the sense of person developed under the impact of the Christian kerygma with its heightened sense of existence and the implications this entails for freedom in and of the community.10

            This may be redone in terms proper to the Andean region and/or enriched by a phenomenological analysis of the many cultures. In any case, the process probably should be not one of essences with the external addition of formal modifiers, but an hermeneutic interrelation of horizons as worked out by H.-G. Gadamer in the tradition of Husserl and Heidegger. We shall see more of this in the third or last section of this paper.

OPENING A NEW SPACE FOR CIVIL SOCIETY AT

            THE TURN OF THE MILLENNIA

            At the present juncture we find ourselves at the end of the cold war between the individualist and communalist ideologies and in search of ways to proceed. Civil society as understood in modern terms has experienced a check. But this may be more a check of the modern rationalist context itself. For it can be said that the individualist ideologies reflected the British tradition of working in empiricist terms (from Locke, the Scotts and Hume to Rawls) on the one hand, while the communalist ideologies reflect the continental traditions (of Hegel and especially Marx), on the other (both lines drawing on the first two critiques of Kant). From different perspectives they took up the pe-rennial quest for ways to fulfill the human dignity of persons as free, self-determining and sharing in governance, not only in one mass so-ciety, but with respect to the variegated levels and modern of human comity. Both appear to have pushed the logic of their own positions and can be proud of real achievements. But the destructive and pa-ralyzing isometrics into which they fell could be the judgement of history confirming the philosophical assessment above that neither line provided an adequate route for human progress. This perennial question returns now in the new and more potent circumstances of greater property, people and needs.

            What strategy does this invoke for a response? Seligman’s as-sessment upon reviewing modern field is that civil society is not sufficient for our times11 and Ernest Gellner would seem to agree.12 I believe Seligman to be correct in holding that the modern motions of civil society he investigates are insufficient for the future and have even been checkmated, but his work begins from the Stoics and ignores the rich dimensions of classical thought (Plato and Aristotle are referred to but once and together, p. 79). Others such as Cohen and Arato13 see civil society as a perennial task which must be taken up. But they would restrict its ambit to the realm between, but not including, the economy and the state. But should one simply strike a compromise by cutting off the dimensions of property/production, on the one hand, and of state, on the other, as areas to be guided by hidden hands or abstract laws of reason and their prerequisites. This would be to exclude where full humanness in order to be left in ex-change with an intermediate realm of varied other forms of human comity. In that case the effort would be to suffuse this intermediate realm with ethical meaning and set it as a bulwark against supposed non-ethical realms of productive property ruled by the hidden hand and the coercive powers of the state. Or more manipulatively, is it de-sirable, right or feasible to set these two powers against each other as non-ethical counter balances in order to create the private sphere of civil society for a properly human life? This would seem to be neither feasible nor desirable for to leave both these power centers devoid of ethical direction would be to leave two of the most pervasive di-mensions of reality unrelated to human dignity as source or arché and as goal. Thus, Hegel and Marx were correct however in stress the im-portance of the economic order for human self understanding and in-teraction in our times and to struggle to define a role of the state in this. We seem to have come to the end of the possibilities of the present order of things and to be in need of considering life at a deeper, less abstractive and reductive manner. What is needed is a level which is more integrative and potentially fulfilling. What could this be?

            All of this, together with the existential and postmodern critiques of rationalism suggest that the task of developing a more adequate notion of civil society must be taken up, but on a new, more open and inclusive basis. To do so will require a richer notion of reason and of freedom capable of integrating the personal dimensions of moral sen-sitivity in a broader sense of human life and meaning such as is sug-gested by the new hermeneutics of culture.

            If then there is agreement on the need for civil society in the broad terms cited in the introduction, but disagreement on its feasibility in the terms of modern rationalism, this suggests that we need to continue the effort to redevelop the notion of civil society, but to do so at a new level of freedom. Adler’s third level natural freedom of self-determination is: "to be able, by a power inherent in human nature, to change one’s own character creatively by deciding for oneself what one shall do or shall become." It is significant that it is to this, rather than the proceeding two levels of freedom that Adler adjoins political liberty and collective freedom.

            But there are a number of indications that this new level of freedom will require and reflect a new level of knowing: the result of Adler’s search of philosophical literature shows how closely the levels of freedom correspond to those of knowledge; modern times has been defined by technical reason above all; the enlightenment whether the 16th and 17th centuries have worked in terms of empirical knowledge and in the 18th century in terms of Kant’s first two levels of reason; finally it is particularly significant that post-modern attention has shifted to the third critique of aesthetic reason. Following the pattern used to analyze the modern notions of civil society, let us look at this third level of knowledge or critique and proceed from there to the new ambit of freedom, and thence to what this can mean for the deve-lopment of civil society. Above the progression followed that of the earlier British-French Enlightenment in which the limitations of know-ledge implied a corresponding limitation on freedom. This meant, in turn, that civil society was a realm of moral sentiment separated from economic and political life. For the later continental Enlightenment, it was constituted of necessary prerequisites of reason, whether the properly ethical was relegated to the private inner life of individuals. Here we shall look once again to Kant for indications of new dimen-sions meaning for social life which will draw upon the resources of the culture of a people and find there moral authority for governance. This will be based upon the rich store of their cumulative experience and free commitments and reflect the solidarity and subsidiarity of their society.

AESTHETIC AWARENESS

The Critique of Aesthetic Judgement

            In initiating the decade in which he wrote his three critiques Kant did not have the third one in view. He wrote the first critique in order to provide methodologically for the universality and necessarily of the ca-tegories found in scientific knowledge. He developed the second critique to provide for the reality of human freedom. It was only when both of these had been written that he could see that in order to protect and promote freedom in the material world there was need for a third set of categories, namely, those of aesthetic judgement integrating the realms of matter and spirit in a harmony which can be appreciated in terms not of a science of nature as in the first critique nor of society as can be worked out from the second, but of human creativity working with the many elements of human life to create human life and mean-ing which can be lived as an expanding and enriching reality.

            This can be seen through a comparison of the work of the imagination which he provides in the first and the third critiques. Kant is facing squarely a most urgent question for modern times, namely: how can the newly uncovered freedom of the second critique survive when confronted with the necessity and universality of the realm of science as understood in the Critique of Pure Reason?

            - Will the scientific interpretation of nature restrict freedom to the inner realm of each person’s heart, where it is reduced at best to good intentions or to feelings towards others?

            - When we attempt to act in this world or to reach out to others, must all our categories be universal and hence insensitive to that which marks others as unique and personal?

            - Must they be necessary, and, hence, leave no room for creative freedom, which would be entrapped and then entombed in the human mind? If so, then public life can be only impersonal, neces-sitated, repetitive and stagnant.

            - Or must the human spirit be reduced to the sterile content of empirical facts or to the necessitated modes of scientific laws? If so, then philosophers cannot escape forcing upon wisdom a suicidal choice between either being traffic directors in the jungle of unfettered competition or being tragically complicit in setting a predetermined order for the human spirit.

Freedom then would, indeed, have been killed; it would pulse no more as the heart of mankind.

            Before these alternatives, Kant’s answer is a resounding No! Taking as his basis the reality of freedom -- so passionately and often tragically affirmed in our lifetime by Ghandi and Martin Luther King -- Kant proceeded to develop his third Critique of the Faculty of Judg-ment as a context within which freedom and scientific necessity could coexist, indeed, in which necessity would be the support and instru-ment of freedom. Recently, this has become more manifest as human sensibilities have opened to awareness that being itself is emergent in time through the human spirit and hence to the significance of culture.

            To provide for this context, Kant found it necessary to dis-tinguish two issues, reflected in the two parts of his third Critique. In the "Critique of Teleological Judgment",14 he acknowledges that nature and all reality must be teleological. This was a basic component of the classical view which enabled all to be integrated within the context of a society of free men working according to a developed order of rea-son. For Kant, if there is to be room for human freedom in a cosmos in which man can make use of necessary laws, if science is to contribute to the exercise of human freedom, then nature too must be directed toward a transcendent goal and manifest throughout a teleology within which free human purpose can be integrated. In these terms, nature, even in its necessary and universal laws, is no longer alien to freedom, but expresses divine freedom and is conciliable with human freedom. The same might be said of the economic order and its "hidden hand." The structure of his first Critique will not allow Kant to affirm this teleological character as an absolute and self-sufficient metaphysical reality, but he recognizes that we must proceed "as if" all reality is te-leological precisely because of the undeniable reality of human free-dom in an ordered universe.

            If, however, teleology, in principle, provides the needed space, there remains a second issue of how freedom is exercised, namely, what mediates it to the necessary and universal laws of science? This is the task of his "Critique of the Aesthetic Judgment",15 and it is here that the imagination reemerges to play its key integrating role in hu-man life. From the point of view of the human person, the task is to ex-plain how one can live in freedom with nature for which the first critique had discovered only laws of universality and necessity and especially with structures of society in a way that is neither necessitated nor ne-cessitating?

            There is something similar here to the Critique of Pure Reason. In both, the work of the imagination in assembling the phenomena is not simply to register, but to produce an objective order. As in the first critique, the approach is not from a set of a priori principles which are clear all by themselves and used in order to bind the multiple phe-nomena into a unity. On the contrary, under the rule of unity, the imag-ination orders and reorders the multiple phenomena until they are ready to be informed by a unifying principle whose appropriateness emerges from the reordering carried out by the productive imag-ination.

            In the first Critique, however, the productive work was done in relation to the abstract and universal categories of the intellect and carried out under a law which dictated that phenomena must form a unity. The Critique of Pure Reason saw the work of the imagination in assembling the phenomena as not simply registering, but producing the objective order. The approach was not from a priori principles which are clear all by themselves and are used to bind the multiple phenomena into a unity. On the contrary, in the first Critique, under the rule of unity, the imagination moves to order and reorder the multiple phenomena until they are ready to be informed by a unifying principle on the part of the intellect, the appropriateness of which emerges from the reordering carried out by the reproductive imagination.

            However, this reproductive work took place in relation to the abstract and universal categories of the intellect and was carried out under a law of unity which dictated that such phenomena as a house or a receding boat must form a unity -- which they could do only if assembled in a certain order. Hence, although it was a human product, the objective order was universal and necessary and the related sciences were valid both for all things and for all people.16

            Here in "The Critique of the Aesthetic Judgment," the imagination has a similar task of constructing the object, but not in a manner necessitated by universal categories or concepts. In contrast, here the imagination, in working toward an integrating unity, is not confined by the necessitating structures of categories and concepts, but ranges freely over the full sweep of reality in all its dimensions to see whether and wherein relatedness and purposiveness or teleology can emerge and the world and our personal and social life can achieve its meaning and value. Hence, in standing before a work of nature or of art, the imagination might focus upon light or form, sound or word, economic or interpersonal relations -- or, indeed, upon any combin-ation of these in a natural environment or a society, whether en-countered concretely or expressed in symbols.

            Throughout all of this, the ordering and reordering by the imagination can bring about numberless unities. Unrestricted by any a priori categories, it can nevertheless integrate necessary dialectical patterns within its own free and, therefore, creative production and scientific universals within its unique concrete harmonies. This is pro-perly creative work. More than merely evaluating all according to a set pattern in one’s culture, it chooses the values and orders reality accordingly. This is the very constitution of the culture itself.

            It is the productive rather than merely reproductive work of the human person as living in his or her physical world. Here, I use the possessive form advisedly. Without this capacity man would exist in the physical universe as another object, not only subject to its laws but restricted and possessed by them. He/She would be not a free citizen of the material world, but a mere function or servant. In his third Critique Kant unfolds how man can truly be master of his/her life in this world, not in an arbitrary and destructive manner, but precisely as creative artists bring being to new realization in ways which make possible new growth in freedom.

            In the third Critique, the productive imagination constructs a true unity by bringing the elements into an authentic harmony. This cannot be identified through reference to a category, because freedom then would be restricted within the laws of necessity of the first Critique, but must be recognizable by something free. In order for the realm of human freedom to be extended to the whole of reality, this harmony must be able to be appreciated, not purely intellectually in relation to a concept (for then we would be reduced to the universal and necessary as in the first critique), but aesthetically, by the pleasure or dis-pleasure, the attraction or repulsion of the free response it generates. Our contemplation or reflection upon this which shows whether a proper and authentic ordering has or has not been achieved. This is not a concept,17 but the pleasure or displeasure, the elation at the beautiful and sublime or the disgust at the ugly and revolting, which flows from our contemplation or reflection.

 

 

The Aesthetic and Social Harmony

            One could miss the integrating character of this pleasure or displeasure and its related judgment of taste18 by looking at it ideologically, as simply a repetition of past tastes in order to promote stability. Or one might see it reductively as a merely interior and purely private matter at a level of consciousness available only to an elite class and related only to an esoteric band of reality. That would ignore the structure which Kant laid out at length in his first "Introduction" to his third Critique19 which he conceived not as merely juxtaposed to the first two Critiques of pure and practical reason, but as integrating both in a richer whole.

            Developing the level of aesthetic sensitivity enables one to take into account ever greater dimensions of reality and creativity and to imagine responses which are more rich in purpose, more adapted to present circumstances and more creative in promise for the future. This is manifest in a good leader such as a Churchill or Roosevelt -- and, supereminently, in a Confucius or Christ. Their power to mobilize a people lies especially in their rare ability to assess the overall situ-ation, to express it in a manner which rings true to the great variety of persons in their many groupings in a pattern of the subsidiarity char-acteristic of a civil society, and thereby to evoke appropriate and varied responses from each according to the circumstances. The danger is that the example of such genius will be reduced to formulae, become an ideology and exclude innovation. In reality, as personable, free and creative, and understood as the work of the aesthetic judg-ment, their example is inclusive in content and application as well as in the new responses it continually evokes from others.

            When aesthetic experiences are passed on as part of a tradition, they gradually constitute a culture. Some thinkers, such as William James and Jürgen Habermas,20 fearing that attending to these free creations of a cultural tradition might distract from the concrete needs of the people, have urged a turn rather to the social sciences for social analysis and critique as a means to identify pragmatic responses. But these point back to the necessary laws of the first Critique; in many countries now engaging in reforms, such "scientific" laws of history have come to be seen as having stifled creativity and paralyzed the populace.

            Kant’s third Critique points in another direction. Though it integrates scientifically universal and necessary social relations, it does not focus upon them, nor does it focus directly upon the beauty or ugliness of concrete relations, or even directly upon beauty or ugliness as things in themselves. Its focus is rather upon our contem-plation of the integrating images of these which we imaginatively create, that is, our culture as manifesting the many facets of beauty and ugliness, actual and potential. Here Marx makes an important contribution in insisting that this not be left as an ideal image, but that it be taken in its concrete realization of a pattern of social relations. As we appreciate more and more the ambit of free activity in the market and other levels of life, this comes to include those many modes of solidarity and their subsidiary relations which constitute civil society. In turn, we evaluate these in terms of the free and integrating response of pleasure or displeasure, the enjoyment or revulsion they generate most deeply within our whole person and society according to the character of our culture.

CULTURAL TRADITIONS AND CIVIL SOCIETY

            Here Burke raises some important issues for the development of the notion of civil society in aesthetic terms. If as Manfred Riedel suggested the components of civil society are best manifest through an eidetic reduction that leads to meaning then how do patterns of meaning come together socially; if civil society requires governance then how can these patterns of meaning be endowed with the authority needed in order that governance not be arbitrary and wilful; and if times change, how can this pattern of meaning which constitutes a culture adapt to new times and be articulated with an appropriate order of sociability and subsidiarity.

            These questions point to the new hermeneutic sensibility opened by the work of Husserl, and developed by Heidegger and especially Gadamer (to cite the key figures over three generations) as a new road to the appreciation of civil society for our time.

            This phenomenologically based approach would take account of the free and creative work of inspiring, social cooperation. Working out the aesthetic level it promises to be able to harmonize and direct social cooperation. And as with Kant’s third critique, it would integrate rather than omit the natural basis and political coordination of social life. This directs us therefore to a hermeneutic procedure interpre-tating the human social creativity of civil society though time.

            I have developed this at some length in a set of lectures delivered ar Fudan University and published under the title: Tradition, Harmony and Transcendence21 especially lectures I, "Cultural Heri-tage and Contemporary Creativity" and III, "Harmony as a Contem-porary Metaphysics of Freedom: Kant and Confucius". Here, I would recall the following with regard to values and virtues, culture and application.

 

Values and Virtues

            For the drama of self-determination and the development of persons and of civil society one must look to their relation to the good in search of which we live, survive and thrive. The good is manifest in experience as the object of desire, namely, as that which is sought when absent. Basically, it is what completes life; it is the "per-fect", understood in its etymological sense as that which is completed or realized through and through; once achieved, is no longer desired or sought, but enjoyed. This is reflected in the manner in which each thing, even a stone, retains the being or reality it has and resists reduction to non-being or nothing: the most that we can do is to change or transform a thing into something else, but we cannot annihilate it. Similarly, a plant or tree, given the right conditions, grows to full stature and fruition. Finally, an animal protects its life — fiercely, if necessary -- and seeks out the food needed for its strength. Food, in turn, as capable of contributing to animal’s realization or perfection, is for the animal an auxiliary good or means.

            In this manner, things as good, that is, as actually realizing some degree of perfection and able to contribute to the wellbeing of others, are the bases for an interlocking set of relations. As these relations are based upon both the actual perfection things possess and the potential perfection to which they are thereby directed, the good is perfection both as attracting when it has not yet been attained and as constituting one’s fulfillment upon its achievement. Goods, then, are not arbitrary or simply a matter of wishful thinking; they are rather the full development of things and all that contributes thereto. In this onto-logical or objective sense, all beings are good to the extent that they exist and can contribute to the perfection of others.

            The moral good is a more narrow field, for it concerns only one’s free and responsible actions. This has the objective reality of the ontological good noted above, for it concerns real actions which stand in distinctive relation to our own perfection and to that of others -- and, indeed, to the physical universe and to God as well. Hence, many possible patterns of actions could be objectively right because they promote the good of those involved, while others, precisely as inconsistent with the real good of persons or things, are objectively disordered or misordered. This constitutes the objective basis for values and disvalues.

            Nevertheless, because the realm of objective relations is almost numberless, whereas our actions are single, it is necessary not only to choose in general between the good and the bad, but in each case to choose which of the often innumerable possibilities one will render concrete. However broad or limited the options, as responsible and moral an act is essentially dependent upon its being willed by a subject. Therefore, in order to follow the emergence of the field of concrete moral action, it is not sufficient to examine only the objective aspect, namely, the nature of the persons, actions, and things involved. In addition, one must consider the action in relation to the subject, namely, to the person who, in the context of his/her society and culture, appreciates and values the good of this action, chooses it over its alternatives, and eventually wills its actualization.

            The term ‘value’ here is of special note. It was derived from the economic sphere where it meant the amount of a commodity sufficient to attain a certain worth. This is reflected also in the term ‘axiology’ whose root means "weighing as much" or "worth as much." It requires an objective content -- the good must really "weigh in" and make a real difference; but the term ‘value’ expresses this good especially as related to wills which actually acknowledge it as a good and as desirable.22 Thus, different individuals or groups of persons and at different periods have distinct sets of values. A people or community is sensitive to and prizes a distinct set of goods or, more likely, it establishes a distinctive ranking in the degree to which it prizes various goods. By so doing, it delineates among limitless objective goods a certain pattern of values which in a more stable fashion mirrors their corporate free choices.

            This constitutes the basic topology of a culture; as repeatedly reaffirmed through time, it builds a tradition or heritage about which we shall speak below. It constitutes, as well, the prime pattern and gradation of goods which persons experience from their earliest years and in terms of which they interpret their developing relations. Young persons peer out at the world through a lens formed, as it were, by their family and culture and configured according to the pattern of choices made by that community throughout its history -- often in its most trying circumstances. Like a pair of glasses it does not create the object; but it focuses attention upon certain goods involved rather than upon others. This becomes the basic orienting factor for the affective and emotional life described by the Scotts as the heart of civil society. In time, it encourages and reinforces certain patterns of action which, in turn, reinforce the pattern of values.

            Through this process, a group constitutes its of moral concern in terms of which it struggles to advance or at least perdure, mourns its failures, and celebrates its successes. This is our world of hopes and fears, in terms of which, as Plato wrote in the Laches, our lives have moral meaning.23 It is varied according to the many concerns and the groups which coalesce around them. As these are interlocking and interdependent a pattern of social ends and concerns develops which guides action. In turn corresponding capacities for action or virtue are developed.24

Moral Authority and Governance for Responsible Freedom in

            Civil Society

            Perhaps the greatest point of tension between a sense of one’s heritage and the enlightenment spirit relates to authority. Is it possible to recognize authority on the part of a tradition which perdures, while still asserting human freedom through time? Could it be that a cultural tradition, rather than being the negation of freedom and, hence, antithetic to democracy, is its cumulative expression, the reflection of our corporate access to the bases of all meaning, and even the positive condition for the discovery and realization of needed new developments?

            One of the most important characteristics of the human person and societies is their capability for development and growth. One is born with open and unlimited powers for knowledge and for love. Life consists in developing, deploying and exercising these capabilities. Given the communitary character of human growth and learning, dependence upon others is not unnatural—quite the contrary. Within, as well as beyond, our social group we depend upon other persons according as they possess abilities we, as individuals and communities, need for our growth, self-realization and fulfillment. 

            This dependence is not primarily one of obedience to the will of others, but is based upon their comparative excellence in some dimension -- whether this be the doctor’s professional kill in healing or the wise person’s insight and judgment in matters where profound understanding is required. The preeminence of wise persons in the community is not something they usurp or with which they are arbitrarily endowed; it is based rather upon their abilities as these are reasonably and freely acknowledged by others.

            Further, this is not a matter of uniform universal law imposed from above and uniformly repeated in univocal terms. Rather it is a matter of corporate learning developed by the components of a civil society each with its own special concerns and each related to the other in a pattern of subsidiarity.

            All of these -- the role of the community in learning, the contribution of extended historical experience regarding the horizontal and vertical axes of life and meaning, and the grounding of depen-dence in competency -- combine to endow tradition with authority for subsequent ages which is varied according to the components and their interrelation. 

            There are reasons to believe, moreover, that tradition is not a passive storehouse of materials simply waiting upon the inquirer, but that its content of authentic wisdom plays a normative role for life in subsequent ages. On the one hand, without such a normative referent, prudence would be as relativistic and ineffective as muscular action without a skeletal substructure. Life would be merely a matter of compromise and accommodation on any terms, with no sense of the value either of what was being compromised or of that for which it was compromised. On the other hand, were the normative factor to reside simply in a transcendental or abstract vision, the result would be devoid of existential content. 

            The fact that humans, no matter how different in culture, do not remain indifferent before the flow of events, but dispute -- even bitterly -- the direction of change appropriate for their community reflects that every humanism is committed actively to the realization of some common -- if general -- sense of perfection. Without this, even conflict would be impossible for there would be no intersection of the divergent positions and, hence, no debate or conflict.

            Through history, communities discover vision which both transcends time and directs our life in all times, past, present and future. The content of that vision is a set of values which, by their fullness and harmony of measure, point the way to mature and perfect human formation and, thereby, orient the life of a person.25 Such a vision is historical because it arises in the life of a people in time. It is also normative, because it provides a basis upon which past historical ages, present options and future possibilities are judged and presents an appropriate way of preserving that life through time. What begins to emerge is Heidegger’s insight regarding Being and its characteristics of unity, truth and justice, goodness and love, not simply as empty sideals, but as the ground of things, hidden or veiled, as it were, and erupting into time through the conscious personal and social life of free human beings in history. Seen in this light, the process of human search, discussion and decision -- today called democracy -- becomes more than a method for managing human affairs; more substantively, it is the mode of the emergence of being in time.

            One’s cultural heritage or tradition constitutes a specification of the general sense of being or perfection, but not as if this were chronologically distant in the past and, therefore, in need of being drawn forward by some artificial contrivance. Rather, being and its values live and act in the lives of all whom they inspire and judge. In its synchronic form, through time, tradition is the timeless dimension of history. Rather than reconstructing it, we belong to it -- just as it belongs to us. Traditions then are, in effect, the ultimate communities of human striving, for human life and understanding are implemented, not by isolated individual acts of subjectivity -- which Gadamer describes as flickerings in the closed circuits or personal consciousness26 -- but by our situatedness in a tradition. By fusing both past and present, tradition enables the to component groupings of civil society determine the specific direction of their lives and to mobilize the consensus and mutual commitments of which true and progressive community is built.27

            Conversely, it is this sense of the good or of value which emerges through the concrete, lived experience of a people throughout its history and constitutes its cultural heritage, which enables society in turn to assess and avoid what is socially destructive. In the absence of tradition, present events would be simply facts to be succeeded by counter-facts. The succeeding waves of such disjointed happenings would constitute a history written in terms of violence. This, in turn, could be restrained only by some utopian abstraction built upon the reductivist limitations of modern rationalism. Eliminating all expressions of democratic freedoms, this is the archetypal modern nightmare, 1984.

            All of that stands in stark contrast to one’s heritage or tradition as the rich cumulative expression of meaning evolved by a people through the ages to a point of normative and classical perfection. Exemplified architecturally in a Parthenon or a Taj Mahal, it is embodied personally in a Confucius or Gandhi, a Bolivar or Lincoln, a Martin Luther King or a Mother Theresa. Variously termed "charismatic personalities" (Shils28), "paradigmatic individuals" (Cua29) or characters who meld role and personality in providing a cultural or moral ideal (MacIntyre30), they supersede mere historical facts. As concrete universals, they express in the varied patterns of civil society that harmony and fullness of perfection which is at once classical and historical, ideal and personal, uplifting and dynamizing in a word, liberating.

NOTES

                1Vladimir Tismaneanu. Reinventing Politics: Eastern Europe after Communism (New YorK: Free Press, 1992).

                2Michael Waltzer, "The Idea of Civil Society", Dissent (1991), 293-304.

                3Daniel Bell, American Exceptionalism Revisited: The Role of Civil Society", The Public Interest, 95 (1989), 38-56.

                4Charles Taylor, "Modes of Civil Society", Public Culture, 3 (1990), 95-118.

                5Manfred Riedel, "In Search of a Civil Union: The Political Theme of European Democracy and Its Primordial Foundation in Greek Philosophy", Graduate Faculty Philosophy Journal, 10 (1983), 101-102.

                6Robert E. Wood, "The Phenomenologist", in George F. McLean, Reading Philosophy for the XXIst Century (Washington: University of America Press, 1989), p. 136.

                7(Madras: University of Madras Press, 1978).

                8Politics, III, 8.

                9Aristotle develops this theme richly in chapter 6 "On Friendship" in Book IX of his Nicomachean Ethics, stressing a theme which will reemerge later, namely, that the members of a civil society need to be of one mind and one heart. Toward the end of this chapter he evolves the importance of this for the common weal.

            Aristotle recognizes the many communities as parts of the political order when he treats justice and friendship inasmuch as this seeks not particular advantage but that of the whole. Justice here, as distributive, is not arithmetic but proportionate to those involved according to the respect and honor that is due to each. In the Politics in his concern for the stability of the state he stresses the need for a structured diversity. Groups such as the family and village differ qualitatively from the state, it is necessary to recognize this and promote these smaller units as such for the vitality of the whole.

            The synergetic ordering of these groups, considered both quantitatively and qualitatively, and the realization of their varied needs and potentials is the stuff of the governance of civil society. The condition for success in this is that the freedom and hence responsible participation of all be actively promoted at each level. Thus, the proper responsibilities of the family must not be taken away by the city, nor that of the city by the state. Rather the higher units, either in the sense of larger numbers or more important order of goods, must exercise their governance precisely in such wise as to promote the full and self-responsible action of the lower units and in the process enable them to achieve goals which, acting alone, they could not realize. Throughout, the concern is to maximize the participation in governance, that is, the exercise of freedom by the groups which form the larger community, thereby enabling them, and by them the entire society, to flourish. This is termed subsidiarity.

                10For the rich development of these elements in the context of medieval Christian philosophy see G.F. McLean, "Philosophy and Civil Society: Its Past, Its Present and Its Future", Civil Society and Social Reconstruction (Washington, D.C.: The Council for Research in Values and Philosophy, 1997).

                11The Idea of a Civil Society, 199-206.

                12Conditions of Liberty: Civil Society and Its Rivals (London: Penguin,1994); "The Civil and the Sacred" in The Tanner Lectures on Human Values (Salt Lake City: University of Utah Press), XII, 301-349.

                13J.L. Colen and Arato, Civil Society and Political Theory (Cambridge, Mas.: MIT, 1992).

                14Immanuel Kant, Critique of Judgment, trans. J.H. Bernard (New York: Hafner, 1968), pp. 205-339.

                15Ibid., pp. 37-200.

                16 Immanuel Kant, Critique of Pure Reason, trans. N.K. Smith (London: Macmillan, 1929), A112, 121, 192-193. Donald J. Crawford, Kant’s Aesthetic Theory (Madition: University of Wisconsin, 1974), pp. 83-84, 87-90.

                17 See Kant’s development and solution to the problem of the autonomy of taste, Critique of Judgment, nn. 57-58, pp. 182-192, where he treats the need for a concept; Crawford, pp. 63-66.

                18 See the chapter by Wilhelm S. Wurzer "On the Art of Moral Imagination" in G. McLean, ed., Moral Imagination and Character Development (Washington: The Council for Research in Values and Philosophy, in preparation) for an elaboration of the essential notions of the beautiful, the sublime and taste in Kant’s aesthetic theory.

                19Immanuel Kant, First Introduction to the Critique of Judgment, trans. J. Haden (New York: Bobbs-Merrill, 1965).

                20William James, Pragmatism (New York: Washington Square, 1963), Ch. I, pp. 3-40. For notes on the critical hermeneutics of J. Habermas see G. McLean, "Cultural Heritage, Social Critique and Future Construction" in Culture, Human Rights and Peace in Central America, R. Molina, T. Readdy and G. McLean, eds. (Washington: Council for Research in Values, 1988), Ch. I. Critical distance is an essential element and requires analysis by the social sciences of the historical social structures as a basis for liberation from determination and dependence upon unjust interests. The concrete psycho- and socio-pathology deriving from such dependencies and the corresponding steps toward liberation are the subject of the chapters by J. Loiacono and H. Ferrand de Piazza in The Social Context and Values: Perspectives of the Americas, G. McLean and O. Pegoraro, eds. (Washington: Council for Research in Values and Philosophy, 1988), Chs. III and IV.

                21(Washington: The Council for Research in Values and Philosophy, 1994).

                22 Karol Wojtyla, The Acting Person (Dordrecht: Reidel, 1979), pp. 48-50; "The Person: Subject and Community," Review of Metaphysics, 33 (1979-80), 273-308; and "The Task of Christian Philosophy Today," Proceedings of the American Catholic Philosophical Association, 53 (1979), 3-4.

                23 Laches, 198-201.

                24For further notes on culture as based also on virtues and tradition see "Philosophy and Civil Society", pp. 38-44.

                25Ibid., p. 254.

                26 Ibid., p. 245.

                27Ibid., p. 258.

                28 Edward Shils, Tradition (Chicago: University of Chicago Press, 1981), 12-13.

                29 Dimensions of Moral Creativity: Paradigms, Principles and Ideals (University Park: Pennsylvania State University Press, 1978).

                30 After Virtue, 29-30.

DISCUSSION I

            This chapter, "Philosophy and Civil Society: Its Nature, Its Past and Its Future", is built upon the notion of freedom in order from that vantage point to uncover the basic nature and components of civil society and the need for its development in our times.

            Freedom can be understood in a number of ways, related also to the epistemological context which extends or restricts the extent of the capacity for understanding and hence for implementing and appre-ciating freedom. Being concerned with civil society as a construction by people, freedom here is understood not as a negative "freedom from" (except as it applies to overcoming unwarranted and stifling restrictions), but as a positive "freedom for." This, however, must be further differentiated between the three levels unveiled in the analysis of the body of the writings of Western philosophers by the team of Professor Adler at the Institute for Philosophical Research. The first, notably in the positivist and liberal traditions, is a freedom to choose whatever one pleases; the second, typically in the Kantian tradition, is to choose as one ought; the third, in the Aristotelian tradition, is to build one’s character in order to be able to attain one’s proper goal.

            The three are not mutually exclusive, but build one upon the other, the latter shaping and orienting the former. Thus, freedom is truly the power to choose, but as a human reality it should be exercised according to appropriate laws or rules, which indeed are applied with a view to the realization of the good life which befits human persons and communities. As social this is not only the good of the individual understood merely as autonomous in his or her actions, but of the person as a member of society. For one must choose responsibly in a manner proportionate to one’s human dignity, and hence not only for one’s individual welfare, but for that of the community/communities in which one participates.

            It should be noted further that, as one moves from the first level of freedom which is concerned with selecting between external realities, i.e., activities or objects, to the second and especially to the third level, the horizon changes to become a matter not of external objects, but of interior, properly human, subjectivity lived with re-flective consciousness and commitment. This is Heidegger’s dasein, the point at which being most properly emerges into time. Essential to this is the deployment of human imagination, generating a creativity which opens new possibilities for integrating the human with the phy-sical world and building social relations between persons and peoples. These are conceived, evaluated, appreciated and evolved in the inte-gral exercise of human freedom.

            Thus, as one moves to this third and deeper sense of positive freedom, the horizon changes from that of an individual selecting among various objects which he or she then acquires and subjects to his or her will, to that of a social being emerging in terms of the minds and hearts of people engaged through time in opening and extending their life to other things and persons. This is the cooperative work of realizing oneself and one’s world--especially one’s social world with other persons--with unity and truth, goodness and beauty. Following freedom thus understood promises to open from within insight into the nature and components of civil society.

            For this, however, an appropriate methodology is required. It has been customary, especially in the modern rationalist West, to contrast subject and object, and then sedulously to exclude the former in order to learn about the object. It is increasingly evident that the attempt to ignore the subject, even in a subject-object relation, distorts knowledge of the object as well. When, as regards civil society, the concern is to appreciate how persons can interrelate freely, especially in the third sense of freedom, it is necessary to focus upon the order of intentionality and of meaning. For this, Husserl developed the method of eidetic reduction in order to follow, not the external given, but the internal convergence of the dynamism of being into consciousness, affective relation and commitment.

            This, of course, is not all that is included in the making of a civil society. According to the pattern of the four causes the goal of human fulfillment guides freedom and indeed is the first of the causes. There are also the formal cause, namely the pattern or structure of the society, and the material cause or the components of social life. Those include not only persons and groups, but the material dimension of their lives and the world in which they are engaged. All of these are studied as objects by the various sciences, human and physical. In studying civil society this chapter looks especially to the efficient cause by which the general goal is sought and which shapes that particular pattern of human life called culture. This is created in and by the creative exercise of human freedom, by which the material causes are prepared and shaped according to the formal social structures freely and creatively elaborated by the exercise of human freedom.

            To uncover this work of human freedom the phenomenological method can be used not only in the sense of Husserl to identify the nature of freedom, but in the sense of Heidegger to uncover its existential reality as the properly human mode of emerging into time and space, and in the sense of Gadamer who follows this as the emergence and contribution of the cultural context. This implies ap-proaching freedom through its concrete exercise, which is always the actual experience of a person or, as here, a people. As free this must be exercised from within: each people must do this for itself. As a result each people can carry to the whole of humankind the unique contri-bution of its own discovery/creation, which by analogy can prove sug-gestive and be drawn upon by others.

            In the West a special object for such a phenomenological ap-proach is found among the Greeks at the point at which they deve-loped a capacity for philosophical reflection and for articulating in proper terminology what already had been lived in the classic golden age of Pericles. The ability to analyze, order and articulate was deve-loped classically by Socrates and Plato, and especially Aristotle. This was not without its restrictions, of which we are more conscious today and are now able to introduce proper correctives. Nevertheless, for Western experience the Greeks offer rich written and well-ordered materials with which to work.

            The world in which they wrote may not have been as pluralist as today, though interaction and trade were intensive. Also, those considered citizens were often a minority due to the institution of slavery. It should be remembered, however, that in the modern West suffrage was extended and accorded only very gradually and reluctantly beyond landowners to workers, slaves and only in this century to women. This reflects the uneven pattern of such progress, which even now is being restricted with regard to immigrants, other ethnic groups.

            The world in which they wrote may not have been as pluralist as today, though interaction and trade were intensive. Also, those con-sidered citizens were often a minority due to the institution of slavery. It should be remembered, however, that in the modern West suffrage was extended and accorded only very gradually and reluctantly be-yond landowners to workers, slaves and only in this century to women. This reflects the uneven pattern of such progress, which even now is being restricted with regard to immigrants, other ethnic groups.

            What ancient Greece does provide, nevertheless, is a concrete example in which, with the structures in hand, there was developed very active participation by citizens in the public life of the city. It provides also a philosophical analysis of this in such works as the Re-public and the Laws of Plato and the Politics of Aristotle, and the many Constitutions. These provide ready material for a phenomenological approach which can uncover the basic components of civil life. This is not to imply that these elements were not present in other cultures, or indeed in Greece prior to the fourth century. Each people must inves-tigate its own heritage diachronically as well as synchronically. The hermeneutic methods for interpreting prehistoric and oral traditions are now undergoing active elaboration.

            This chapter is topical in that it identified and asserted the importance of elements whose lack or deficiency have distorted recent social life. It is also analytic and hence distinguished the specific components of civil society. Finally, being concerned also with social reconstruction it focuses on freedom as the efficient cause in this work. Each of these factors evoked helpful annotations, generally from more synthetic points of view.

            Thus, it was noted that one could begin from the final cause or goal of such reconstruction. What would be a good society, what would be the nature of fulfillment which would satisfy human striving, asked those with an Indian background. Indeed, the final cause is the first of the causes in intention; it moves and guides all the others. Aristotle began his ethics in these terms, looking into what constitutes hap-piness as that which is sought by all. Work in terms of the final cause or goal will be important if the mind is to be open to the full range of goods and to avoid reductionism to, e.g., economic concern. But it must not overlook the dignity of the one who seeks these goods and the proportion thereto of the means by which they are sought, as can be the case in an utilitarian perspective. Further, one must integrate also the material cause by which provisions are set aside and em-ployed, and the formal cause as the structure or disposition of these materials. All four causes are necessary; only a defective and unsa-tisfactory result will eventuate if any one is deficient.

            In human life freedom holds a special place, for the human being is specially the one who lives consciously and responsibly. Moreover, freedom is essential to the final goal or human fulfillment, for only a situation in which freedom is exercised fully can fit the description of human fulfillment. Similarly, the realization of the material and formal causes must correspond to human freedom if the result is to be a truly human accomplishment which promotes human dignity. But the per-spective of the chapter is especially that of the efficient cause, for its concern is to introduce the issue of how one can work to reconstruct civil society.

            It was observed that if one distinguishes civil society from the political and economic order, these must not be considered antithetic or competing factors. Of course, in the aftermath of situations in which absolute power resided in the state or the economy and suppressed or excluded civil society, the development of civil society constitutes a break from such illegitimate absolutes. However, the intent and the result is not to inhibit, but to promote the proper functioning of both state and economy through the development of an active life by citi-zens in the groups in which they live and act. They bring their spe-cial experience and competency to the promotion of their dimen-sion of human welfare.

            Finally, reference was made often to the importance of culture, which was treated separately. It was noted, however, that culture should be within our ability to understand since it is something that human groups have made. Such understanding promises to take us beyond a passive state under the impact of culture, and to enable true freedom and responsibility. New developments in hermeneutics make possible such understanding so that one now can see how this culture is shaped through the work of the imagination and how this operates. One can see as well how, in reflecting the choice made through long generations, this constitutes a cumulative embodiment of the creative freedom of a people.

            This points to a final dichotomy which appears in the history of civil society, namely, between affectivity at the individual level and universal rationality. When the exercise of rationality is situated within human life it becomes apparent that its direction is provided and its openness secured by its social, historical and cultural contexts in which all dimensions of human life, cognitive and effective, are in-cluded. How else explain the distinctive historical phases of the work of reason or how things most present and obvious, e.g., the extension of "full and equal" recognition to slaves and to women could remain un-appreciated for so long? This implies then the need to integrate atten-tion to affectivity and to culture in efforts to reconstruct civil society.

DISCUSSION II

            Should one attempt to provide a definition of civil society at the beginning of its investigation? Certainly if one knew exactly what one was looking for it would be much easier to identify and organize its components. And from an a priori grasp of its nature it would be rela-tively easy and secure to delineate its characteristics analytically.

            On the other hand a prior definition would have to depend upon and reflect knowledge and hence outlooks possessed in the past. This would hold any work on civil society to patterns which, being from the past, would be relatively unsuited for the present and would stifle the human creativity needed to move ahead with the times.

            But perhaps more deeply the call for a prior definition reflects more the problem than the solution. Modern times are characterized by the Enlightenment devotion to reason, as a radical reduction of hu-man horizons to what is clear and distinct not to intellect or reason as such but to the human mind, that is, as existing in the body. Thus, it proceeds not merely in relation to the senses, as Aristotle noted, but was limited to sense knowledge. Thus Bacon would destroy what he called "idols" but which Vico noted were the accumulated wisdom of a people. Locke proceeded on the supposition of the mind as a blank tablet on which was written solely ideas from the sense and their various permutations. Descartes would put all under doubt except the indubitable idea of his own existence.

            The result divided between the individualist empiricism of the great British philosophers or the more communal rationalist con-tinental route typified by Kant, Hegel and Marx. In either case reason allowed for only a narrow range of evidence, sought to manage all either as atomic individuals or through universal and necessary laws, and rigorously rejected all else. We had not philosophies seeking a wisdom which would integrate all but ideologies bent rather on a re-duction of the human spirit and the suppression of all but its chosen idea, namely ideologies. The 20th century was the natural culmination of the limitations of this approach. Attention to society developed rapidly into totalitarianism; attention to the particular person deve-loped rapidly into individualism. These ideologies recombined in order to defend an Hegelian inspired fashion, only to divide immediately into the Cold War conflict between the two ideologies.

            Now, following the collapse of Marxism it is possible to look back not simply to adopt the opposing ideology but to ask what was omitted in the Age of Enlightenment which led us to such a violent and bloody 20th century. This could be a negative process of critiquing and decon-structing the past, or it could be a positive process of reconstructing the future. Where both of these elements are required would focus rather on the latter and understand in that sense the broadly shared view that we are in a post-modern period.

            If so, then it may be less promising to begin our work on civil society from a definition, which would be limited in content to past vision and in method to an ideological approach, but to reopen the question in a way that makes possible the rediscovery and integration of what was available but rejected in choosing the path of modernity. This corresponds to Heidegger’s notion that the real step forward is not a merely incremental advance along the path well trodden, but a return to factors which had been available but were consciously not in-cluded in concentrating upon the historic choice of the way of reason by Descartes and the characteristically rationalist Enlightenment of modern times.

            This suggests the method of the present paper which returns rather to the freedom which marks human action as responsible and creative, to look for the characteristics of the exercise of freedom with regard to social life. This enables two subsequent steps with regard to civil society: The first is to follow its exercise in modern times in order to uncover what has been accomplished there. The second is to take the step backward to culture as the cumulative and integrative exer-cise of freedom and on that basis to attempt a preliminary sketch of a development of the notion of civil society for the 21st century.

            This should integrate such painfully achieved advances of the modern period as the universal declarations of human rights, while freeing the sense of reality from that of a merely technical construct in which individuals are enclosed. In its place is a sense of an unfolding of human freedom as people interact in the various dimensions of their life. This will include and build upon the richness of the humanizing cultures which had previously been omitted and often suppressed and build upon that new way of living our freedom with other persons and groups in society.

            This must transcend the economic order and the exercise of political power, but set their standards and direction precisely as hu-mane engagements in the world. Just as we have learned that demo-cracy means that it is important to have civilian control of military and state powers, so we have learned that it is essential that the economy be directed not by a hidden material hand but by a conscious human concern.

            The relation then between civil society and the economic and political orders is a major issue to be worked out. In some places the urgent present task is to make room for civil society; in others it may be to revive consciousness of its existence and roles. Beyond both, how-ever, a progressive humanization of life for the next century will de-pend upon the way in which this mobilization of the freedom of a people can pervade, transform and inspire all phases of social life.