CHAPTER XIV

 

THE CONCEPT OF

MODELS OF IDENTITY:

EXISTENCE WITHOUT IDENTITY

 

JELENA DJURIC

 

 

IDENTIFICATION OF IDENTITY

 

Changes in values and the social change taking place in the last decade of the 20th century bring to the fore the complex problems of identity. Discussions on identity are particularly frequent and widespread in the social sciences, but in these debates the rich and diverse philosophical heritage of this issue usually is not accorded adequate attention. Thus it remains unclear what the concept of identity, so much talked about, actually means in our times. Sometimes it seems to be a sort of magic word, a key able to open each and any door: identity and community, the identity of a society, cultural identity, postcommunist identity, identity crisis — these are some expressions announcing the numerous dilemmas which, however, in spite of so much discussion remain without appropriate solutions.

First of all, the concept of identity itself is not particularly clear: this may be the case because the concept, like other fundamental ones, is difficult to catch in an unambiguous and precise categorial web, or because of a multiplicity of various, sometimes parallel, discourses reflecting certain aspects of this intricate problem. Yet, it seems that some higher order ought to be looked for in this mutually exclusive world of theories. The quest could start, for instance, from an attempt to distinguish the concept of identity from the concept of identification, which is related to the former in various ways and contexts. Their confusion and mutual substitution only results in making the knot of misunderstandings increasingly entangled.

There are at least two completely different meanings of the concept of identification. The first is a formal logical one, exact but also deprived of substance, while the other is psychological, substantial and inexact. When in the first case, for instance, identification means the process of establishing identity, as identifying something, the identity established in this way is completely formal, i.e. bereft of internal content and sense. Such identification of phenomena, objects, or beings, does not tell us much about their real identity. In other words, identity established by formal identification, being devoid of substance and empty, is not an identity in the sense we are interested in here. It functions at an abstract or mathematical plane, as well as in external mechanical observation, but such a meaning of the concept is completely inadequate where the philosophical-anthropological and socio-cultural issue is concerned.

In the second case, when we talk about internal, psychological identification, the matter is completely different. Psychology has shown that during the process of growth, learning and personality development, for example, various identifications take place both with "significant others" and with various characters of the cultural and artistic horizon whose dramas the individual experiences and whose values he/she adopts. These identifications, however, provide no guarantee that the individual will find him/herself, i.e., that one will realize one’s identity. If it were not so, there would not be cases of misplaced identification in the individuals’ personal, intellectual and social lives — identifications that lead to destruction, among other things, even of one’s own identity. In this sense the individual, to reach his/her identity, must liberate the self from the negative influences of other people’s identities, that is, from wrong identifications which constrain one’s own authenticity.

Bearing in mind these two different meanings of "identification" we could conclude that the relation of "identification" to "identity" is either external or opposed. Nevertheless, the conclusion would not be final, since the problem that seems to have ended here resurfaces at another place. Namely, when we deconstruct the word identity, we see that it consists of the words: identical and entity. If entity denotes a being, i.e., the essence of a being, and "to be identical" means "to be the same with this essence" (in the Serbian language, the words for "sameness" — "istost" — and "truth" — "istinitost" are etymologically related), then we may conclude that the concept of identity involves the meaning of identification (sameness with the essence). We should be aware, though, that this is a very special case of identification referring to a being’s own essence; in practice this is rather the exception than the rule, as is the convergence of an existence to the essence.

However, this case of coincidence between the concepts of identity and identification evidently does not imply necessarily that the concepts are identical. Identification denotes a state of identity, i.e., a process of substantive establishing of identity, only in special conditions which are not immediately given to the so-called common sense. They are difficult to determine since they refer to the metaphysical identification with one’s own identity. Without going into the metaphysics of the essence of being, we can say that essence is given primarily as a potential (and as an ideal); the dialectic of identity denotes simultaneously something that is unchangeable in changes, and something that changes constantly. Just as the river from which Siddharta in old age is learning about himself is the self-same river he watched in his youth, yet it is never regains the same but is ever-new in its continuous flow.

 

CRISIS OF IDENTITIES AND VALUES

 

Thus we have broached the ancient philosophical problem of identity in differences. Since the unifying force disappeared from human life — says Hegel1 — the need has emerged for a philosophy in which the deeply experienced sense of the crisis manifested in the divisions in all spheres of culture will be healed by reason. The dialectic of identity reconciles differences, oppositions, ruptures, conflicts and contradictions in a dynamic process of self-identical and self-differentiating totality. In the all-embracing self-differentiating totality Hegel promises a reconciliation of oppositions — the finite and the infinite. In the realm of Objective Spirit as a concrete realization of freedom — this is telos and achievement of History; in the realm of Absolute Spirit as self-knowledge of the spirit as true existence this is the mediated identity of identity and difference, the identity of knowledge and being. This is a promised return of the spirit to itself, having moved from the abstract to the concrete, from partial truths (that is, untruths) to the whole Truth. Thus Hegel’s philosophy is, as Richard J. Bernstein2 remarks, an erotic directedness of love of wisdom towards the complete System of Absolute Knowledge. The problem, however, is that this "love" has remained unrealized in our practice, and history — in spite of the renewed Hegelian interpretations by Francis Fukuyama — has not yet reached its end, at least not in the sense of the realization of freedom. In everyday reality the problem of identity and difference emerges constantly, at both the individual and the collective level.

The problem of personal identity is solved in psychology through attempts to integrate various aspects of personality. Etymologically, a person denotes a mask (persona), the face of unity above various intertwined forms. As individual identity becomes the meeting-point between the particular and the universal, or a concrete individual and its universal essence, so the problems of collective identity could be solved analogously through an integration into a higher-order unity which allows for, and encompasses, a plurality of different worlds. What principally unites different individuals is their identification with common values. Values give a meaning to the collective, through the mediation of which individual existence is made more complete. The feeling of belonging to, and trust in, the collective as a whole motivates individuals voluntarily to work on asserting collective identity. But this commitment presupposes that the value order be the genuine reality of everyday life experience, since mere ideological proclamation of values sooner or later leads to a loss of trust, with the meaning of the collective and its identity being also lost along the way. An illusory identity corresponds to illusory values.

The best example of this effect may be found in the history of Yugoslav society whose disintegration ensued after a protracted crisis of identity. The fact that the society did not have a clearly defined identity, being "ordered" as a conglomerate of incompatible elements and systems, has been cited3 as a prime cause of this chain of events. This fact may, however, be accounted for primarily as a consequence of permanent discordance between ideology and reality. The production of illusions, whose permanence resulted in the crisis of the society and its identity, was accepted over time as a "natural state of affairs".4 When we look at the history of the SFR Yugoslav society from this vantage point we may get the impression that this permanent crisis was a symptom of its half-century disintegration, which finally manifested itself in the so-called "implosion" of ideology, i.e., in the unmasking of the "false values" which for long and insistently had been imposed as a "cover" for the absence of a real identity of the society.

The assumption that the identity of the Yugoslav society was not completely as spurious as a sort of "king’s new suit" is justified particularly in the domain of culture. Unfortunately, this area of social life lacked the real economic and political power, which — enabling and determining a society’s survival — usually comprise the axis of its identity. In the former Yugoslav society the political and economic aspects of identity were a communist, farce, even though the points reached by the Yugoslav culture, marked by essential features of interculturality, testify beyond doubt to the great potential of that society. Because of Yugoslavia’s role as a buffer-state between opposed global blocs, and because of its leading role in the Nonaligned movement, for the external world the identity of the Yugoslav society seemed authentic and convincing. But actually, it coincided with President Tito’s "image and deed", which pushed into the shadow the entire internal stage of the society. Tito was the symbol of the Yugoslav society’s identity. The communist myth enabled the absolutist vision of Louis XIVth, expressed in the statement "The state — it is I," to reassert itself, though this time in a hidden manner, adjusted to the changed circumstances of several elapsed centuries. With Tito’s death, the simulacrum of the Yugoslav society’s identity was lost, and its implosion, which finished in the destruction of war, was actually a consequence of the previously accepted premises on which the whole system had been built.

Within the projected reality of a monopoly by the communist ideology, the authoritarian will to power had broad license to subject social actors. The destruction of all potential opponents within society was supported by its miserable tradition of national and religious conflicts. The communist ideological strategy of "intensifying class struggle", having completely erased the structure of civil society, was subsequently turned into an "intensification of interethnic oppositions" and, finally, into the idea of "national liberation" of particular SFRY republics. Hence the flair-up of ethnic anarchisms may be understood as a lack of political will, but primarily as the personal will of the mighty President to implement the universalistic principle of creating a modern political nation-state on the model of most European countries at all structural levels of Yugoslav society.

On the one hand, the ideology of the "brotherhood, unity and equality of all Yugoslav peoples" precluded the possibility for any one ethnic group imposing itself and assimilating the others after the principle of nineteenth-century conquering nationalism. Also, none of the ethnic groups was sufficiently superior for such an undertaking. On the other hand, the process of the neutral political creation of a nation of Yugoslavs was never initiated, although there were good reasons for such an identity. SFRY was thus transformed into an unreal, ideological creation within which the interests of preserving ethnic particularisms apparently have proven to be the only existent reality. If the potential of the community had not been systematically undermined from within, Yugoslavia would perhaps have become the unique historical example of forming a state on a different basis from the usual modern principles of political domination of one nation over others.

True, another hypothesis5 questions the ethnic heterogeneity of most Yugoslav peoples, because of their extremely close ethnic origins. However, even if we concede that this had originally been one and the same people, the cultural and historical differences formed within it over the centuries, as its parts belonged to different spheres of interest, produced different identifications and in this way acquired a function of different ethnic identities. This fact would support the view that identities and nations are constructible and changeable, rather than unchangeably given. Nevertheless, during the socialist period the crisis of these (historically accepted) ethnicities was latently sustained. As a result, after the death of the leader his multiple embodiments retained the privileges of power within their local tribes. When the political and economic crisis shook their positions to the utmost, they resorted to what had already been prepared B they made explicit the age-old Machiavellian principle: Divide et impera.

 

THE QUEST FOR NEW IDENTITIES

 

From the aspect of shaping new identities, in the newly formed states emerging from the destroyed Yugoslavia the only acceptable stance has become to view the former state as an imposed burden. On the other hand, those who have wished to voice a complementary interpretation of the problem have been left with only one argument: that the bloodiness of the war points to the fact that the Yugoslav society was an "organic whole" — i.e., that it did have an identity. It is as if the "murder" of the Yugoslav state were symbolically necessary in order for its lost identity to become evident to all, and above all to the considerable number of people who felt themselves wrongly Yugoslav. Their forsaken trust in Yugoslavia as a state and a community turned out to be fatal: about 2 million people, who declared themselves Yugoslav — even though this self-affiliation did not ensure them anything within their own country — were left after the collapse not only without their country, but also without a part of their identity. While it was an a historical precedent to create the nation of Muslims,6 the Yugoslav state at the same time contained those who believed in the possibility of political integration at the level of the whole, who wanted to be Yugoslavs in Yugoslavia.7 "Rights and liberties" were taken to mean that everybody might declare themselves as they wished; but in reality, to be a Yugoslav had no more weight than to be, say, an inhabitant of the planet Earth (and during the culmination of interethnic conflicts it became even more dangerous).

Numerous delusions brought about by socialism made all this seem to be not so strange. The hypocrisy of the totality of political life veiled what was actually going on behind the scene, preventing the creation of a "critical mass" of people aware of potential dangers and capable of countering them. After all, nowadays — when the causes of the problems are so much talked about — the feeling that as a society we are much worse off is difficult to avoid. The "critical mass", so significant for quantum leaps, may even have diminished. On the social plane, this refers to people, individuals who are aware that to have lost one’s illusions does not mean necessarily to know the way to establish social identity, or to be ready to look for these ways and implement them.

While in most other societies state, politico-economic and cultural identities are being reshaped and perfected more or less successfully and persistently, a positive identity for our society is still lost somewhere far away. If it were not so, would people continue to work "against themselves", and go on destroying mercilessly all potential sources of social renewal, both material and those that are more subtler? Would not space open for action by those who do not take the "common good" as an empty platitude for shielding personal greed. Would they not be allowed to restore trust in human and community values, either through personal example or social engagement? Would those enthusiastic — albeit, unfortunately, poorly channeled — energies shown during the winter demonstrations of 1996 and 1997 against electoral fraud be so abruptly covered with fear and apathy stemming from powerlessness? Among various options for responding to the power controlled by negative forces, a large number of our co-citizens chooses to ally with it; others choose to distance themselves from it; but there are very few who have the vision and courage to struggle for the establishment of values which would restore trust and a sense of the collective.

Relations of trust in a society are crucial for the ability to associate all of its groups. Between the smallest social group — family — and the largest — nation — in every developed society there extends the wide space of civil society, whose destruction was probably the most devastating consequence of socialism. Having destroyed everything that was in the way of the power of state rulers (be it in the economy, entrepreneurship, labor unions, the Church, the press, voluntary associations, and the family itself), socialism prevented the development of vital elements of culture: market economy and stable democracy.

 

THE LESSON TO BE LEARNED

 

In his book Trust: Social Virtues and the Creation of Prosperity,8 Francis Fukuyama argues persuasively for the importance of trust in building social capital as the fundamental resource that a nation has at its disposal. Social capital is decisive for the global division of labor. The specificity of social capital is that, unlike other sorts of human capital, it is created and transferred through culture and its mechanisms such as religion, tradition, and historically sedimented lore. Fukuyama shows how values within a culture, primarily social values, contribute to economic efficiency. "There is no gap between community and efficiency", on the contrary, "those who pay attention to the community may become the most efficient" (ibid., p. 42). Hence, the pillar of economic efficiency — social capital, which is crucial for interpersonal trust and important for a healthy economy — is rooted in culture.

However, cultures built on a communist ideology have a low level of cultural capital, reflected in lack of social trust. According to Fukuyama, the fierce irony of communist ideology is its failure to eliminate human selfishness. In the situation of scarcity and continuous pressure of being deprived of something, people have generally become more selfish, more materialistically oriented, and less permeated by the spirit of community, while their relation towards public affairs has become cynical. Besides, communism engendered bad habits, such as passivity and dependence on the state, while it constrained entrepreneurial energies. The ideological imposition of collectivism made people shrink from the collective. In Yugoslav society, instead of real development, ideologically proclaimed "self-management" values were perverted, and the spirit of agreement, together with the culture of voluntary cooperation within such groups as business companies and political parties was destroyed. Misused values have taken roots in the cultures of former communist societies whence they continue to block the process of the consolidation of democracy and market economy. Since habits built into culture are slow in changing, this lack of social habits prevents intellectual consent to democracy and capitalism, which is evident in most postcommunist societies, and keeps popular support for the reforms from functioning smoothly (ibid., p. 50).

On the basis of the cultural changes which are taking place all around us, we can see that cultures do change, after all, and that it is possible to influence them by political means. However, here is a danger, such as the one brought by communist ideology, that the traditionally rooted identity of a society be eradicated. But at the same time, here is the hope, perhaps, that in Yugoslav society some positive change may also take place, leading to the establishment of a social identity. To work on these changes means to work on the creation of a moral community that will provide its members with a certain level of trust. The level of a culture varies in proportion with ethical codes emphasizing the imperatives of honesty, charity and well-meaning to the community, and determining the degree of social trust. In some societies, traditional religious or ethical systems comprise the chief institutional sources of culturally determined behavior. For other, less successful societies, the lesson to be learned is to establish such systems.

Reviving Weber’s idea that social trust — although historically stemming from religious custom rather than rational calculation — conditions the economic dispositions of a society and its overall well-being, Fukuyama refers to a text by Weber9 whose significance for our times is immense. In it Weber stresses that, apart from entrepreneurial, individual virtues, such as diligence, saving, rationality, innovation, and risk-taking, there is a set of other virtues, such as: honesty, reliability, cooperativity and responsibility, which are social in nature. A significant effect of Protestantism is thus not only in creating a work ethic, but also in developing social virtues. Members of Protestant sects were not constrained externally to hold on to the values of their non-established church. They internalized these values voluntarily, and thereby deeply. This strengthened their cohesion, which served well also in the world of business, since business transactions are largely based on trust. Unlike individual virtues important for entrepreneurship, social values encouraging sociability and organizing social change, and their impact on economic life, have not been widely discussed in the literature. This makes Fukuyama’s work all the more valuable, with its abundance of examples and arguments supporting the view that "social virtues are a presupposition for individual virtues, such as a work ethic, since the latter is best cultivated in the context of existence of tight groups developing in societies with a high level of social solidarity" (ibid., p. 58).

 

FROM A "POSTCOMMUNIST" PERSPECTIVE

 

When we (as citizens of one of the postcommunist society) ask ourselves: where are we in all that? our answer will probably be to shrug our shoulders, scratch our heads, or wave our hand. For only through such kinds of gestures can we express how far away we see ourselves, as a society, from establishing these social values. Bad conditions, unfavorable circumstances, difficult situation, and the like, may be cited as an excuse. Because when such recognizable social values as the presuppositions of a collective identity are lost from the institutions of a society, it is hard to expect individuals to internalize the values of the collective and to be oriented towards the common good. When trust in institutions is lost, the feeling is also lost that the common good is, actually, the unifying presupposition for realizing the totality of multiple particular interests and the principle of harmonizing individual roles within a collective. Instead of that, nowadays, just like before in the former state, the imposition of collectivism continues to erase the values of the collective. Authority is still abused, and power-seeking dominates where the acknowledgment of a necessary and justified social hierarchy should emerge. Social values continue to be proclaimed, but not implemented, because their propagation through the media enables the government to avoid brutal violence — it manipulates the identification of society's members encouraging them to internalize the proclaimed illusions in a schizophrenic manner. The methods have already been tested in the "communist experience", while social psychology has confirmed them experimentally. The manipulation of the collective unconscious is undoubtedly efficient — but unfortunately, still most frequently has fatal outcomes. The majority are not even aware of being trapped, while those who do possess a clearer awareness have lost any trust in various constructions of "collective identities". Thus, the absence of collective identity is filled in by simulacra of collectivism — in previous times, of a class sort, and nowadays by national identification. There are differences between the two, but the similarities are also striking.

With the disintegration of Yugoslavia the so-called "national identity" has been promoted in the rhetoric of media propaganda as the most important form of collective identification. No wonder, after all, when we now see that nationalism is an all-present global principle. Modern societies have hypostatized the nation as an incontestable value. The modern ideal of the unitary nation-state, exported into the less developed societies, has contributed to the process whereby nationalism has become immensely popular all over the world, demonstrating its explosive power. Although "national revivals" and numerous ethnic protests have their roots back in the long tradition of ethnic values — much older than the modern world — with the emergence of modern bureaucratized state systems of the secular era, national identification has gained monstrous impetus, taking so many lives in various wars. In the political order of the world, the nation is the basic principle of government and the focus of social and economic activity; it is the criterion of culture and "identity". Ever since Durkheim identified society with the nation, and nation with the ideals of the collective, all aspects of social life have been integrated as collective participation in the shared destiny of the nation. This explains the fear that the disintegration of the myth of society-as-nation would result in the disintegration of society itself, because it would leave it with no national identity.

After all that has happened at the end of the century, in SFR Yugoslavia it remains unclear how to establish a collective identity? How to restore trust in the possibility of creating a community — national or civic — that would allow for individual differences to find their place within the collective? Postcommunist construction of national identity has produced a number of counter-effects: The state has been destroyed, the society weakened. Little has remained on which to build collective identity. The people has had enough of empty words, and there are so many empty stomachs who are shortsighted in making decisions. A collective way out of this vicious circle is not in sight, among other reasons because there are not enough individuals in Serbian society standing firmly "on" their own identities who would make the necessary effort to stir changes for the better. External circumstances, and dissatisfaction with these, are obviously not sufficient triggers. Those who have enough personal strength, together with social power, to care for the common good are extremely rare. There are also very few ordinary people whom the general misery has not blinded to the fact that the hope for each one is that things should start getting better for all together. The failure to see this "trivial fact" is, unfortunately, the reality of present-day Yugoslav society — the reality of the lost collective identity.

Since social virtues and sociability do not emerge spontaneously, but rather depend on former habits transferred by the tradition of social values and norms, the postcommunist Yugoslav society needs above all else to start establishing these habits. In this way, they may perhaps turn into a tradition, and contribute to a recognition of the telos of history reflected, according to Fukuyama, in the success of a market-based and democratic politics. The prerequisite for success is social capital, i.e. trust as the basis of organization, cooperation and everything else that comprises the healthy economy of a society. This is the real necessary foundation of its identity.

Even if along these lines we draw the consequences of Fukuyama’s interpretations of Weber and Hegel, and if we call the time of established identities the "end of history", this nevertheless would not be the end of the "story". For, though every identity should rest on the integration of universal values, each one of them must remain a particular and distinct essence. As such, each identity is a unique expression of the diverse forms of the spirit manifesting itself in the world. This is the reason why it is not plausible to use the concept of the models of identities. What is more appropriate from this perspective are models of identifications implemented as values we tend to accept and incorporate in our identities. This is achieved with more or less success — and unfortunately often merely apparently — because adverse powers exert their influence on losing identity at both the individual and the collective levels. What can help to transform these powers is a continuous awareness of identity and the values it presupposes. We should bear in mind, however, that identity is not a property acquired once and for all. On the contrary, as soon as we start to take it for granted it is likely to disappear. That is why it, like trust itself, must be perpetually reaffirmed.

 

Institute for Philosophy and Social Theory

Belgrade

 

NOTES

 

1. G. V. F. Hegel, 1979. Fenomenologija duha (Belgrade: BIGZ).

2. Richard J. Bernstein, 1992. The New Constellation (Cambridge, Mass.: MIT Press), p. 295.

3. Zagorka Goluboviƒ, 1988. Kriza identiteta savremenog jugoslovenskog drustva (Belgrade: Filip Višnjiƒ).

4. Slobodan Samardzic, 1994. Prinudna zajednica i demokratija (Belgrade: Institut za evropske studije).

5. Svetozar Stojanovic, 1995. Propast komunizma i razbijanje Jugoslavije (Belgrade: Filip Višnjiƒ i IFDT).

6. Immediately after the disintegration of the state, this "Muslim nation" was renamed "Bosniak", probably because the religious criterion for promoting a national identity seemed misplaced, even "grotesque", in both the metaphorical and original meanings of the word, conjuring the strange pictures from the ruins of the palace of Titus in Rome. See Milan Vujaklija, 1966. Leksikon stranih reci i izraza (Belgrade: Prosveta).

7. In an earlier paper, I commented that "in former Yugoslavia . . . it was precisely those who felt Yugoslav, and only them among all its peoples, who did not have their representatives in the federal assembly". See the collection of papers Interculturality, ed. by Bozidar Jaksic (Belgrade, 1995), p. 423.

8. Serbian translation of Francis Fukuyama, 1997. Sudar kultura (Poverenje. Drustvene vrline i stvaranje prosperiteta) (Belgrade: Zavod za udzbenike i nastavna sredstva), p. 41.

9. "Protestant sects and the spirit of capitalism", in: Max Weber, 1946, From Max Weber: Essays in Sociology (New York: Oxford University Press). See Fukuyama, 1997: 55.

 

BIBLIOGRAPHY

 

Bernstein, Richard J. 1992. The New Constellation. MIT Press, Cambridge, Mass.

Fukuyama, Francis. 1997. Sudar kultura (Poverenje. Drustvene vrline i stvaranje prosperiteta). Zavod za udzbenike i nastavna sredstva, Belgrade.

Djuric, Jelena. 1995. Univerzum kulture, in Bozidar Jaksic, ed. Interculturality/Interkulturalnost. Belgrade.

Goluboviƒ, Zagorka. 1988. Kriza identiteta savremenog jugoslovenskog drustva. Filip Višnjiƒ, Belgrade.

Hegel, G. V. F. 1979. Fenomenologija duha. BIGZ, Belgrade.

Samardzic, Slobodan. 1994. Prinudna zajednica i demokratija. Institut za evropske studije, Belgrade.

Stojanovic, Svetozar. 1995. Propast komunizma i razbijanje Jugoslavije. Filip Višnjiƒ i IFDT, Belgrade.

Weber, Max. 1946. From Max Weber: Essays in Sociology. Oxford University Press, New York.