PROLOGUE

THE SIGNIFICANCE OF RESEARCH IN

EAST ASIAN CULTURE

 

YU XINTIAN

 

THE SOURCES OF HUMAN SPIRITUAL REJUVENATION

 

In inspecting international issues, there are at least three layers of thinking: state, region and world. A region generally is referred to as a continuous area of the world having definable characteristics, but not always fixed boundaries like a state. A region often has a large enough space to become an important component of a continent. Moreover, a region is not only a simple matter of space, but also a culture with a psychological identity born in a complicated and interrelated historical process. East Asian culture is just such a region.

The triumphal progress of modernization in East Asia (including Southeast Asia) is one of the most exciting phenomena following WWII. If Japan’s prosperity is a special case of development of non-Western countries and the relatively small scale of the achievements of Asian “four dragons” limits their universal significance, the tide of China, ASEAN and Indo-Chinese countries doing their utmost to catch up has compelled people to recognize afresh the East Asian miracle. The emergence of East Asia since 1990 has broadened people’s field of vision and provided a foundation for looking forward to the prospect of a newly industrialized East Asian economic-cultural circle.

Traced to its source, there existed a broad Chinese civilized circle in history. One of its outstanding characteristics was the learning and identification of Chinese culture. The Chinese cultural circle covered China, Japan, Vietnam and Korea. Buddhism, remade with Chinese culture, spread to Japan, Korea, Vietnam and Southeast Asia. The painting, medicine, architecture, music and persons influenced by the religion bore the strong imprint of Chinese culture. Confucianism took root in the lifestyle, ethics and political system of Japan, Korea and Vietnam, which were very close to the core of China’s “cultural circle”.

“The Silk Road in the Sea” from China to Southeast Asia took shape as early as the 4th and 5th centuries. During the Tang and Song dynasties, the ancestors of the Persians and Arabs also made use of these sea routs to go to Guangzhou Prefecture, Quanzhou and Hangzhou for missionary work and business. The first emperor of the Yuan Dynasty was regarded as the originator of China’s “marine policy”. Beyond two expeditions to Japan (in 1274 and 1281), he sent his “navy” on an punitive expedition to ancient Vietnam and sent 10,000 naval troops to Java (in 1292).

However, as these wanton military ventures did not achieve far-reaching political, economic and cultural results, the first and third emperors of the Ming Dynasty drew the historical lessons and developed trade and friendly relations with Southeast Asia and the West on a large scale. The seeds of capitalism in China then grew sturdily. China’s foreign trade was booming on an unprecedented scale after Zheng who went to the West seven times. His tracks were left in the present Cambodia, Thailand, Sumatera, Brunei, Java, Malaya, Kalimantan, the Philippines, Sri Lanka, India and the eastern seacoast of Africa.

In the conditions of the times, contacts with Southeast Asia were very frequent, while those with remote countries were occasional. China set up trade strongholds and residential areas in Malaya, Indonesia and the Philippines. In fact, Zheng He’s records described the people of Chinese origin settling down in Southeast Asia as constituting the local high society because of their higher cultural level and good management. Though the Ming Dynasty failed to spread “the system of rule by ceremony and propriety” to Southeast Asia, where Indian and Arab cultures were always influential, long-term coexistence and exchanges promoted cultural fusion.

Comparing typically Islamized Indonesian culture with Chinese culture, one finds many parallels. Indonesians believe that Allah created humankind through parents, so to believe in Allah one must respect and love parents and esteem teachers: one must “have a respect as great as a mountain and have a mind as open as a valley” for elders and betters. The Indonesian parliament advocates adopting resolutions through consultation; finding common ground as stressed in political institutions in East Asia. Indonesia promotes three principles: first, we are masters of society; second, we are duty-bound to protect our homes and defend our country; and third, frequent introspection into one’s faults will lead to knowing one’s deficiencies. In Chinese culture these have different approaches, but equally satisfactory results: “every ordinary person has responsibility for the rise and fall of China,” and “I daily examine myself on three points.” The Indonesian Government stipulates that during the period of construction, people are allowed the freedom of responsible speech. Though people have different interests, everyone must bear responsibility for the extensive state and social interests, and cannot impose their personal will on others. In foreign relations, Indonesia advocates “winning without fighting and overcoming the hard with the soft.” This is in harmony with high Chinese strategy.

Though Indonesia is an Islamic country, the principles it follows differ to a certain extent from those of the Arab countries in West Asia -- the core region of Islam -- but are similar to its neighboring Chinese cultural circle. Of course, not a few Southeast Asian nations devoutly believe in religion, while the religious element is relatively weak in Chinese culture; this is an obvious cultural difference. However, in Thailand where Buddhism occupies the leading position and in Malaysia and Indonesia dominated by Islam, the spiritual religious pursuit does not hinder people’s striving for improving the material conditions of this life. People cannot help calling to mind the Chinese cultural approach: “the planning lies with man, the outcome with heaven”.

East Asian culture is a gem of human thinking. According to the German philosopher, Karl Jaspers, in the axial period, that is between 800 BC and about 200 AD, Egypt, the two river valleys of the Tygris and the Euphrates, the West (Greece and Roman), and India and China all made the first spiritual leap on their own. Our various philosophies have originated since from that brilliant era. This proves humankind’s common origin and identity, not in the sense of biology, but rather of spirituality.

Western culture has made significant contributions to the world’s historical process, leading to drastic social changes with the scientific and technological revolution as the centerpiece. However, the technological era has caused difficult problems such as environmental pollution and cultural crisis, while bringing happiness to humankind. We must draw the tools for a response to new needs from our own ideological treasure house. Chinese and Indian cultures both will be beneficial in overcoming global threats.

From a longer historical perspective humankind after all will transcend the “animal circles” of war and be creative in a peaceful and unified environment, thus taking a second spiritual leap. Arnold Toynbee, a master in research on historical cultures, pointed out that “peace and unification . . . must center on the main shaft of geography and culture, and be constantly crystallized. I have a premonition of this main shaft in East Asia rather than in the U.S., Europe and the Soviet Union”.1 East Asian culture with deep connotations and rich diversity is bound to play a catalytic role in reviving and renewing the spirit of humankind.

 

THE DRIVING FORCE FOR SUCCESS IN ECONOMIC DEVELOPMENT

 

Researchers all over the world have tried to find the clue to the sustained and rapid economic development of East Asian countries and regions. One of the important reasons is their culture which is a time-honored and continuing topic of debate. During the period when Japan devoted major efforts to pushing forward its industrialization an Australian expert was disappointed after his investigation in Japan. He said that the Japanese were content with things as they were, had no concept of time and found it difficult to grasp Western modern technology and management. Since then the facts have contradicted his predictions. In the 1960s, most social scientists asserted that Confucianism was incompatible with modernization, so it was hard for East Asia to take off economically. Confucianism lays stress on harmony and coordination, thinks highly of the collective and stability, does not seek change, attaches importance to humanism rather than to science and technology, and thus cannot be counted on to guide modernization. But after the 1970s, important changes took place. The economic success of “Asian four dragons” was looked upon with increased respect. The Confucian values, which had been criticized in the past, were universally recognized as the inherent driving force for this new growth.

Weber saw the spirit of Western capitalism embodied in individualism, market competition and laissez-faire policies, which helped to bring about the uniquely successful modernization in the human history. But the East Asian work ethic and enterprise spirit are quite different. Only in the network of interpersonal relations can individuals have their significance, so everyone must scrupulously abide by his/her duties and obligations in organizations and pay attention to mutual cooperation. East Asian cultural features can be analyzed qualitatively and quantitatively. American scholar Michael Bonfd investigated the values of people of Chinese origin in 22 Eastern and Western countries. He devised 40 basic value items and asked every interviewee to rank each item. The 40 items were grouped into four categories: “integration”, “Confucian motivation for work”, “kindheartedness” and “ethics and discipline”. With regard to the “Confucian motivation for work” (superior and inferior, thrift, willpower, sense of shame, mutual courtesy, steadiness, face and tradition) Bonfd noted that Japan and the “Asian four dragons” ranked ahead of the other countries. Yu Shaohua with Singaporean National University investigated values of middle-level managerial personnel in 51 medium-sized enterprises in Singapore and Malaysia. Though he questioned Bonfd’s four categories, generally speaking, he agreed with the relationship between cultural background and economic development. Confucianism has important influence on economic development, but this, of course, does not diminish the importance of a sound political system and economic structure.

Chinese culture has existed for thousands of years while the East Asian takeoff is a matter of only recent decades. It should be noted that in the process of industrialization, East Asian countries have not consciously created a new ethics and spirit, but rather have learned from, imitated and introduced Western capitalist technology, management and systems. But just as colorless light is refracted into an entire spectrum through a prism, Western culture is bound to be filtered through Eastern culture, resulting in quite different styles and features. The converse may also be true, namely, that Eastern culture is transformed and renewed in conformity with the evolving situation, leading to new developments.

In sum, Western cultural nativization and native cultural transformation are important experiences of East Asian economic and social development, and can be used as points of references for other developing countries. In most developing countries, there still exist the phenomenon of a dual economy, causing the phenomenon of a dual culture. In vast rural areas, native culture sticks to the tradition, while in a few cities it copies Western culture. Undoubtedly, this kind of conflict and split in economy and culture is absolutely harmful to mobilizing the whole people to realize modernization. East Asian countries have removed the basis of a dual culture by eliminating the dual economy; that has promoted economic growth while solving the problem of a dual culture. It proves that conflict between Eastern and Western cultures may be eliminated through the practice of self-determined choice by independent states. This is a breakthrough for modernization theory and the practice of developing countries.

As for the debates over relations between culture and modernization, the views can be classified into two schools: “culture theory” and “system theory”. The “culture theory” holds that nations have different cultures and social systems which play a great and even decisive role in economic development. If so, it is very difficult to learn from and disseminate their experiences, since any nation obviously finds it hard to transplant another nations’ culture. The “system theory” considers that the cultural role is very small and economic development depends on special economic policies and conditions. Proceeding from this view, the expansion of modernization is easier. The famous expert on modernization, Peter Berger, wavers between the two views, and holds that the correct answer seems somewhere between the two. In fact, it is very hard completely to separate them.

Firstly, this is because the cultural factor cannot play a role on its own without the support of other political and economic conditions. For example, while all are located in East Asia, Cambodia, Myanmar and North Korea have not yet entered the road of rapid growth. So, in doing research on culture, we cannot seek the “causes” of economic development exclusively in culture, but must look for the “juncture” with economic development. That is to say, we must identify the cultural factors which can vitalize the economy, not the cultural feature by itself.

Secondly, the role of culture is not illusory. Correct policy and rational system will, of course, encourage enterprises and the people who work for them; but how to work out correct policy and how to make entrepreneurs and people willing to follow the government’s strategy cannot avoid issues of the cultural background. The ratio of saving by East Asian people is high, while that of Americans is low. This cannot be attributed to the difference in the system or wages or bank policy.

Thirdly, recognizing the impact of culture, in a broad field of vision, culture is one of the variables. Culture not only determines the scope of policy, but also is related to features of social outlook. As almost everything is filtered through culture, the same economic policies may produce different results in different countries.

Lastly, the process of East Asian countries shows that in the initial stage of modernization more emphasis often is put on the introduction and building of systems and policy. With development, various nations may give more consideration to the realization of spiritual values on the basis of the fusion of Eastern and Western cultures so that the impact of the native culture on society may gradually be intensified. System and culture move forward in interaction and coordination.

East Asian experiences not only inspire other developing countries, but also are of international significance in theory. For example, the range and intensity of government intervention in the economy in East Asian countries are more than in other regions of the world. However, their market mechanism is flexible and vigorous and is capable of responding to changes. In discussion with US development economist Bhagwati, he held that the mechanism is still a mystery and that after in-depth research the Western theory may be rewritten. Culture cannot be simply transplanted, but it can be studied. The ability of humankind to realize and control the surrounding environment cannot be completed by a single nation on its own. Much of the culture of every society comes from other societies. Tools, organization, belief, art and other cultural factors keep moving from one society to another. A culture which has accepted the incentive of new information may respond and gradually change. Therefore, East Asian culture has both its own particularity in history, but also potentiality for universalization.

 

A MEANS FOR ENTERING THE WORLD POLITICAL ARENA

 

In the early 21st century, East Asia may become one leg of the tripod, together with North America and Europe. Reality determines consciousness, which is manifested in action. Asians have realized their own strength and are proud of it. They want to voice their own views and seek their own development norms and paths. In the past centuries by means of arms Europe and the U.S. destroyed most of the original civilizations and cultures of the world with Christianity, law and trade, and they denied or changed local ethics standards. Westerners were over confident that European ethical standards were superior and could effectively set up new standards all over the world; they bragged that they are teachers of other national spirits and ethics. According to their own standards arbitrarily they decided other nations’ destiny on the premise of being beneficial to them. Power politics is swollen with cultural arrogance.

Economic vitality and interdependence have enhanced the self-confidence of developing countries. In the past they could only submit to insufferable Western arrogance, but now they define themselves and regain their justice and self-respect. The West spares no efforts to preach democracy and human rights. Without mentioning the problems and malpractice in their implementation in the West, even if they were absolutely perfect could they be applied in the different situations of the countries in Asia, Africa and Latin America? The West once sharply criticized the “autocracy” and “centralization” of South Korea, Singapore and China’s Taiwan, but these countries and regions ensured economic prosperity and promoted market development. On the contrary, the economy of the Philippines whose political system was most similar to the U.S. long was stagnant.

Asians began to make it clear that Western values do not conform to Asia. In December 1993, this author took part in the “Asian Economic Development and Political Democracy” International Symposium sponsored by The Asia Foundation. Experts and scholars of Asian countries and regions unanimously held that democracy itself is not bound to lead to economic development, but economic development will after all promote democracy. What is most important is to seek a balance between economic growth and political democracy and to build a form of democracy suitable to a particular economic phase. The tide of democratization in Japan, South Korea and China’s Taiwan has proven that only after the economy arises to a certain level can democracy achieve a higher stage. In the terms of the Governor of Bank of Korea: South Korean democracy is sure to be South Korean with both Eastern and Western strong points.

Asians are undergoing psychological changes from “everything being the best in the West” to finding again the values of their cultural heritage and achieving a modernization unequal to Westernization. Anwar Ibrahim, Malaysian Deputy Prime Minister, recognized that Asia indeed has its deficiencies on the issue of human rights, but allowing others to lecture us and threaten us on issues of freedom and human rights is equal to accepting insult. In an article in the International Herald Tribune, a former Singaporean ambassador enumerated several policies effective in East Asia. They included social contracts between the state and the people, building a clean ethical environment and a free and responsible public opinion, and casting away Western extreme individualism. While Asians have learned from the West generation after generation and will continue to do so, he hoped that the West should also learn from the East willingly and gladly. It is now time.

            This change of attitude by Asians has shocked the West. The noted American political analyst, Samuel Huntington, wrote the article “The Clash of Civilizations” with specially keen insight when he held:

 

-          that the dominant source of conflict will be cultural;

-          that increasing interaction will intensify awareness of the differences between civilizations;

-          that Western efforts to spread its values have aroused a confrontational response from other civilizations;

-          that Confucianism and Islam are uniting to challenge the West; and

-          that the next world war, if there is one, will be a war between civilizations.

 

Huntington’s views are incorrect in theory. Differences in culture and religion may often be the fuse for conflict, but the scramble for interests in terms of territory, wealth, resources and power is the main reason. Furthermore, between different cultures there are not only conflict and confrontation, but also exchange and fusion. The Islamic culture he regards as a great scourge hung like a bright moon in the dark sky in the Middle Ages before the rising of the sun of the Renaissance. Chinese culture spread to the West and became the engine of the Enlightenment. Moreover, religions such as Christianity, Islam and Hinduism have similar views on humankind, the environment, the importance of society and family, the significance of spiritual guidance and the objectives of life. Cultures can share values and different cultures can temper intersecting interests and aspirations.

All this has disappeared in Huntington’s vision. If in theory his views are incomplete and incorrect, politically they are indeed sensitive and insightful. Western countries took the lead in soft power while dominating the world with hard power. The rise of East Asian countries made the West feel severely the challenge of different cultures for the first time. Western superiority in soft power is declining as East Asian ideologies, cultures, religious beliefs and value systems pour onto the international arena. They pay no attention to Western centralism, but rather affirm their own presence with a particular political culture. This is the real reason for Huntington’s heavyheartedness.

The people in the original colonies and semi-colonies experienced painful cultural impact. Native cultures under strong attack by Western culture manifested features unsuitable to modern society. People could not but cut their braids and abandon tattoos, and were forced to learn foreign cultures. The compulsion resulted in two deviations: One was fiercely to boycott all Western culture while resisting the exploitation and oppression of colonialism and imperialism; the other was to feel keenly their own backwardness, worship the West, copy its indiscriminately, and dream of golden hair and blue eyeballs. Only after national independence could people eliminate the two deviations and learn to choose on their own and with balance. Western countries have not had such an experience, which is their good fortune. However, for this reason it is more difficult for them to understand the excellence and greatness of many cultures in the world. This is their future misfortune. Western centralism will be spurned in time and become the shackles of Western progress. Huntington represents exactly the habits of Western conservative forces.

East Asian nations, while enhancing their strength, can demand their due in the international political arena. Culture is one of their weapons. As early as 1980, the famous British politician Roderick MacFarquhar noted that in the next century the challenge of the Russians will be military, and that of Middle East will be economic. Only East Asia will constitute an all-round challenge to the West from the style of economic development to basic values. However, East Asian nations will not conquer the West and dominate the world, since the times are completely changed. East Asian cultures are still opening the way for East Asian countries to obtain due rights. Reaching this objective, having undergone colonial oppression and enslavement, these countries will be absolutely unwilling to bully and humiliate others. East Asian cultures will embrace the quintessence of the various ideologies and cultures of humankind in terms of their culture of the golden mean and contribute their wisdom to creating a fairer political and economic order and a more brilliant world culture.

 

NOTE

 

1. Prospects for the 21st Century---Dialogue between Toynbee and Ikeda Daisaku (International Cultural Publishing Company, 1993), p. 294.