chapter ix

 

Islamic Culture AS Search of

a Golden Mean

 

MAITHAM AL-JANABI

 

 

THE CULTURE OF HIGH RESTRICTIONS:

A MONISM OF CULTURE AND THE PLURALITY

OF SELF-IDENTIFICATION

 

The development of culture and its lofty aims presupposes in some degree a systematic factor which pervades both its theoretical and practical reason. These realize its basic principles and values so that everything proceeds according to its methods of comprehending the essence of being and non being, of the absolute and nothingness, true and false, beautiful and mean, past and future, life and death, "us" and "they".

Although culture is irreducible to a logical system with a number of axioms, it has at the same time its own logic. The essence is the ways and methods, cultivated in and by it, for solving the major problems of physical and metaphysical existence. In aggregate, these solutions form a cultural code which, in response to historical challenges, become a transitional unity of the physical and the metaphysical both for the individual and for society as a whole. This unity arises in historical experience (social and political, ideological and moral) which realizes the structure of the world cultural outlook. The latter is nothing but the wholeness of the principles that constitute the spirit of a culture and the methods of its realization through knowledge and activities.

In the formation of Islamic culture an accumulation of elements took place. These elements led to the well-known Hadith: "Islam came as a stranger, and shall come back as a stranger. Honour be upon those who welcome it!" This somewhat expresses the fact that every step forward is at the same time a return to the beginning. However, this should be seen in the terms, not of an absolute but of a moral spirit, proceeding from its own (Islamic) understanding of the relations between the physical and the metaphysical.

Originally Islam, in solving the unity of the physical and the metaphysical, proceeded from the problem of life and death, i.e. from the mythological ‘eternal’ and its logical prerequisites. Whatever its manifestation, this unity always remained a dilemma of the ‘beginning and end’ at whatever level it is acknowledged. Directly and indirectly it existed in the minds of the Muslim and in his/her use of Qur’anic images and symbols. The latter, as a rule, rotate around the opposites of dawn-sunset, knowledge-ignorance, day-night, sun-moon, light-dark, sky-earth, that disclose the inner and highest moments of being. In this sense, they turn into signs of a moderate worldview built from the opposites of soul and body, the celestial and the terrestrial. Oaths to Day and Night, stars and celestial bodies, Sun and Moon are vestiges of pagan symbols. But these set the boundaries of the physical and metaphysical as defined by reason and served in the formation of a monotheistic vision of the goals and meanings of history. The Qur’an swears:

 

". . . by the Moon,

And the night when it withdraweth

And the dawn when it shineth forth", and also,

"By the sun and his brightness,

And the moon when she followeth", and

"Nay, I swear by the places of the stars",

 

The Lord of the East and West, the wholeness of Being, Beginning and End: These symbolize a continuing change of meanings. For according to monotheistic logic, this presupposes the intention of consciousness that searches the true beginning, and hence works out the inevitability of the values of the existence of the soul in the other world.

 

"When the heaven is cleft asunder,

When the planets are dispersed,

When the seas are poured forth,

And the sepulchers are overturned,

A soul will know what it hath sent

Before (it) and what left behind.

 

However, this inevitability that accompanies the existence of things and man is not identical with the pagan understanding of fate that accompanies Time (Dahr). Rather, it is a bodily and spiritual transformation of the meaning of Eternity. The fact is that Arab paganism considered time as the unique force of the existence of things and man. Therefore, everything and everyone is but an instant of time, which reduces the beginning and end to an eternal transient instant. From this follows their fundamental principle of life and death which says: ". . . There is naught but our life of the world; we die and we live, and naught destroyeth us save time." In other words, the fundamental meaning of time is its capacity to destroy and create components of the universe.

Islam juxtaposed this cold and soulless understanding of time by the Jahiliyah to a heavenly time warmed by the human soul, stating: "A Day with God is as a thousand years of what ye [pagans] reckon." Thereby Islam attempted to unite the limited and the boundless in a human vision of life and death. If death for the Jahiliyah consciousness is the destiny of human beings and an inevitable action of time, then Islam gave this destiny a boundless measure by incorporating death into the serial meaning of human actions. Islam supported the conviction that "Flight will not avail you if ye flee from death." Islam incorporated this conviction into moral metaphysics by uniting destiny and death in the act of journeying to God, by declaring in the words of the Almighty: "Lo! It is We Who quicken and give death, and unto Us is the journeying," "Every soul will taste of death. Then unto Us ye will be returned."10  This journeying to God is defined by "God’s leave", since "No soul can ever die except by God’s leave and at a term appointed."11  For "He keepeth that (soul) for which He hath ordained death and dismisseth the rest till an appointed term."12 

The journey to God is the journeying of the soul to its source. Its existence and death ceases to be a transient moment in the absolute indifference of becoming and disappearing; it becomes an act of divine choice in the process of its permanent re-creation in the cycle of birth—death—resurrection.

The Qur’anic world view is not burdened by polemical searches of boundless horizons for a final sense of the individuality of the soul; rather, it is concerned with the confirmation of its divine (God’s) choice, for it is said in the Qur’an that "Every soul is a pledge for its own deeds,"13  and "We verily created a man and we know what his soul whispereth to him and We are nearer to him than his jugular vein."14  This world view demonstrates the attempts to define and limit the time of human existence by the moral absolutes of life and death; it supposes that, irrespective of one’s aspirations, man will meet God. This worldview crowns life with death, and death with life by including them in an eternal circulation of God’s deeds.

If Jahiliyah considered life as an entertainment and game, and a competition in the amount of one’s property and children, then in early Islam the blessings of life are considered as "but a matter of illusion."15  "The life of the world is only as water which We send down from the sky. When the earth has taken on her ornaments and is embellished and her people deem that they are her masters, Our commandment cometh by night or by day and we make it as reaped corn as if it has not flourished yesterday."16  It is enough for the human being to pay a visit to the graves in order to understand the transient nature of earthly life.17 

These perceptions constitute a positive context for considering free deeds in relation to true life with God. For "This life of the world is but a pastime and a game. The home of the Hereafter—that is life."18  More than that, "Wealth and children are an ornament of the life of the world. But the good deeds which endure are better in thy Lord’s sight for reward, and better in respect of hope."19  It is underscored in the Qur’an that those "who love the life of the world more than the Hereafter, and debar (men) from the Way of God and would have it crooked: such are far astray."20  This warning is noted in the Qur’an in various forms—from soft criticism to threats of eternal punishment: "Let not the life of the world beguile you, nor let the deceiver beguile you, in regard to God."21  The conclusion is clear: these are attempts to unite the act of surmounting self-deception or pagan conviction in the worldly life with the principles and values of self-limitation in the absolute, proceeding from the fact that God is the Truth.

The last idea is the core of Islamic monotheism, since it reduces the various forms and levels of vision of the Uniform True. From here comes the Qur’an’s appeal to the pagans: "Cry unto God, or cry unto the Beneficent, unto whichosever ye cry (it is the same). His are the most beautiful names."22  God is the Lord of mankind, the King of mankind, the God of mankind.23  "Who in the heaven is God, and in the earth God."24  "All that is in the heavens and all that is in the earth glorifieth God."25  And "unto God falleth prostrate whatsoever is in the heavens and the earth, willingly or unwillingly."26  "Therefore glory to Him in Whose hand is the dominion over all things! Unto Him ye will be brought back."27  All the rest with the exception of Him are but names. "There is no God save Him."28  It is He "Who createth, then disposeth; Who measureth, then qudieth."29  "He, the beneficent, has created men, He has taught him utterance, And the sky He has uplifted; and He hath set the measure, But observe the measure strictly, nor short thereof".30  Those who can fly cannot do so, and will never attend to their thirst, and no fire can be ignited, and nobody may live or die without Him. He is the primary, the cause of everything, and everything will disappear, save Him. "There remaineth but the Countenance of thy Lord of Might and Glory."31 

Thus, Islamic monotheism transformed God into an absolute source of existence and action. Their purpose was to turn Him into the beginning and end of everything (32).32  "He is the Primary and the Last, and the Outward and the Inward"33  He is the "Light of the heavens and earth. . . . He is the Light of all Lights."34  He is a pure being, within Himself He supposes the meaning and value of every action, and the whole world is of equal worth to Him. If He "openeth unto mankind of mercy none can withhold it; and that which He withholdeth none can release thereafter."35  Reality and fate dissolve into this wholeness, and there is not a trace of indifference in this, since everything that He undertakes is undertaken with wisdom. He is closer to man than his jugular vein. "There is no secret conference of three but He is the fourth, nor of five He is the sixth, nor of less than that or more, but He is with them wheresoever they may be."36 

This monotheistic view has determined, in its turn, the substantiality of God in His actions and the acts of individuals and community; and precisely because of this, the substantiality of the Single. That is why every call, pray and appeal should be ascribed to Him only.37  "If there were therein gods beside God, then verily both (the heavens and the earth) had been disordered."38  "Unto God belong the East and the West, and whithersoever ye turn, there is God’s countenance."39  From this follows the identity of God and Truth, and the singularity of God means the singularity of Truth; He is the True, and "that which they invoke beside Him is the False."40  He is the King of Truth, and "There is no God save Him"41  "The decision is for God only. He telleth the truth and He is the best of Deciders"42  in existence and actions, since He is the source of universal wisdom of being whose sign is found in the body and soul until the Truth becomes manifest to all.43 

The ideal incarnation of God’s wisdom in the social and spiritual existence of humankind is society (Jama’) and the community (Umma). The practical manifestation of monotheism is the transformation of society and community into ideal samples of the socio-spiritual existence of humankind, which assumes the harmony of the monotheistic view in the specimen of the Muslim, and the community—as a community of believers. Their unity is confirmed and understood in the universal principles of Islam and its basic rules: prayers (five times), fast in the month of Ramadan, the Pilgrimage to Mecca, and alms-giving (Zakat). In its turn, this is only the minimum bounds of a wholeness of society and community. These bounds also reflect the spirit of moderation. Society is an integral wholeness which resembles Him, since if the Lord "had willed, He verily would have made mankind one nation, yet they cease not differing."44  But "He sendeth whom He will astray and guideth whom He will, and ye will indeed be asked of what ye used to do."45 

Thus, Islam expresses in its basic principles the Truth and the Uniform in their quality as the highest ideal to be imitated in going along the path of Truth. This is by uniting with moderation the possibility of imitating through identifying society and community with truth. If the principle of monotheism is a principle of unity (of society) and the principle of spiritual unity (of the community), then their synthesis inevitably leads to the formation of an image and idea of middle community as a practical sample of monotheistic socio-spiritual spirit. From here follows the Qur’an’s appeal to the Muslims: "Thus We have appointed you a middle nation, that ye be witnesses against mankind."46  Thereby, the middle character of the community is defined not by temporal and historical criteria, but by the demands of moral moderation. From this follows its rigorous imperative: "And there may spring from you a nation which invites to goodness, and enjoins right conduct and forbid indecency".47  The essence of the duty in the historical formation of the community is reflected in the verse which names it (community) "Ye are the best community that hath been raised up for mankind. Ye enjoin right conduct and forbid indecency; and ye believe in God".48  This evaluation is based not on its exceptionality, but on the superiority of the middle community as an ideal community. In other words, the middle community is the realization of the ideal of middleness as a universal virtue, and that is why the middle community is the community of good, and vice versa.

The society guards moderation of the community exactly in the same way as its moderation creates its socio-spiritual wholeness (Umma). The society and moderation as the intrinsic components of the religious unity led to the creation of a cultural unitarism. The point is that the constitution of society with the help of moderation, and the comprehension of the later in the tradition of the former, have basically created in the process of the development of Islamic culture the idea of the bases of Islam. Its corresponding ways of the unity of the reasonable and the transmitted (Al-Ma’kul wal Mankul) as the universal theoretical forms of the expression of moderation in the Hadiths, in the form of traditional and critical perception (Riwaya-Diraya); and in Fiqh, in the form of free interpretation and agreement between the authorities (Ijtihad-Ijma). Thus there opened the possibility of the transformation of the community in the wholeness of diverse searches for true moderation. This, in turn, led to the growth of the value of Sunnah as the practical form of moderation, both religiously and secularly (ad-Din wa-d-Dunya)—in politics, social and religious-rituals (Adat-ibadat)—in Shari’a. As to their constant synthesis (theoretically and practically), it has made inroads into all the major binaries of Islamic culture (esoterism and exoterism, ancestors and inheritors, Islam and faith, this world and the hereafter, etc.).

The formation of cultural unity with its fundamentals (usul) has enabled the possibility of speeding up the multiform self-identification, whose ideal type is embodied in the so-called "rescued sect". The latter represented a self-renewing quantity of Islamic knowledge and action which tried to find the ideal moderation, enshrined in the following Hadith: "Jews were divided into 71 sects, Christians into 72, and Muslims into 73 of which only one was rescued—the one which followed the Sunnah and society.49  In other words, the struggle in the Islamic community which accompanied the formation of statehood, inevitably produced the worth and efficiency of the "rescued sect as an embodiment of the possibility of finding moderation and truth.50  Consequently, it facilitated the working out of the necessary bases of the paradigmatic moderation in society and vice versa.

If we take into consideration the fact that the Sunnah historically is the Sunnah of the society (or its laws—Shari’a), in the sense of accumulating its own experience of what can be an acceptable coordination, then what is an acceptable (in faith) coordination is but what is accumulated in the cultural understanding of the bounds of moderation. Proceeding from the above-mentioned, it is possible to assert that the principle of the unity of the Makul and Mankul and the principle of a practical (moral) unity of the religious and the secular become dominant in working out the bounds of moderation. The comprehension of the unity of theoretical and practical principles by the community would be impossible without the perception (refraction) of monotheism in its socio-political and moral experiences in such a way that history and monotheistic views could join in the creation of the components of moderation. However, this does not mean, that the latter had a theological nature. Rather, in its torments and happiness, victories and defeats, it wove its fibre of perceiving what had been and what would be. It is those extremes which unite in the course of the formation of moral and religious consciousness.

Therefore, it is not accidental that religious fervor and the Qur’anic word captured the minds of the "first Kharijites" when they revolted against and assassinated the third Caliph (Uthman ibn Afan). They saw in his behaviour a deviation from justice (moderation and truth). The same motive guided their supporters (Al-Muhakims, or pure Kharijites) in their actions under the banner of "divine court". They tried to transform God into the single one who hands true justice, i.e. fair justice,51  thereby facilitating the working out of true values (just and moderate laws) and placing it on the foreground in the moral evaluation of socio-political practice. The outcome was an indiscriminate accusation of all those who did not share their understanding as apostates.

This practice, which outwardly looked as a violation of the community’s unity in the name of Islamic moral rigorism, was factually a result of a "historical violation" of the socio-political nature of monotheism and its moral spirit. If it was difficult for the Kharijites to have relations with this reality from a position which took into consideration the overall state interests, for the state had no right of existence outside the universal principle of truth. They tried to unite the moral-social-political components, with the help of a uniform principle (justice), by converting it into the beginning and end of the being of the Islamic community. It is clear from this why they ignored the theoretical reason in their debates about the distinctive features of the believer, proceeding from the fact that action is the true criterion of faith. They were not able to interpret humankind in the categories of body and soul and were not interested in the value and meaning of dividing into parts what in reality is one. In other words, they did not reach the level of metaphysics in order to perceive the world and its events, and likewise they did not try to find in the endless depth of justice the meaning of predetermination and freedom of will, since they reduced everything to appeals for action. From here follows, the incessant resistance of the state to the Kharijites, aggravated by its attempts to present itself as a unique force capable of defending the interests of the community and the harmonious unity of the religious and the secular. This antagonism sowed within the first century of the Hijra all the seeds of future plants, which seek the warmth and light of true Islam, i.e. it led to the formation of the wholeness of the Islamic culture in its aspiration towards unity and moderation.

If the Kharijites brought to life the problem of "heinous crimes" and the rigorous moral which follows from this as the only criterion of faith, then Murji’ites became their opponents, since they asserted that faith is one and indivisible. They accepted the formal premise of the Kharijites’ moral on the unity of word and action, Islam and faith, but incorporated them into the orbit of perceptions on the priority of intentions upon deeds (actions). The result of this was the famous phrase: "You cannot damage faith with a sin, and cannot rescue it by apostasy and obedience". In spite of the fact that the Murji’ites’ mastered the Kharijite tradition of severe limitations, in the end they overcame the practice of indiscriminately accusing them of apostasy by diverting the opposite terms faith and usefulness, faith and disbelief, sin and obedience into the outward characteristics of faith understood as an internal condition of man, in his/her heart, intentions and knowledge. Murji’ism found a new way of finding a free compromise in thought and conduct.

Both Murji’ism and Kharijism were haunted by the extremism of exoterism and esoterism, i.e. everything that called for the destruction of the necessary minimum of a realized unity of knowledge and actions, and the very fact of belonging to the Islamic community. This was especially and obviously exhibited in the activities of the gulat—"extremists". This trend limited its future and past within the framework of moral intuition. For the gulat the fall is a deviation from truth and justice. However, the extremists considered truth and justice not as independent principles, but rather as an act, which by its manifestation and spirit is closer to an "intense" political choice. From here we can understand the secrecy of the various positions and evaluations of the essence of al-Gulat (extremists and extremism) and their characteristics in emphasizing the important place of divine metaphysics and politics in their doctrines.

This fact is mainly connected with the place that politics holds in their attempts to incline God to their side in the struggle through the interpretation of that which is considered as true and sincere, false and unfounded in words and deeds—theirs and those of their opponents. However, this hindered the accumulation of objective judgments about the essence of extremism. On the contrary, these judgements developed within the first two centuries of Hijra through the determination of the essence of the Muslim, instead of the believer. Some considered that a Muslim is one who recognizes the prophecy of Muhammad, the truthfulness of his mission, irrespective of what he said later. Others considered a Muslim as anybody who pronounces the Islamic recognition: "There is God save God and Muhammad is His Messenger!", irrespective of whether one pronounces this recognition sincerely or not. Others considered as a Muslim the one who conducts the daily five prayers in the direction of Ka’ba. Others were stricter in defining who is a Muslim. They considered as a Muslim the one who recognizes the eternal existence of God, and that He is the creator of everything, and who recognizes all the fundamental rules of Islam, and clean him/herself from all innovations [Bida’] which lead to apostasy52  In this regard, the essence and definition of Islam and the Muslim were identified with external (exoteric) manifestations of faith as truth (moderate), and all that contradicts this understanding was regarded as extremism.

If this position opened the possibility of rebelliously deepening esoterism as something that does not deserve to be included in the pyramid of dogmas, at the same time it led to the substantiation of the necessary minimum of unity (in body, soul and language). That unity already permeated the feelings and consciousness of the community that was finding and substantiating its values and actions as conditions of moderation. Owing to this understanding, the primary agreement of the community (Ijma’), including its Shiite part, to recognize the Shiite Saba sect as extremist, i.e. as being outside the framework of Islam, was not accidental, since this sect propagated the divine nature and origin of the Shiite Imams, and identified truth (justice and law) with a Person, and the community with its separate members, thereby promoting an extremist psychology, which the moderate Islamic tradition called "the expectation of the deceased Imams". This conditioned the transformation of the idea that holds that everything is free and legal for those who knew the Imam,53  into the slogan of the infallibility of the trend itself.

The point is that esoteric extremism personified truth (justice, law) to such an extent that it praised its trends and emasculated the world in the name of a shadow, and was carried away with the idea of turning the bodies of their Imams into the history of the divine creation of Apparition (of shadows and bodies) and Souls (of a law and truth).54  Consequently, the idea of incarnation turns into a rational type of expressing perceptions of justice and truth. That is why some of these sects, for example, Al-Mansuria, could conclude that paradise is a man, the sovereign of time, which we are obliged to join it; and hell is a man, the enemy of the Imam, for whom one must to be in enmity. Consequently, one who found the Imam is free from all obligations of external faith,55  for rites, as the Jinahiya (an extremist Shi’ite sect) contends, are but allegories that solely indicate who has to be supported among the Prophet’s family (the Shi’ite house).56  The quintessence of these positions and ideas is reflected in the socio-political views (for example, of Al-Jarudia) that accused the community of apostasy and deviation from truth since it refused to support Imam Ali, the historical and spiritual father of Shi’ism, in his struggle for the Caliphate,57  or those who went further, such as Al-Mansuria that declared that God sent Muhammad with Revelation and Ali with Interpretation. From this follows the practical (political) conclusion of the possibility of the terrorist murder of one’s opponents as a secret (internal and true) duty in the name of the faith.58 

The personification of deity, the prohibition and prescriptions of religious and secular life (ad-din wa-dunya), the external and internal (az-zahir wal-batin) in the critical perception of tradition (ad-diraya) and its strict reproduction (ar-riwaya) enabled extremism to take deep root. The result of this was a strengthening of the inclination towards sobriety and deliberating the meaning and values in working out its own ideas of reason and faith,59  i.e. everything which facilitated finding in its own conduct reason and conscience of the moderate synthesis of the reasonable and just (reason and faith). This means the activation of the rational, realistic and moderate elements in extremism itself, since the latter, essentially, is the emotional manifestation of the principle of truth and justice. The moderate synthesis of the reasonable and the transmitted (Makul wa Mankul) organizes the rational realistic moderation within the limits of efforts sanctified by principles instead of persons, by metaphysics instead of history, by moral instead of politics, i.e. by social-moral and spiritual monotheism.

An example of this is Hassan Al-Basri, in whom the major principles of Islam were personified: in history the metaphysics of Islam, in politics the morals of Islam. He reproduced in his behaviour the lofty moral spirit of Islam. He turned his body into a pious mirror of fear of God and emotional speculation of being. He expressed these emotions by means of grief, as if he wanted to bemoan the world for its past, present and future, while wondering and feeling the discontinuity of its aspirations and the will’s weakness in attaining perfection. His behaviour and way of life caused him to be called "the adept of grief, who was accustomed to a life with diversion, distress and sleeplessness!" Others "never saw any other human being so filled with grief", and stated that "his heart was filled with grief."60  His grief found expression in the idea of the fear of God which dominated his speculation and behaviour. From here follows his idea that "one who knows that his life will end in death and will inevitably face God has to be in constant grief." "Constant grief facilitates undertaking good deeds;" "the true believer is in grief in the morning and in distress in the evening, and it can not otherwise, for his life is in between two griefs."61  Hassan Al-Basri overcame the narrowness of politics and the extremes of its creators.

Because of this, the extreme Shi’ites accused him of being the "mouthpiece of the Umayyad dynasty". In their criticism of him, they compared his "merits" with the "merits" of the then cruel ruler of Iraq (Al-Hajaja) in the following words: "If not for the rule of Al-Hajaja and the tongue of Al-Basri, the Umayyad dynasty would not have lasted a day". On the other hand, the Umayyad power interpreted his silence as a secret protest, and his ideas of freedom of will as a challenge to its (political) fatalism.

In reality, the self-grief and distress embodied in him is nothing more than a personification of the socio-political protest against social and political vices. An obvious proof of this was his appearance and behaviour, body and soul, words and appeals, addressed to the community and to the authorities. His ideas of freedom of will, they were but a lofty aspect of freedom in understanding the substantial forms of truth (legality and justice). Thus, in his famous reply to the letter of the Caliph Abd al-Malik ibn Marawin (d. 704 A.D.) who asked Al-Basri whether his idea of the freedom of will corresponded with what is said in the Qur’an and Sunnah, he underlined (in his reply) that the most important thing in this problem is the proof of God’s existence (truth), and not one’s own desires, since the meaning of will and its essence is to follow truth and the truthful. Likewise, God’s direction is His command to observe good, justice and benefaction.62 

The fact that he stood above the zealousness of the opposing forces and their mutually exclusive positions and evaluations is a lofty moral form of justice. That is why, in his personal integrity, he became a representative of a unity of contradictions. In reality he was a typical embodiment of the socio-moral and political moderation of his epoch by "withdrawing" from extremes. He himself became the source of the "withdrawal" of the first Mutazilites. If the outward view of the actions of the first Mutazilites took the form of a withdrawal, the historical (cultural) meaning of that act was, in reality, an intimate step towards God. He himself paved a solid way for elaborating and accepting the idea that the middle way, between the two extremes, is the most acceptable form of the theoretical and practical moderation established in the first century of Hijra. Here, Islamic vision has somehow closed its primary circle, by returning, as it were, to the very same elements accumulated from the very beginning of Muhammad’s calls and appeals, which led to the elaboration of the Islamic universal principle of moderation, consisting of the recognition that monotheism is a prerequisite of moderation.

The fact that Mutazilites began their movement with the idea of the middle way between two extremes and ended in the recognition of reason as the last judge reflects the necessary way of the first Islamic self-consciousness through overcoming the extremity of the conflicting forces and the rigid contrast of their doctrines. This clearly shows the historical and cultural merit of Mutazilism as the first trend in Islam that established the theoretical bases of the idea of moderation by negating the exoterical and the esoterical, and by replacing extremism by the centrism of the rational vision of moral monotheism. From here follows the self-evaluation of Mutazilism reflected in their title: the people of justice and monotheism! The achievement of this level by Islamic culture means that it passed a primary and necessary stage of understanding its own lofty limits by theoretically substantiating the systematic character of practical (moral) reason and having tried to realize it in all spheres of the social life of the Caliphate.

 

RATIONAL-THEOLOGICAL LIMIT OF ISLAMIC EXOTERISM: THE DILEMMA OF REASON AND SHARI’A (REASON AND FAITH)

 

The achievement of a systematic level by Islamic theoretical (rational) Reason in the first two centuries, and the consciousness of the moral need of action for the construction of the socio-political wholeness of community (for the Mutazilites), means that the culture achieved its primary lofty limits, since thought itself assumes the unity of theoretical and practical components, and the need to constantly confirm its initial principles. The latter realized itself in the society and in moderation as the organic component of the physical (socio-political) and metaphysical (spiritual) existence of the community. The return to the initial principles (fundamental) was a conscious act of refining moderation and middleness in all the basic components of the historico-cultural moderation of Islam: the religious and the secular (Din wa Dunya), this life and the hereafter, customs and rites (Adat-Ibadat), ancestors and successors (Salaf wa Khalaf), critical perception of traditions and traditional acceptance of heritage (Diraya wa Riwaya), free interpretation and authoritative agreement (Ijtihad wa Ijma’), external and interior (Dahir wa Badin—Zahir wa Batin), elite and mass (Khawas wa Awam), law and truth (Shari’a and Tariqah).

The correlation of reason and Shari’a (the established order of faith) is one of the most universal dilemmas which embodied in itself the unity of the historical and logical in the formation of the basic binary of Islamic culture. It united within itself and allowed the coming together of different components—ontology, metaphysics, knowledge—into the process of the formation and development of cultured Islam’s dilemmas reflected in the binary. In aggregate, this is the wholeness of the different aspects of moderation, since these aspects limited each other, thereby facilitating the elaboration of rules of self-limitation. The unity of the religious and the secular, this life and the hereafter, customs and rites, ancestors and successors are types of the socio-political, legal and spiritual wholeness of the community. The traditional transmission of the oral heritage and its critical acceptance, the rational and traditional acceptance of faith, free interpretation and authoritative agreement, all are the ways of knowledge and action of the community. Its metaphysical and spiritual world feeling, world perception and world understanding, was formed in the binary of the internal and the external (esoteric and exoteric). In this sense, we can say Islamic culture, in a definite sense, represents a culture in which self-limitation is identified with the presence within it of fundamental principles. This, mainly, explains its capacity for self-organization and self-reconstruction. However, this does not mean an absence of the "rebellious spirit;"; nor does it not mean the end of idle contemplation. One can only comprehend its complexities with the help of such separate (or systematized) concepts such as conservatism, irrationalism, reticence, theocracy, or through their opposite terms. The point is that the Islamic culture from its very inception embodied in itself what later was called the unity of the religious and the secular. The legal realization of this unity found its reflection in the Shari’a.

Thus, the Islamic Shari’a is but a way of existence and ordering of its own trials in the religious and secular world. Therefore it is natural that the Qur’an, in its capacity as a historical and supra-historical source of revelation, holds a top position in the Shari’a.

The eternity and creativeness of the Divine Word became the object of hot discussion in Kalam and Fiqh; its historical and supra-historical character inevitably conditioned the theoretical and practical value of the Sunnah. The latter acted as a criterion of the authenticity of Islamic faith stated in the Qur’an. Its inclusiveness into the system of Islamic fundamentals (usul) is but a widening of the necessary range of the comparisons corresponding to the needs of state formation.

The formation of the Islamic community (Umma), historically, was the realization of its revelation, while the state, the Caliphate, was a realization of the community’s will. The chain of revelation, the community-state, was closed, in-so-far as the volitional return to its initial principles became an inevitable cultural act. This examined and refined its own judgments in relation to the innovations introduced into the religious and secular life of the community. This return led to the Islamic mentality, which was highly tempered in political and military battles, and to political and theological commentaries (Tafsir) and interpretations (Ta’wil) of the Qur’an. Therefore, "practical reason" turned into a corresponding measure of the perception of "true revelation". In aggregate, these processes led to the trinity of revelation (Qur’an), conduct (Sunnah) and comparison (Reason). Further, the components of this unity were formulated into the legalized universal bases of religion (usul ad-din).

In order to reach this level, Islamic culture was bound, at least, to overcome the self-sufficiency of its initial revelation. The point is that the dissolution of the initial revelation into statehood and law (Caliphate and Shari’a) gave a relative independence to the unity of the religious and the secular and, thereby, engaged problems in politics and knowledge whose theological-philosophical form was the correlation of reason and prescriptions of faith (Shari’a).

Here, it is necessary to underscore that the correlation of reason and prescriptions of faith is the result of the separation of spiritual-intellectual and social-political activities, which brought into being the collision and clash of inquisitive reason and conclusive codes. This is how, inevitably, the unity of opposites emerges, since the "overwhelming" force of reason is not separated by an "iron curtain" from its apologetic, guardian abilities, while the limitation of dogmas contains elements quite suitable for the reasonable regulation of ideas and feelings. Reason cannot be isolated from the regulators of a concrete type of culture; it does not hold back culture’s internal transformation or rethinking of its premises. At the same time the limits imposed on culture by dogmatic-legal prescriptions are not so narrow as to hamper its internal revolutionization, since the prescriptions of faith are nothing more than reason historically transformed into untouchable "holy commandments".

In this sense, the problem of the correlation between reason and prescriptions of faith posed by the Islamic culture is only the "historical-Islamic" formulation of a general cultural problem born out in the course of the political and spiritual-intellectual struggle within the Caliphate. This problem faced, albeit not simultaneously, thinkers of diverse cultures. If one compares the world of Islam and its problematic tasks with that of Christian culture and the religious-philosophical consciousness, then one can say that the problems solved by them emerged against a concrete historical background; consequently, each one of them has its own cultural image. Like everything which has a "will to live", former problems pass from simple to complex forms. Ideological "infancy" is no less complicated than ideological "senility", simply because the latter overlooks the sufferings of the first.

The problem of the correlation of reason and prescriptions had its political and spiritual-intellectual prehistory. It engaged and tormented one entire generation. It was achieved by much suffering through social collisions, by methods of politicizing and ideologizing which became the interpretation of the "Divine Scripture". It is nothing more than politicized reason in its relation to prescriptions and ideologized formation in the heat of political-religious conflicts. Their wholeness was bound to collapse, for the different spheres of practical religiousness and religious consciousness had to appear. Within the framework of this process reason was to interact with the socio-political and spiritual-moral realities, while simultaneously drawing from the Qur’an the basis of its symbolic interpretations. This situation, in turn, engendered the problem of the creation and eternity of the Divine Word. The early Islamic consciousness conditioned this problem in the course of sharp polemics about the "nature"—created and eternal—of the Qur’an as a Divine Word. In the spiritual life of the Caliphate this problem remained central for a long time, and was the seed of the later problem of the correlation of reason and prescriptions. Polemics about whether the Qur’an existed eternally or was created was, in essence, the beginning and the outcome of controversies about divine attributes. The famous Kharijite phrase that "no one is given to judge, save God" engendered the religious-political unity of the community on the question of the legitimacy of the power of Caliphs. This was an address against the habit of the people to discuss and make their judgements about questions which had already found their solution and in a sense received "divine solutions".

The movement of the Kharijites was the initial practical expression and political formulation of the correlation between reason and prescriptions which delivered it to the plane of political-theological and moral delimitation. For the Kharjities, the word carried a major meaning, being by itself void of any values. This, to a certain extent, is connected with the pagan traditions (Jahiliyah). The pre-Islamic tradition never knew the separation of word and deed, since it knelt at the altar of loyalty to the word. The Kharijite movement deepened this trait of Jahiliyah in its dogmatic prescriptions and political actions.

But word and deed, unlike their cherished unity, do not always totally coincide. The aspiration to unity that reveals itself in the activities of political groups is regarded as the necessary situation of unity, in order to once again become a "victim" of unity’s constant negation. The Kharijite movement, which first subjected revolutionary negation of the availability of "unity", actually aspired to re-establish the lost social-political and ideological unity of the community. The fact that the Kharijites gave only God the right to judge does not mean the negation of reason by declaring the priority over reason of Shari’a and the "Divine Scripture," but is a practical attempt to unite them on a moral basis. This was how the initial background of the delimitation of the social forces was created, insofar as reason was not isolated as an independent form of action having its own system.

Thus, it is understandable why the Kharijite call of punishing "those who committed heinous crimes" turned into the major slogan of this movement. This is not an external world of politics in opposition to the innermost world of faith. Nor is it the world of Kharijite faith opposed to the world of the Murji’ites’ conventional faith (Itiqad), although both of them, more or less, reflected this tendency. This is a living expression of the methods and forms of revealing the practical realization of the correlation of reason and the prescriptions of faith. For example, the Najdites-Azarites resolved the problem of political forgiveness (Itizar) of political opponents to the level of Ijtihad, thereby delegating reason to solve the task of applying the prescriptions. In this way, based on the assertion "on forgiving those who do not know the prescriptions," Najd ibn Amir al-Hanafi opened the road to a rational (practical) approach to "written" prescriptions. Later, this problem for the Kharijities took the form of relation to religion. They asserted that knowledge about God and prophets and their recognition is a must, and ignorance about them is not forgivable. In all other cases forgiveness is admissible, till a criteria is worked out for what is allowed and what is prohibited. More than that, they held that before establishing an appropriate criterion, it is godless to accuse one who is searching such a criterion or realization (Mujtahid) of a mistake.

Here, we have one of the initial and, to large extent, primitive forms of delimitation in the world of politics, between the unity of moral knowledge, legislative practice and the possibility of independently undertaking Ijtihad. This is not subject to interdiction, so long as, in the given situation, a practical realization comes into force. The spirit of realized morals prevailed in Kharijism to such an extent that it considered the Sura "Yousef" not to be related to the Qur’an, only because in their opinion a love story cannot belong to the Qur’an. Notwithstanding the different motives of such an extreme negation and difference in its realization all these sects emerged on the basis of uniting the values of reason and morality with the "Divine Scripture". In one of these trends, Ajariditism, these trials to unite turned into an "extreme" heresy that was absolutely opposed to Sunnism. This was a realization of the ethics of critical reason, which stood in defense of the true law.

This sect did not forward the principle of the interaction of reason and dogmatic-legal prescriptions; however, it proposed the principle of moral prescriptions, considered from the practical and critical-rationalistic view. This explains the first courageous attempts by some sects, such as Kharijites-Atrafites, to pose the question of the correlation of reason and prescriptions of faith. As al-Shahrastani notes, this forgave those members from remote communities, having poor access to Islam, left the unknown Shari’a rules, if they did this on the basis of reason.63  At the same time, some of the Kharijites-Ibadities admitted the possibility that God can send prophets without any signs, who therefore were not obliged to demonstrate wonders.

The Kharijites formulated into a set of concepts the problem of the correlation of reason and prescriptions of faith, and revealed its practical importance, without promoting it to a level of "theoretical abstraction". This coincides with the conceptions of early Shi’ite sects. They also followed the road of "theological ailments" i.e. the road of political "divine theologization", by suggesting that problem of power (Imamt) was a fundamental one, and making it the core of examining the problem of reason and the prescriptions of faith. This problem in different Shi’ite commentaries took the character of direct or indirect, rational or irrational "political" speculation. The esoteric interpretation of this problem, mainly by the Shi’ite "extremists", was also a way of posing and suggesting the problem of reason and prescriptions. The Shi’ites proposed many fruitful ideas, but were unable to create a strictly universal "theory" of the correlation of reason and prescriptions.

The possibilities for a rational-esoteric commentary of the Divine Scripture were infinite. Thus, for example, Ismalite thought demonstrated as before that reason was obliged to fulfill its interpretative functions in the process of spiritual emanation as an expression of the intellectual and spiritual "power’ of the Imam. As the rescuer Imam expected by them keeps a daily-cosmological and spiritual-political position, it was difficult for their principle of following the Imam to become hardened into a strict form of traditional theory.

The task of Shari’a is to bring the movement of the soul and body to perfection, which is but attaining cosmic reason and intermingling with it as a mediator between the creation and the creator. Hence the final refuge of everything that exits, precisely because of their correlation, can be neither mechanistic, nor even historical (temporal). This correlation is constantly interchangeable, and its content is predetermined not by subordination or correspondence, but by its aspiration towards unity, of which the highest manifestation is the Imam. Thus, the correlation between reason and prescriptions enters the boundaries of what can be called the absolute ideal of material and spiritual relations of the world. This is because the legislative prescriptions, according to the ideological representatives of the Ismailites, are nothing but "eternal spiritual worlds given by God", and these worlds, in turn, are no more than "created and embodied legislative prescriptions".

This formulation of the correlation of reason and prescriptions has its foundation in the Shi’ite heritage, as well as in Islamic culture. It has a real-historical foundation as do other spheres of social life, since the fundamental problems of the "world of reason and prescriptions" in Caliphate culture are products of Ijtihad, which was dictated by the realities of political and spiritual evolution. At that time such concepts as Scripture (kitab), tradition (Sunnah), agreement (Ijma’), analogy (Qiyas) were formulated, and the "fundamentals" of Ijtihad were formed. In due course, differences appeared concerning whether the "fundamentals" are conventional. For example, many leading thinkers of different trends and schools did not agree that Ijma’ is mandatory. Among them al-Nazzam (d. 845), Ibn Rushd (d. 1198), al-Ghazali (d. 1111). Different attitudes were generated towards the formulation of agreements, on whose basis the correlation between reason and prescriptions could be built. The Hadiths—widely used in Islamic law and saying: "Divergence among my community is virtue", and "My community is not united on delusion"—do mean a general formulation of a defense of freedom of thought, divergence of views and the legitimacy of independent judgment.

However, this phenomenon has its "weak points". The major problem here lies in the fact that the theoretical formulation of these or other solutions of the problem of correlation of reason and prescriptions is itself a product of a concrete phenomenon that is connected with the fact of Islam’s domination and with the realities of the development of the Islamic state.

Ideological divergence, and sometimes even contrasting positions, became the initial concrete way of realizing the abstract formulation of the correlation of reason and prescriptions. The legal basis and Islam’s heritage as a field of conflict produced, at the beginning, two schools—"the people of Hadith" and "the people of opinion". Among the adherents of the first school were: Malik ibn Anas, Sufian al-Sauri, Idris al-Shafi’, Ahmad ibn Hanbal and Daud al-Isfahani. To them, reason never lost its real force, but it was reduced to such an extent that it became secondary in comparison to the Divine Scripture. A typical formulation of this relation is ash-Shafi’i`s judgment: "If you find for me a doctrine, or information that contradicts my doctrine, know, that my doctrine is that information".

It will be incorrect to approach this idea on the basis of modern political culture and established scientific principles. The idea, proposed by ash-Shafi’i might make old doctrines an object of correlation with the new "true information and texts". However, since these "information and texts" cannot be infinite, consequently, the very idea ends in a cul-de-sac. But this cul-de-sac is liquidated if one looks at its principle as narrow rationalistic and practical approach towards texts which have to be permanently critiqued. At the same time, such a conclusion is not a product of the conservative stand of Hijazian retrogrades; rather, it is the culmination of its refraction in the spiritual forces of a living and growing culture, whose fundamentals and understanding are broader and more universal than any divine texts, which inevitably suffer limitations.

This position reached its most abstract culmination only after the "people of opinion" such as Abu Hanifa, Abu Yusuf al-Kadi and others began their active discussion. They made free opinion a necessity in relation to Scripture, and the divergence of ideas. That is why Abu Hanifa could not repeat ash-Shafi’i`s judgment and instead declared: "The best he reached is that he can judge things according to his own opinion. Who is capable of doing something else can also have an opinion, and we have our opinion". Reason, apparently, became operational and active in dealing with Divine Scripture.

However, this position was formulated fully only in the premises of the systematized theoretical thought of the Mutazilite school of Kalam. The major principles of Mutazilite thought predetermined the general tendency of their views and positions in the problem of the correlation of reason and prescriptions. At the hub of the general principles which the Mutazilites shared is the idea that humankind is capable of creating both virtue and evil. God creates only the good and the just, since His wisdom binds Him to observe the interests of His subjects. The basis of knowledge and gratitude for beneficence are mandatory, even before the appearance of Divine Scripture, and the good and evil have to be cognized through reason.64  For example, the Mutazilite al-Allaf (d. 849) proposed the idea of the mandatory knowledge of God for the mature believer not by reason, but by instruction; he has to know the blessing of the blessed, and the abominableness of the abominable, perform good deeds i.e. has to be honest and just, and avoid what is abominable, namely, injustice and falsehood.65  This idea was also shared by al-Nazzam who said that a thinking man, if he is reasonable and capable of intellectual pursuits, before the appearance of the Scripture, has to know God with the help of reason and logic. More than that, reason has to give evaluations to all conduct in terms of their blessing or abominableness.66  The other famous Mutazilites did not differ from him in the treatment of this idea. Sumama ibn Ashras (d. 828), for example, added to the above-mentioned thought what he called the possibility of excusing the non-believer of his ignorance of God. All knowledge is necessary, consequently knowledge about God is not among what is commanded, it is not compulsory. Man "as every animal was created for edification and labor".67  At the same time, the Mutazilite Isa ibn Sabih al-Mardar asserted that reason obliges man to know God with all His attributes and commands even before the appearance of prescriptions of faith.68  Muhammad ibn Abd al-Wahhab al-Jubbai (d. 915), another leading Mutazilite and also his son Abu Hashim al-Salam al-Jubbai (d. 933), formulated the idea of the correlation of reason and prescriptions in the following way: Knowledge of God, gratitude to the Beneficiary, knowledge of blessings and the abominable is the responsibility of reason. This idea prompted them to talk about the "rationalized Shari’a"; at the same time that they reduced the "Shari’a of the Prophet" as "definite commands and authentic rituals" to which reason may not appeal, and which does not take thought as a guideline. By virtue of reason and wisdom God should remunerate the obedient and punish the disobedient, since sending codes and prophets to this world is but God’s grace.69 

In their ideological premises Mutazilites gave a precise formulation of the problem of the correlation of reason and prescriptions. Their solution of this problem outside the framework of the dogmatic-textual theology also differs from the judgments of the early Islamic thinkers. They developed rationalistic conceptions of this problem to such an extent that al-Ghazali later spoke about the "extremism" of the Mutalzilites, which contrasted reason with prescriptions.70 

Indeed, the rational proof of the existence of God which factually placed the judgment of reason above all other courts, has received its brilliant embodiment in the assertion of al-Nazzam on the absolute independence of reason’s capacity to judge everything that is related to mankind. At the same time, according to Sumama ibn Ashras, legal responsibility looses its value when compared with rational knowledge, in so far as knowledge "is necessary by itself". The same idea prompted al-Mardar to assert the independence of reason in knowing God in its judgments, irrespective of any legal Code. Consequently, as al-Jubbai would later say, the existence of a rationalistic "non-Divine" Shari’a is possible.

The Asharites, in general, followed in the footsteps of Mutazilites, especially in matters concerning the application of logic to the problem of reason and prescription. However, they solved this problem in a somewhat different way, which later received the name of "Asharism".

Al-Ashari asserted "cognition of God by reason is admissible, but there must also be faith". In this sense, he created this duality, when the power and necessity of reason is recognized, while at the same time, the role of prescriptions is kept intact as the highest judge. This is not an attempt to subordinate reason to prescriptions, but an attempt to determine the functions of each with the recognition of the right that prescription has to be the last judge. Therefore, God’s forgiveness of his subject, according to al-Ashari, is beyond any rational judgment, since injustice is not part of God’s essence. Everything that is part of the obligations defined by prescriptions is not subject to the judgment of reason, since reason never obliges and never sorts conduct into blessings and abominables. Everything that belongs to the Hereafter, such as rewarding the obedient and punishing the disobedient has to be recognized as belonging to "faith", and not to reason. God never binds reason to goodness, nor softness, nor to any other obligation, since everything that is dictated to reason from the point of view of mandatory wisdom has its opposite side.71 

However, this theological truism withers away in the duality of reason and prescription, if one looks at it from the point of view of what is characteristic of their necessary unity. If some Mutzilites almost achieved their full isolation, instead al-Ashari attempted to join the two together. Factually, it was no more than an attempt to unite some premises and methods employed in the Mutazilite Kalam with Sunnite trends, for example, with the "people of Hadith". Nevertheless, this was a major step forward, of course, not in the direction of creating an artificial eclecticism, but in the direction of creating a moderate trend in theological thought, having effective political and spiritual positions in the situation of tough ideological confrontations. It was a moderate synthesis which should be realized in the course, or upon the termination of deadlocked struggles (cul-de-sac). When al-Ashari gave this position independent features, his followers, in essence, devoted themselves to the same "schoolboy" position among the rivaling ideological-world forces.

Al-Ashari underlined the importance of reason in its correlation with prescription, without giving the former a priority, and underlined the importance of the latter in its correlation with reason, without relegating it to a secondary status. He included them in the correlation of the possible and the obligatory. Rational cognition of God, asserted Al-Ashari, is possible, but cognition of Him through faith is a must. In this sense, he indirectly depicted the subordination of reason to prescription and opened the way for an all-embracing polemic with the Mutazilites on this problem, without transforming it into a banner of enmity.

This aspect has, more graphically, revealed itself in the works of such famous representatives of Asharism as Al-Bakillani and al-Juweyni. Al-Juweyni, in engaging polemics with the views of "Brahmans" concerning prophecy, reason and prescription, often deviates from the views of al-Ashari, however, in general he keeps to his major position. As al-Ashari, he negates the capacity of reason to judge about blessed and abominable conduct, by asserting that only prescription may pass on them a lasting judgment.72 

In discussing the relation of reason to problems of faith, he directs reason along a path that obliges it constantly to search for justifications and affirmations for prescriptions. Prescription is necessary for reason, since it cannot grasp the blessings of justice and the evil of oppression and infringements. If that is the case, then all would have come to similar judgments; whereas, in real life some consider that this or that thing or conduct is abominable owing to these or other motives, while at the same time others consider the same conduct as a blessing. The final conclusion of Al-Bakillani is this: "Reason attains its perfection not by itself, but thanks to its subordination to Shari’a and in addition to it."73  Later, al-Juweyni shortly and sharply formulated this same idea in the following aphorism: "Prescription refutes reason and agrees with it; it refutes reason where it does not agree."74 

The variety of views expounded above reflect the theological-philosophical level of solving the problem of the correlation of reason and prescriptions of faith. That is, it does not embrace the canonical realization of this correlation in different cultural aspects; rather it shows a model of constructing the general positions of different trends and their refraction through a prism of substantial problems of divine metaphysics and the socio-historical existence of the Caliphate.

Despite the differences (sometimes diametrically opposite) in their positions relative to the problem of the correlation of reason and prescriptions of faith, what is common to all is that they moved in the direction of exoteric tradition on the priority of reason or Shari’a.

 

RATIONAL-PHILOSOPHICAL LIMIT OF ISLAMIC EXOTERISM: THE DILEMMA OF WISDOM AND SHARI’A (OF PHILOSOPHY AND RELIGION)

 

A merit of the confrontational trends of Kalam was the preparation and elaboration of exoteric tradition in the correlation of reason and prescriptions of faith, equivalent symbolically to the theoretical and practical comprehension of the necessary physical limits of "I" and society. The latter could not act without constraining restrictions, for it was their necessary realization. That is why in Islamic Fiqh, the domination of such concepts as preference and necessity is not accidental. Fiqh somehow shows that every step in the direction of freedom presupposes, as a minimum, a correspondence of the preferred and the necessary norms to the prescriptions of faith and reason. The end result has to a large extent, determined the influence of the above-mentioned binary on the socio-cultural existence of the Caliphate in its heyday. This resulted in the limitation of theoretical and practical reason in their own logical (systematic) and cultural (comprehension of its authenticity) fetters and a revolution of its own problems and anxieties. Accordingly, a permanent possibility of creating the values of moderation was created; moreover, the probability of moderation to get congealed (immersed) in the "official ideology" and dogmas remained. At the same time, as the binary of Islamic wholeness wove the fibre of thought systems and kept them from extremity and kept society from going beyond the bounds of the "true path," by condemning practical mindlessness and the dismemberment of the values of principles, yet the danger lay in the possibility that they would be included in canonized dogmas.

In other words, the danger of that outcome consists in the possibility of the transformation of moderation into dogmatic rules that might hinder a renewed synthesis of authoritative agreement and free creativity. The latter equation in its cultural content presents itself as an all-embracing form of ideological and spiritual dynamism of the norms of Islam, which express their logical stability through the theoretical and practical comprehension of the meaning of cultural limits. In this sense, enthusiastic theorizing of moderation as such could have led to nothing more than the conservation of moderation itself. The point is that such enthusiasm was incapable of realizing the essence of moderation as "true revolutionizing" [act], as "pure logic" and as the "highest good". The conversion of the fundamental principles of Islamic faith (including its ideological paradigms) onto the plane of legal and theological dogmas inevitably led to a freezing and severe canonization of the legal doctrines and theological sects in traditions. In aggregate, this led to the dominance in devotion, of the whip of the law; in political view points of the apology for necessity; in thought of logical paradoxes and sectarianism. A classical example of this situation is Asharism. It embodied in its "historical" answer to the rational extremism of Mutazilites what can be termed a conservative moderation and, in its realization of the project of cultural authenticity what can be called a conservative synthesis. That is why an historical answer was given on the side of esoterism by the Brethren of Purity, and a cultural answer by philosophy.

In its theoretical and practical alternative the esoterism of the Brethren of Purity was a historical answer to the theologically canonized form of dogmatism. Hence, its inability to overcome fully the exoteric tradition in a such way as to adapt it into a reasonable and acceptable system for the community (of course, within the framework of its tradition of reason and prescriptions of faith) and likewise its inability to draw exoterism into "total esoterism", as did the Sufis. This also explains its vacillations in the cultural wholeness of the world of Islam of those times. However, the Brethren of Purity, in their vacillations between consistent exoterism and esoterism, succeeded in overcoming the fragmentariness of the traditional binary of reason and prescriptions of faith by including it in the systematic outlook of their alternative. Having kept reason in unity with prescriptions of faith, they defined for each one of them its own rule within the framework of the correlation of philosophy and Shari’a as the widest and deepest forms of a community’s unity. They found a way to re-establish true monotheism (and consequently, unity) in the flexible unity of the rational and the moral, and thereby, the liquidation of political and world-outlook differences. Hence, their attempts to explain the causes of differences in general and also their concrete types. Simultaneously they studied the causes and levels of these differences. They reduced the causes of differences, mainly, to the construction of bodies, to the nature of Environment, to traditions, religion and also to the signs of the Zodiac and the disposition of the stars at the moment of birth.75  This natural-historical premise finds its reflection more in a cultural outlook, than in comprehending as such the essence of things. It determines the nature of the difference, rather than the quality of knowledge, since the latter has its own basis in levels of knowledge (sensory, rational and metaphysical).76  The quantitative aspect of these differences is determined, according to the Brethren of Purity, by the fineness of meaning, differences of paths that lead to knowledge, and also differences of people in intellectual capacities, i.e. they reduced to the unity of the object methods of knowledge and diversity of the intellectual capacities of the soul.77 

The quantity of differences related to the "fineness of meaning" and to the "diversity of the intellectual capacities of soul" are the object and subject of knowledge. Similarly the "different paths leading to knowledge" is the environment in which the nature and content of theoretical and practical differences are reflected,78  since it considers the dilemma of the essential and the secondary in sensual and rational knowledge in the form of the substantial and derivative methods of cognition. The Brethren of the Purity concentrated their attention on the problem of analogy as one of the major sources of ideological and religious differences, because it is, according to them, the most widespread method of attaining human knowledge. However, analogy is many-sided. It is a sum total of methods and of cognition and scales to which people take refuge in order to attain justice, truth, the good and unity.79  In other words, analogy unites in itself logical, social and moral truth, as well as justice. The Brethren of Purity considered analogy to be capable of attaining truth and of overcoming differences, if and only if it lacks deliberate deceit, mistakes, ignorance and non-observance of the rules of analogy.80  If deliberate deceit, mistakes and ignorance are an outcome of the "disordered" intellectual capacities of the soul in knowledge and action, then a deviation from the strict rules of analogy is a deviation from analogy as from the just scales of the truthfulness of knowledge. Hence, they gave especial attention to any "deviations from the just analogy in reasonable thought and beliefs".

They attempted to show that every representative of reason (rational theology, philosophy) and of faith (religion) aspired, in proportion to his possibilities, to attain truth. Hence, their judgments and conclusions are different depending on their proximity to, or remoteness from, truth. In this way, they attempted to substantiate the objectivity of truth in analogies and the possibility of differences of opinions in such a way that dualism in general (and Manicheism, in particular) ceases to be atheism and apostasy. An opinion formed as a result of absolutizing the diversity of causes is analogous to what is available in life (virtue and evil, light and darkness, etc.). The same is true in relation to the definition of reason, whereby opinion differs, mainly, on the occasion of the "attainability" of its aspect (historical and empirical), instead of reason as such.81  They applied the same approach to the epochal differences over fundamental world-outlook.82 

In other words, the exposition and analysis of the fundamental differences of the epoch for the Brethren of Purity contain an attempt to construct a system of the necessary conditions of authentic knowledge. They proceeded from the fact that premises of authentic knowledge are within the bases of the knowledge of every science. Any science, as any art, has, according to the Brethren of Purity, its own representatives and its own bases. They agree on the fundamentals of their science and differ on details.83  Such fundamentals, for example, in arithmetic is the digital number and the reproduction from one; in geometry the three dimensional space; in music understanding the harmony of sounds; in physics matter, form, space, time, movement, etc.84  They attempted to construct a more consistent system of sensual and rational knowledge through the identification of the substantial and accidental in them with the fundamentals and parts in methods and in cognition: that is to say, they aspired to justify the authenticity of the fundamentals of knowledge and their methods, and likewise the possibility of differences in the particulars of science. They saw in this not only the natural state of things,85  but also a guarantee of deepening and refining theoretical and practical reason. They also deliberated about the "usefulness of differences"—the aim being the further refinement of proofs, the search of fine and exact definitions, the reproduction of new analogies, the widening of knowledge, criticism and self-criticism of the soul for the sake of attaining further qualities of virtue.86 

The harmonization of the fundamentals and refinements of knowledge in the system of the Brethren of Purity was called to fulfill not so much theoretical, but mainly moral-practical functions. Harmonization served and promoted the revival and realization of the values of the socio-spiritual unity of community: thus, their aspiration to identify the so-called "bad knowledge" and their criticism of the "disputes of bad scholars". By identifying "bad knowledge" with extremist (Gulat) ideas of diverse sects concerning the questions of theology, politics, moral, they proposed in their alternative system the law of moderation.

In considering, the major ideological differences of that epoch, they gave special attention to the analysis of religious differences, since they saw in them the possibility of unity and dissociation. Having divided religious sciences into the rational and prophetical, they attempted to define rationally the essence of religion as an amalgam of convictions, conscience and secrets. This amalgam is regarded by them as the basis of religion, while language and actions (publicly and openly) were recognized by them as secondary additions.87  As for conviction, it divides into three types: one for the elite, another for the mass, and the third is general. The last is the best, since it embraces all. It synthesizes within itself the fundamentals and additions, or conviction and action, in order to serve the socio-spiritual wholeness of the community. Conviction, according to them, has two components: 1) "reasonable consideration" and "cordial authenticity, purified of all sins", based on an analysis of sensual data, on fine rational theorization, knowledge of mathematics, a good grasp of logic (similar to that of the ancient sages and their followers); 2) the obedience or subordination of those who are liable to be obedient.88 

The unity of conviction and obedience represents the theoretical form of a unity of "refinement of soul on a direct path" as the method for the realization of a conceptual—practical alternative. The Brethren of Purity reduced the last to necessity: to observe Shari’a norms, prophetical admonitions, the instructions of wise men; to reject dissociation, bad customs; to avoid bad doctrines; and to take possession of knowledge (rational, Shari’a, mathematical, physical, or divine).89  The concept "refinement of soul"—meant for them the necessity of the refined soul to return to its primary divine condition.90  The practical method of reaching this condition is the shortest and most precise path in which barriers are overcome by the diligence of a renewed heart, the support of individual inspirations and the heritage of the wise and holy elders.91 

The Brethren of Purity, thus, tried to construct a system of bases and paths, having realized it in the unity of the refinement of soul and direct path. They did not consider their approach as something new; on the contrary, they underlined its theoretical continuity with the traditions of wise men, virtuous Faqihs [law-makers], and, in a practical aspect, with the traditions of the prophets and their true followers.92  They wanted to achieve an integration of all cultures in the wholeness of their alternative system, expressed as follows: " We slept in the cave of our forefather. The times and events replaced each other, until the time to resurrect in the empire of the great Nomos has not come. And we saw spiritual hailstones, dwelling in the air".93  The continuation of this vision was their request to sit in Noah’s ark in order to rescue nature and matter’s waves from flood; to see God’s empire as Abraham has seen it; to come on God’s commandment and fulfill one’s duty as Moses had done; to execute this work so that God’s benevolence had touched you, and you would see the Rescuer sitting at the right side of our Lord; and to leave the darkness of Ariman, in order to behold Ahura-Mazda, shining above Avrikhon; to enter into a temple of Athens in order to see the celestial orbits woven by Plato; to fall asleep in the night of Power in order to see the Ascension at dawn.94 

Thus, they wanted to acquire a cultural wholeness by integrating into themselves the spiritual edges of the historical experience of mankind. They attempted to present the laws (Shari’a), the deeds of the prophets and reason, and the logic of wise men (i.e. reason and prescriptions of faith as the cumulative experience of humankind) as the necessary unity of a conceptual-practical alternative capable of restoring order and justice (i.e. creative moderation). They saw in the unity of religion and philosophy a more adequate, more ideal method of overcoming the traditional dilemma of reason and the prescriptions of faith, since such a unity would complete the task of mastering the cultural wholeness of mankind. Thus, they repeatedly asserted that the constant confrontation of ideas and expressions of philosophers, with the prophets showed the ignorance of those who are not versatile in philosophizing, but know only its general fundamentals, and those specialists on religion, who know only the external aspects of the true sacraments of faith. The consequences of this situation have been stupid confrontations, fruitless controversies, and the contrasting of philosophy to Shari’a and vice versa.95 

It is necessary to underline, that any attempt to construct a whole of the world cultures and not attempt to be consistent in its synthesis is not protected against the temptation of eclecticism. If the latter also represents one of the channels of tolerance and openness, then its proclaimed purpose—moderation—nevertheless remains an object of scepticism and controversy owing to the weakness of its realization within the criteria and values of its own culture. This weakness accompanied the ideological system of the Brethren of Purity in their effort to realize moderation, and because of this their system became an object of cruel doubt and humiliating criticism. So, ŕt-Tawhidi remarks in his book, Pleasures and Entertainment, that when he got into his hands the letters of the Brethren of Purity he was amazed by their incompetence. In aggregate, these letters are but a compilation of myths, fables, allegories, eclectics, joined together by cutting and pasting. When he transmitted these letters to his teacher Sheikh Abu Suleiman al-Sajitani, the Sheikh described them (after careful consideration) as follows: they carried water in a sieve, walked around the source, and could not even drink that water.96  Therefore, al-Sajitani saw in their aspiration "to clear Shari’a from ignorance with the help of philosophy" as no more than an illusion about the possibility of putting philosophy into Shari’a or subordinating Shari’a to philosophy. In other words, the critics of the Brethren of Purity saw in their attempt to unite philosophy and Shari’a, only an eclectic approach deprived of any hopes for success.97  The point is that, the assertions of the Brethren of Purity about the Shari’a as a medicine for the patients and a philosophy for his health98  were considered by these critics as deprived of any sense, for there is no one medicine for a patient and for health.

From the above-mentioned follows the conclusion that direct and indirect criticism of the eclecticism of the Brethren of Purity was directed to revealing the inconsistency of their attempts to synthesize philosophy and religion. This inconsistency was an inevitable outcome of the fact that all attempts at synthesis of world cultures were undertaken outside of a critical analysis of the cumulative achievements of Islamic culture. The idea of moderation is a unity of philosophy and religion was a brave act utopian in spirit. Despite their repeated assertions about the necessity and usefulness of a unification of philosophy and religion,99  they could not overcome the historical-cultural barrier between Islamic Shari’a and Greek philosophy. Their attempt to identify Shari’a with the faith of the masses, and philosophy with reason and an intellectual elite, compelled them constantly to feel their actual estrangement from the cumulative achievements of Islamic cultural wholeness. In other words, their theoretical and practical attempt to decide the problem of the unity of philosophy and religion remained captive to an intellectual haughtiness that is characteristic of the eclectic spirit. The parallelism of philosophy and Shari’a—the former as conclusive, authentic and spiritual, and the latter as imaginary, traditional and solid—remained an integral part of their approach to this problem.

Another attempt to solve this problem of moderation was undertaken by the well-known philosopher—Ibn Rushd. He considered the problem of philosophy and religion within the framework of the relation of wisdom and Shari’a, i.e. he included it in the language and logic of the culture (Islam), trying thereby to solve it in the traditions and criteria of Fiqh. Not incidentally, he put in the beginning of his study of the correlation of philosophy and religion the problem of whether the study of philosophical sciences and logic is allowable or prohibited.100  He tried to logicize and to legalize this problem in the Islamic vision, i.e. to take al-Farabi’s ideas to a logical conclusion. He shared with ŕl-Farabi the idea of joint efforts of philosophy and religion to look at the world reasonably. According to Ibn Rushd, if the operation of philosophy is no more than the rational consideration of things from the point of view of their focus on the existence of the Creator, then Shari’a is oriented in the same direction, but only from the standpoint of what is allowable and mandatory. Besides, there is a huge number of verses that call for the mandatory use of reason and rational consideration. Since Shari’a regards that as a must, and the rational consideration of things, writes Ibn Rushd, is nothing other than the deduction of the unknown (which, in turn, is nothing more than an analogy), we should consider things with the help of rational analogy.101  This analogy, in the last analysis, determines such purposes as wisdom (philosophy), and as Shari’a (religion). On this basis, he concludes to the identity of the purposes of prescriptions of faith (Shari’a, religion) and wisdom (philosophy). However, each one of them has its specificity. If Islamic Shari’a, writes Ibn Rushd, calls for the comprehension of truth, then rational proof (philosophy) should not lead to contradictions with the prescriptions of faith by recognizing that truth does not contradict faith; on the contrary, they correspond and support one another.102 

In other words, Ibn Rushd tried to substantiate a cultural vision of wisdom so that it could be acceptable both in the tradition of Islam (religion), and in the tradition of logic (philosophy), thereby removing a possible contradiction between faith and proof (reason). He aspired to consider the rational scope of Islamic culture as a necessary condition of ideal moderation. He regarded this as a method of overcoming sectarianism and dogmatism, lies and defects, and establishing a rich unity of truth and virtuousness. From here follows, his re-working and reformulation of the achievements of theoretical thought on the correlation of wisdom and Shari’a within the framework of searching their connections and similarities, i.e. within the framework of searching a new unity of culture and logic.

Ibn Rushd proceeded from the recognition of the fact that the purpose of religion is to teach the people true knowledge and true action. True knowledge is knowledge of God and all things as such, also happiness and misfortune. True action is deeds leading to happiness. If the teaching of true action is realized through moral and legal knowledge (science), the teaching of true knowledge is realized through rational perceptions and rational proofs. Since the means of rational perceptions are perceptions about the things or their similarity, then the means of proof are methods of rational cognition, i.e. authentic, dialectic and rhetorical. Philosophy (wisdom) assumes necessarily raising its rhetorical proof up to the level of authenticity, while the primary task of religion consists in teaching all. This implies that religion embraces all the means of rational perceptions and proofs,103  i.e. Ibn Rushd aspired to overcome the "logic" of opposition and alienation between philosophy and religion by including them in the means of logic. Therefore, he considered "wisdom as the girlfriend and dairy sister of Shari’a, irrespective of quarrels and disagreements between them, for they are, by nature, amicable and love one another as a matter of fact and instinctively".104 

Ibn Rushd aspired to "legalize" philosophy and philosophize the Shari’a by the harmonization of wisdom and Shari’a and by the dissolution of this harmonization into the accumulated unity of the theoretical and practical experience of Islam. This harmonization comprised a synthesis of the rational and religious wholeness of Islam and was called to substantiate the cultural and logical vision of humankind’s highest purpose—happiness. It assumed in itself new possibilities of rationalizing religion and its fusion in an open humanism of true knowledge and action.

This was an historical-cultural form of mastering the various attempts and possibilities of the synthesis of reason and wisdom, development of rational wisdom and wise rationalism, which, in turn, were nothing else but the wholeness of the moral spirit or monism. The above historical (absolute) principles in their embodiment assumed the harmony of society and moderation. The specific refraction of these principles in the attempts to unite and harmonize religion and philosophy is only the theoretical form of substantiating the legitimacy of the community in the criteria of reasonable moderation, i.e. the rational form of eternal wisdom, the ideal of Islamic culture.

 

Notes

 

 1. This moderation paved, for itself, the way, including in the phraseology of the Qur’an’s verses and Ayats. The latter, as a rule, is composed (in the original) of two or three rhythmetisized words. This is the form of the unity of the binary and contrast components of phrases and, because of this, influenced the formation of the psychological background. A proof of this may be hundreds of Ayats, especially the Meccan ones, about the different moral aspects of existence and metaphysics. For example, it is said in the Sura "The Night":

 

"And for him who giveth and is dutiful (toward God)

And believeth in goodness

Surely We will ease his way unto the state of ease.

But as for him who hoardeth and deemeth

himself independent,

And disbelieveth in goodness,

Surely We will ease his way unto adversity". (92: 5-10);

 

Or in the Sura "The Cleaving":

"When the heaven is cleft asunder,

When the planets are dispersed,

When the seas are poured forth,

And the sepulchers are overturned,

A soul will know what it hath sent

Before (it) and what left behind. (82: 1-5)

 

 2. Qur’an, 74: v.32-34

 3. Ibid., 91: v. 1-2.

 4. Ibid., 56: v. 75.

 5. Ibid., 82: v. 1-5.

 6. Ibid., 45: v. 24.

 7. Ibid., 22: c. 47.

 8. Ibid., 33: v. 78.

 9. Ibid., 50: v. 43.

 10. Ibid., 29: v. 57.

 11. Ibid., 3: v. 145.

 12. Ibid., 39: v. 42.

 13. Ibid., 74: v. 38.

 14. Ibid., 50: v. 16.

 15. Ibid., 57: v. 20.

 16. Ibid., 10: v. 24.

 17. Ibid., 102: v. 1-2.

 18. Ibid., 29: v. 64.

 19. Ibid., 18: v. 46.

 20. Ibid., 14: v. 3.

 21. Ibid., 31: v. 33.

 22. Ibid., 17: v. 110.

 23. Ibid., 114: v. 1-3.

 24. Ibid., 43: v. 84.

 25. Ibid., 64: v. 1.

 26. Ibid., 13: v. 15.

 27. Ibid., 36: v. 83.

 28. Ibid., 23: v. 115.

 29. Ibid., 87: v. 2-3.

 30. Ibid., 55: v. 1-4, 7-8, 33.

 31. Ibid., 55: v. 26-27.

 32. Ibid., 43: v. 13.

 33. Ibid., 57: v. 3.

 34. Ibid., 24: v. 35.

 35. Ibid., 35: v. 2.

 36. Ibid., 58: v. 7.

 37. Ibid., 72: v. 18, 20.

 38. Ibid., 21: v. 22.

 39. Ibid., 2: v. 115.

 40. Ibid., 31: v. 30.

 41. Ibid., 23: 115.

 42. Ibid., 6: v. 57.

 43. Ibid., 41: v. 53.

 44. Ibid., 11: v. 117.

45. Ibid., 16: v. 93.

 46. Ibid., 2: v. 143.

 47. Ibid., 3: v. 104.

 48. Ibid., 3: v. 110.

 49. For detailed elaboration of this aspect see my work: Al-Janabi M.M. The Islamic Doxography (Damascus, 1995) (in Arabic).

 50. The words "moderation" and "justice" in Arabic have the same root: adl—truth, justice, middle, equal, alike; i’tidal— moderation; ‘adala—justice.

 51. The word "truth" originates from the word "hak". It has in the Islamic lexicon a broad and deep meaning, including the concepts God, the Absolute, justice and legality.

 52. Al-Baghdadi. Al-Fark bein al-Firak (in Arabic), p. 176.

 53. An-Naubakhti. Firak al-Shiiat (in Arabic), p. 32.

 54. A classical manifestation of this approach can be found in the work allegedly written by al-Juweyni Al-Hift wa-al-Azdilla.

 55. Al-Shahrastani. Al-Milal wa-n-Nihal. V. I, p. 179.

 56. Al-Baghdadi. Op. cit., p. 187.

 57. An-Naubakhti. Op. cit., p. 21.

 58. Ibid., p. 38.

 59. Al-Shahrastani. Op. cit., v. I, p. 181.

 60. Al-Isfahani. Huliat al-Awlia. V. 2 (Beirut, Dar al-kutub al-ilmia), p. 133.

 61. Ibid., v. 2., p. 132.

 62. Hassan Al-Basri. "Jawab ala Kitab Abd al-Malk bin Marwan", Arabic Moral Thought (Beirut, Dar al-ahlifi, 1986), pp. 20-28.

 63. Al-Shahrastani. Al-Milal wa-n-Nihal. V. I, p. 130.

 64. Ibid., p. 45.

 65. Ibid., p. 52.

66. Ibid., p. 58.

67. Ibid., p. 47.

68. Ibid., p. 70.

69. Ibid., p. 81.

70. Al-Ghazali. Al-iktisad fi-l-iktikad (Cairo, no date), p. 2. A detailed analysis of this question: Maitham al Janabi. Al-Ghazali: Sufi Theologico-Philosophical Synthesis. v. 2 (Damascus: Al Mada, 1998), pp. 11-36.

71. Al-Shahristani. Op. cit., v. I, p. 101.

72. Ibid., p. 102.

73. Al-Bakillani. At-Tamhid (Cairo, 1947), p. 97.

74. Al-Juweyni. Al-Luma fi kawaid ahl-al-Sunnah (Beirut, 1968), p. 173.

75. Ikhwan al-Saffa. Ar-Rassail (Kum, 1405 Hijra), v. 3, pp. 401-402.

76. Ibid., v. 3, p. 402.

77. The Brethren of Purity stated the fact of the intellectual capacities of people depending on their social origin and professional qualifications: thus, their conclusion that differences in the intellectual capacity of people is directly related to the position this or that person holds in the religious or secular life. They classified these differences into nine categories: prophets, priests, sages, kings, peasants, craftsmen, traders, servants, the property-less. For details, see: Ar-Rassail, v. 3, p. 428.

 78. Ikhwan al-Saffa. Op. cit., v. 3, p. 403.

 79. Ibid., v. 3, p. 448.

 80. Ibid.

 81. Ibid., v. 3, p. 467.

 82. Ibid., v. 3, pp. 464-516.

 83. Ibid., v. 3, p. 432.

 84. Ibid., v. 3, pp. 432-436.

 85. Ibid., v. 3, p. 431.

 86. Ibid., v. 3, pp. 490-436.

 87. Ibid., v. 3, pp. 451-452.

 88. Ibid., v. 3, p. 453.

 89. Ibid., v.3, p. 538.

 90. Ibid., v. 4, pp. 6-7.

 91. Ibid., v. 4, p. 9.

 92. Ibid., v. 4, p. 126.

 93. Ibid., v. 4, p. 18.

 94. Ibid., v. 4, pp. 18-19.

 95. Ibid., v. 4, p. 36.

 96. At-Tawhidi. Al-Imta wa-l-Muaanasa (Beirut, no date), v. 2, p. 6.

  97. Ibid., v. 2, p. 9.

 98. Ibid., v. 2, p. 11.

 99. Ibid., v. 2, p. 16.

 100. Ibn Rushd, Fasal al-Makal wa Takrir ma bein al-Shari’a wa-l-hikma min al-itisal. (Algeris, 1977), p. 5.

 101. Ibid., p. 6.

 102. Ibid., p. 32.

 103. Ibid., p. 30.

 104. Ibid., p. 39.